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arXiv:2205.11950

Mott-Hubbard phase transition, gapped electron liquid in insulator stat

Igor N. Karnaukhov

Published May 24, 2022• 0 citations
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Abstract

Within the framework of a mean-field approach the Mott-Hubbard phase transition is considered in the Hubbard and Falicov-Kimball models for half-filled occupation. It is shown that a static Z_2-field forms an insulator state on the lattice with a double cell, its strength is determined by the Hubbard interaction. An uniform configuration of the Z_2-field corresponds to a gapless spin liquid state, the configuration, at which the lattice with a double cell is formed, corresponds to a gapped fermion liquid, fermions move in this field. Due to the presence of a static field in an insulator state, a formation of a gapped electron liquid is similar to the gapless Majorana spin liquid in Kitaev's model [1]. A gap in the spectrum is calculated depending on the magnitude of the Hubbard interaction for the chain, square and cubic lattices. The proposed approach allows us to describe the Mott-Hubbard phase transition and the insulator state within the same formalism for an arbitrary dimension for different models.

DOI
10.48550/arxiv.2205.11950

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Within the framework of a mean-field approach the Mott-Hubbard phase transition is considered in the Hubbard and Falicov-Kimball models for half-filled occupation. It is shown that a static Z_2-field forms an insulator state on the lattice with a double cell, its strength is determined by the Hubbard interaction. An uniform configuration of the Z_2-field corresponds to a gapless spin liquid state, the configuration, at which the lattice with a double cell is formed, corresponds to a gapped fermion liquid, fermions move in this field. Due to the presence of a static field in an insulator state, a formation of a gapped electron liquid is similar to the gapless Majorana spin liquid in Kitaev's model [1]. A gap in the spectrum is calculated depending on the magnitude of the Hubbard interaction for the chain, square and cubic lattices. The proposed approach allows us to describe the Mott-Hubbard phase transition and the insulator state within the same formalism for an arbitrary dimension for different models.
We study the behavior of fermion liquid defined on hexagonal and triangular lattices with short-range repulsion at half filling. In strong coupling limit the Mott-Hubbard phase state is present, the main peculiarity of insulator state is a doubled cell of the lattices. In the insulator state at half filling fermions with momenta kkk and k+πk+πk+π are coupled via the effective λλλ-field, the gap in the spectrum of quasi-particle excitations opens and the Mott phase transition is occured at a critical value of the one-site Hubbard repulsion~UcU_cUc​. Uc=3.904U_c=3.904Uc​=3.904 and Uc=5.125U_c=5.125Uc​=5.125 are calculated values for hexagonal and triangular lattices, respectively. Depending on the magnitude of the short-range repulsion, the gap in the spectrum and the energy of the ground state are calculated. The proposed approach is universal; it is implemented for an arbitrary dimension and symmetry of the lattice for fermions models with short-range repulsion.
Abstract We present a T = 0 K renormalization group (RG) phase diagram for the electronic Hubbard model in two dimensions on the square lattice at half filling. The RG procedure treats quantum fluctuations in the single particle occupation number nonperturbatively via the unitarily decoupling of one electronic state at every RG step. The resulting phase diagram thus possesses the quantum fluctuation energy scale (ω) as one of its axes. A relation is derived between ω and the effective temperature scale upto which gapless, as well as emergent gapped phases can be obtained. We find that the normal and insulating phases of the half-filled Hubbard model correspond, for any on-site repulsion, to a marginal Fermi liquid normal phase and a topologically-ordered gapped Mott insulating liquid respectively. The marginal Fermi liquid is found to arise from singular forward scattering in directions normal to the nested Fermi surface, while singular backscattering events lead to Mott liquid state. The transition between these two phases involves passage through a pseudogapped phase bookended by Fermi surface topology-changing Lifshitz transitions. The pseudogap phase is observed to arise from the electronic differentiation encoded within the nested Fermi surface, and involves the gradual gapping of the Fermi surface from antinodes to nodes via charge and spin excitations that are mutually entangled. We obtain effective Hamiltonians for various phases, as well as wavefunctions for the low-energy many-body eigenstates of the Mott liquid. Benchmarking of the ground-state energy per particle and the double-occupancy fraction for the Mott liquid against existing numerical results yields excellent agreement. Presence of a Néel ordering symmetry-breaking perturbation in the RG leads to an antiferromagnetic spin-ordered charge insulating Mott state. Our results thus offer novel insights on a variety of aspects of the Mott–Hubbard problem, and can be extended to the doped system.
The fermion sign plays a dominant role in Fermi liquid theory. However, in Mott insulators, the strong Coulomb interaction suppresses the charge fluctuations and eliminates the fermion signs due to electron permutation. In this article, we first review the phase string theory of the Hubbard model for a bipartite lattice, which unifies the Fermi liquid at weak coupling and the antiferromagnetic Mott insulator at strong coupling. We first derive the exact sign structure of the Hubbard model for an arbitrary Coulomb interaction U. In small U limit, the conventional fermion sign is restored, while at large U limit, it leads to the phase string sign structure of the t-J model. For half filling, we construct an electron fractionalization representation, in which chargons and spinons are coupled to each other via emergent mutual Chern-Simons gauge fields. The corresponding ground state ansatz and low energy effective theory capture the ground state phase diagram of the Hubbard model qualitatively. For weak coupling regime, the Fermi liquid quasiparticle is formed by the bound state of a chargon and a spinon, and the long range phase coherence is determined by the background spin correlation. The Mott transition can be realized either by forming the chargon gap or by condensing the background spinons.
A phase diagram of two Mott-Hubbard planes interacting with a short-range Coulomb repulsion is presented. Considering the case of equal amount of doping by holes in one layer as electrons in the other, a holon-doublon interlayer exciton formation is shown to be a natural consequence of Coulomb attraction. Quasiparticle spectrum is gapped and incoherent below a critical doping ${\ensuremath{\delta}}_{c}$ due to the formation of excitons. A spin-liquid-insulator (SLI) phase is thus realized without the lattice frustration. The critical value ${\ensuremath{\delta}}_{c}$ sensitively depends on the interlayer interaction strength. In the $t\text{\ensuremath{-}}J$ model description of each layer with the ddd-wave pairing, ${\ensuremath{\delta}}_{c}$ marks the crossover between SLI and ddd-wave superconductor. The SLI phase, despite being nonsuperconducting and charge gapped, still shows an electromagnetic response similar to that of a superfluid due to the exciton transport. Including antiferromagnetic order in the $t\text{\ensuremath{-}}J$ model introduces magnetically ordered phases at low doping and pushes the spin-liquid phase to a larger interlayer interaction strength and higher doping concentrations.
The interplay between electron-electron and electron-phonon interactions is studied in a one-dimensional lattice model by means of a variational Monte Carlo method based on generalized Jastrow-Slater wave functions. Here, the fermionic part is constructed by a pair-product state, which explicitly depends on the phonon configuration, thus including the electron-phonon coupling in a backflow-inspired way. We report the results for the Hubbard model in the presence of the Su-Schrieffer-Heeger coupling to optical phonons, both at half filling and upon hole doping. At half filling, the ground state is either a translationally invariant Mott insulator, with gapless spin excitations, or a Peierls insulator, which breaks translations and has fully gapped excitations. Away from half filling, the charge gap closes in both Mott and Peierls insulators, turning the former into a conventional Luttinger liquid (gapless in all excitation channels). In the latter case, instead, a finite spin gap remains at small doping. Even though consistent with the general theory of interacting electrons in one dimension, the existence of such a phase (with gapless charge but gapped spin excitations) has never been demonstrated in a model with repulsive interaction and with only two Fermi points. Since the spin-gapped metal represents the one-dimensional counterpart of a superconductor, our results furnish evidence that a true off-diagonal long-range order may exist in the two-dimensional case.
A phase diagram of two Mott-Hubbard planes interacting with a short-range Coulomb repulsion is presented. Considering the case of equal amount of doping by holes in one layer as electrons in the other, a holon-doublon inter-layer exciton formation is shown to be a natural consequence of Coulomb attraction. Quasiparticle spectrum is gapped and incoherent below a critical doping δcδ_cδc​ due to the formation of excitons. A spin liquid insulator (SLI) phase is thus realized without the lattice frustration. The critical value δcδ_{c}δc​ sensitively depends on the inter-layer interaction strength. In the tJtJtJ model description of each layer with the d-wave pairing, δcδ_{c}δc​ marks the crossover between SLI and d-wave superconductor. The SLI phase, despite being non-superconducting and charge-gapped, still shows electromagnetic response similar to that of a superfluid due to the exciton transport. Including antiferromagnetic order in the tJtJtJ model introduces magnetically ordered phases at low doping and pushes the spin liquid phase to a larger inter-layer interaction strength and higher doping concentrations.