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International Journal of Physics

On the Principle of Least Action

Vu B Ho

Published Apr 9, 2018• 9 citations
Publisher

Abstract

Investigations into the nature of the principle of least action have shown that there is an intrinsic relationship between geometrical and topological methods and the variational principle in classical mechanics. In this work, we follow and extend this kind of mathematical analysis into the domain of quantum mechanics. First, we show that the identification of the momentum of a quantum particle with the de Broglie wavelength in 2-dimensional space would lead to an interesting feature; namely the action principle S=0 would be satisfied not only by the stationary path, corresponding to the classical motion, but also by any path. Thereupon the Bohr quantum condition possesses a topological character in the sense that the principal quantum number is identified with the winding number, which is used to represent the fundamental group of paths. We extend our discussions into 3-dimensional space and show that the charge of a particle also possesses a topological character and is quantised and classified by the homotopy group of closed surfaces. We then discuss the possibility to extend our discussions into spaces with higher dimensions and show that there exist physical quantities that can be quantised by the higher homotopy groups. Finally we note that if Einstein’s field equations of general relativity are derived from Hilbert’s action through the principle of least action then for the case of n=2 the field equations are satisfied by any metric if the energy-momentum tensor is identified with the metric tensor, similar to the case when the momentum of a particle is identified with the curvature of the particle’s path.

DOI
10.12691/ijp-6-2-4

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Investigations into the nature of the principle of least action have shown that there is an intrinsic relationship between geometrical and topological methods and the variational principle in classical mechanics. In this work, we follow and extend this kind of mathematical analysis into the domain of quantum mechanics. First, we show that the identification of the momentum of a quantum particle with the de Broglie wavelength in 2-dimensional space would lead to an interesting feature; namely the action principle S=0 would be satisfied not only by the stationary path, corresponding to the classical motion, but also by any path. Thereupon the Bohr quantum condition possesses a topological character in the sense that the principal quantum number is identified with the winding number, which is used to represent the fundamental group of paths. We extend our discussions into 3-dimensional space and show that the charge of a particle also possesses a topological character and is quantised and classified by the homotopy group of closed surfaces. We then discuss the possibility to extend our discussions into spaces with higher dimensions and show that there exist physical quantities that can be quantised by the higher homotopy groups. Finally we note that if Einstein’s field equations of general relativity are derived from Hilbert’s action through the principle of least action then for the case of n=2 the field equations are satisfied by any metric if the energy-momentum tensor is identified with the metric tensor, similar to the case when the momentum of a particle is identified with the curvature of the particle’s path.
A brief historical review of the Principle of Least Action is given, and it's methodological importance is emphasized: the basic equations of Classical Mechanics can be derived from the conjunction of the Principle Least Action with the Galilean Principle of Relativity and the hypothesis of homogeneity and isotropy of space and the homogeneity of time. In classical electrodinamics, the situation is similar: one can build the action keeping now in mind the Einstein's Principle of Relativity. By means of the solution of the Euler-Lagrange equations one obtain the equations of motion of charges in given fields (Lorentz force) and the first pair of Maxwell equations. Also, starting from the sources of the field (charges and currents), the second pair of Maxwell equations is obtained.\nIn the case of the General Relativity, the trajectories of a free particle are given by the geodesic lines in space-time. The Einstein equations are also obtained by finding the extreme of some action. A brief historical review of quantum theory is given, starting from the introduction of the quantum of action in physics, to the Schrödinger equation, which can be obtained from a variational principle, and the Heisenberg Uncertainty Principle. Interesting is the role of the classical action in the formulation of quantum mechanics by means of the Feynman path integrals. In it, the classical trajectory in the motion of a system between two configurations, it corresponds the limit in which the Planck constant tends to zero. In quantum electrodinamics, it is required also to start from a Lagrangian together with the properties of space-time simmetry, the gauge invariance and the CPT invariance. Finally, mention is made to the electroweak theory and to quantum cromodynamics
Abstract We show that the formulations of non-relativistic quantum mechanics can be derived from an extended least action principle. The principle can be considered as an extension of the least action principle from classical mechanics by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a physical system needs to exhibit during its dynamics in order to be observable. Second, there is constant vacuum fluctuation along a classical trajectory. A novel method is introduced to define the information metrics to measure additional observability due to vacuum fluctuations, which is then converted to an additional action through the first assumption. Applying the variational principle to minimize the total actions allows us to recover the basic quantum formulations including the uncertainty relation and the Schrödinger equation in the position representation. In the momentum representation, the same method can be applied to obtain the Schrödinger equation for a free particle while further investigation is still needed for a particle with an external potential. Furthermore, the principle brings in new results on two fronts. At the conceptual level, we find that the information metrics for vacuum fluctuations are responsible for the origin of the Bohm quantum potential. Even though the Bohm potential for a bipartite system is inseparable, the underlying vacuum fluctuations are local. Thus, inseparability of the Bohm potential does not justify a non-local causal relation between the two subsystems. At the mathematical level, quantifying the information metrics for vacuum fluctuations using more general definitions of relative entropy results in a generalized Schrödinger equation that depends on the order of relative entropy. The extended least action principle is a new mathematical tool. It can be applied to derive other quantum formalisms such as quantum scalar field theory.
Abstract The uncertainty principle is a fundamental principle of quantum mechanics, but its exact mathematical expression cannot obtain correct results when used to solve theoretical problems such as the energy levels of hydrogen atoms, one-dimensional deep potential wells, one-dimensional harmonic oscillators, and double-slit experiments. Even after approximate treatment, the results obtained are not completely consistent with those obtained by solving Schrödinger’s equation. This indicates that further research on the uncertainty principle is necessary. Therefore, using the de Broglie matter wave hypothesis, we quantize the action of an elementary particle in natural coordinates and obtain the quantization condition and a new deterministic relation. Using this quantization condition, we obtain the energy level formulas of an elementary particle in different conditions in a classical way that is completely consistent with the results obtained by solving Schrödinger’s equation. A new physical interpretation is given for the particle eigenfunction independence of probability for an elementary particle: an elementary particle is in a particle state at the space-time point where the action is quantized, and in a wave state in the rest of the space-time region. The space-time points of particle nature and the wave regions of particle motion constitute the continuous trajectory of particle motion. When an elementary particle is in a particle state, it is localized, whereas in the wave state region, it is nonlocalized.
The principle of least action, which has so successfully been applied to diverse fields of physics looks back at three centuries of philosophical and mathematical discussions and controversies. They could not explain why nature is applying the principle and why scalar energy quantities succeed in describing dynamic motion. When the least action integral is subdivided into infinitesimal small sections each one has to maintain the ability to minimize. This however has the mathematical consequence that the Lagrange function at a given point of the trajectory, the dynamic, available energy generating motion, must itself have a fundamental property to minimize. Since a scalar quantity, a pure number, cannot do that, energy must fundamentally be dynamic and time oriented for a consistent understanding. It must have vectorial properties in aiming at a decrease of free energy per state (which would also allow derivation of the second law of thermodynamics). Present physics is ignoring that and applying variation calculus as a formal mathematical tool to impose a minimization of scalar assumed energy quantities for obtaining dynamic motion. When, however, the dynamic property of energy is taken seriously it is fundamental and has also to be applied to quantum processes. A consequence is that particle and wave are not equivalent, but the wave (distributed energy) follows from the first (concentrated energy). Information, provided from the beginning, an information self-image of matter, is additionally needed to recreate the particle from the wave, shaping a “dynamic” particle-wave duality. It is shown that this new concept of a “dynamic” quantum state rationally explains quantization, the double slit experiment and quantum correlation, which has not been possible before. Some more general considerations on the link between quantum processes, gravitation and cosmological phenomena are also advanced.
Recent work shows that the Schroedinger equation can be solved exactly based only on classical least action. The computation is based on solving a HamiltonJacobi equation for the action computing the classical density accordingly along all stationary action paths and finally constructing the exact wave function based on these classical quantities alone. The method requires that the action Laplacian or more generally the Laplacian of the propagated density be purely time-varying along stationary action paths. In the case of arbitrary nonlinear potentials this condition can still be verified without loss of generality by using a time rescaling. As the complexity of the wave computation is thus shifted to that of the action and the possible time rescaling this paper proposes a new analytical approach both to compute the action itself for a general nonlinear Hamilton-Jacobi pde and to concurrently construct a time rescaling as needed In contrast to solving the Schroedinger equation directly this computation of action and density extends naturally to systems with nonlinear potentials or position dependent inertia tensors. Hence in principle it can replace the approximations of quantum perturbation theory. For general nonlinear potentials, extending a result of Duru and Kleinert the time rescaling in a given metric is shown to correspond to a change of variables in the computed action density and wave with each eigenwave computed using that change of variables. We show that the approach makes it straightforward to construct the quantum wave for basic cases where no exact solution has been yet derived with the time rescaling unifying the computation. The approach first illustrated for the known three dimensional hyperbolic potential waves of the hydrogen atom is then used to compute the quantum waves for a quartic oscillator for which so far no direct exact solutions are known.
In this work, by summarising our recent works on the differential geometric and topological structures of quantum particles and spacetime manifolds, we discuss the possibility to classify quantum particles according to their intrinsic geometric structures associated with differentiable manifolds that are solutions to wave equations of two and three dimensions. We show that fermions of half-integer spin can be identified with differentiable manifolds which are solutions to a general two-dimensional wave equation, in particular, a two dimensional wave equation that can be derived from Dirac equation. On the other hand, bosons of integer spin can be identified with differentiable manifolds which are solutions to a general three-dimensional wave equation, in particular, a three-dimensional wave equation that can be derived from Maxwell field equations of electromagnetism. We also discuss the possibility that being restricted to three-dimensional spatial dimensions we may not be able to observe the whole geometric structure of a quantum particle but rather only the cross-section of the manifold that represents the quantum particle and the space in which we are confined. Even though not in the same context, such view of physical existence may comply with the Copenhagen interpretation of quantum mechanics which states that the properties of a physical system are not definite but can only be determined by observations.