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arXiv:2407.03046 · Physical review. B./Physical review. B

Insulating and metallic phases in the one-dimensional Hubbard-Su-Schrieffer-Heeger model: Insights from a backflow-inspired variational wave function

Davide Piccioni, Francesco Ferrari, Michele Fabrizio, Federico Becca

Published Jan 10, 2025• 0 citations
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Abstract

The interplay between electron-electron and electron-phonon interactions is studied in a one-dimensional lattice model by means of a variational Monte Carlo method based on generalized Jastrow-Slater wave functions. Here, the fermionic part is constructed by a pair-product state, which explicitly depends on the phonon configuration, thus including the electron-phonon coupling in a backflow-inspired way. We report the results for the Hubbard model in the presence of the Su-Schrieffer-Heeger coupling to optical phonons, both at half filling and upon hole doping. At half filling, the ground state is either a translationally invariant Mott insulator, with gapless spin excitations, or a Peierls insulator, which breaks translations and has fully gapped excitations. Away from half filling, the charge gap closes in both Mott and Peierls insulators, turning the former into a conventional Luttinger liquid (gapless in all excitation channels). In the latter case, instead, a finite spin gap remains at small doping. Even though consistent with the general theory of interacting electrons in one dimension, the existence of such a phase (with gapless charge but gapped spin excitations) has never been demonstrated in a model with repulsive interaction and with only two Fermi points. Since the spin-gapped metal represents the one-dimensional counterpart of a superconductor, our results furnish evidence that a true off-diagonal long-range order may exist in the two-dimensional case.

DOI
10.1103/physrevb.111.045125

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The interplay between electron-electron and electron-phonon interactions is studied in a one-dimensional lattice model by means of a variational Monte Carlo method based on generalized Jastrow-Slater wave functions. Here, the fermionic part is constructed by a pair-product state, which explicitly depends on the phonon configuration, thus including the electron-phonon coupling in a backflow-inspired way. We report the results for the Hubbard model in the presence of the Su-Schrieffer-Heeger coupling to optical phonons, both at half filling and upon hole doping. At half filling, the ground state is either a translationally invariant Mott insulator, with gapless spin excitations, or a Peierls insulator, which breaks translations and has fully gapped excitations. Away from half filling, the charge gap closes in both Mott and Peierls insulators, turning the former into a conventional Luttinger liquid (gapless in all excitation channels). In the latter case, instead, a finite spin gap remains at small doping. Even though consistent with the general theory of interacting electrons in one dimension, the existence of such a phase (with gapless charge but gapped spin excitations) has never been demonstrated in a model with repulsive interaction and with only two Fermi points. Since the spin-gapped metal represents the one-dimensional counterpart of a superconductor, our results furnish evidence that a true off-diagonal long-range order may exist in the two-dimensional case.
This thesis investigates the interplay between electron-electron and electron-phonon interactions in low-dimensional lattice models, specifically within the Hubbard model incorporating Su-Schrieffer-Heeger (SSH) coupling with phonons. SSH interactions, which modulate the electron hopping amplitude through lattice displacements, have recently attracted renewed interest due to their potential relevance in strongly correlated materials. The main objective of this work is to determine whether the inclusion of SSH couplings in the Hubbard model can stabilize superconducting or spin-gapped metallic states, as well as other exotic phases of matter. While the half-filled SSH-Hubbard model has been extensively studied in one dimension and only partially examined in two dimensions, its phase diagram in the doped regime remains largely unexplored. This thesis aims to fill this gap, focusing on the emergence of correlated phases away from half-filling in both one and two spatial dimensions. We use the variational Monte Carlo method with a trial wave function defined in a hybrid electron-phonon Hilbert space. In addition to Jastrow factors that account for correlation effects, the wave function includes an antisymmetric component that captures backflow-inspired electron-phonon correlations. This approach enables us to accurately model both electron-electron and electron-phonon interactions. Moreover, since the variational method avoids the sign problem, we can simulate the system in the doped regime, an area typically inaccessible to exact quantum Monte Carlo methods (QMC), which are limited to half-filling. In one dimension, we observe the stabilization of a Luther-Emery liquid, a metallic phase with gapless charge excitations and a finite spin gap, upon doping a Peierls insulating phase. This finding resolves a long-standing debate regarding its realization in SSH chains. Benchmarking with density-matrix renormalization group results confirms the reliability of our approach. In two dimensions, we investigate the SSH-Hubbard model on the square lattice, obtaining results that are consistent with previous exact QMC studies at half-filling. Upon doping, we observe that SSH phonons can induce s-wave superconductivity in the weakly correlated regime. However, we suggest that the enhancement of d-wave superconductivity by SSH coupling in the strongly correlated regime may significantly depend on the specific implementation of the SSH interaction. In one particular case, we find that d-wave superconductivity is slightly suppressed by SSH coupling. These results are further confirmed by a Hartree-Fock analysis performed in the anti-adiabatic limit. Overall, this thesis highlights the crucial role of lattice effects in correlated electron systems, shedding light on the distinct contributions of SSH-type couplings in one and two dimensions. Our findings provide new insights into the microscopic mechanisms behind exotic metallic phases and set the stage for further studies of phonon-mediated phenomena in correlated systems.
The Hubbard-Holstein model describes fermions on a discrete lattice, with on-site repulsion between fermions and a coupling to phonons that are localized on sites. Generally, at half-filling, increasing the coupling ggg to the phonons drives the system towards a Peierls charge density wave state, whereas increasing the electron-electron interaction UUU drives the fermions into a Mott antiferromagnet. At low ggg and UUU, or when doped, the system is metallic. In one dimension, using quantum Monte Carlo simulations, we study the case where fermions have a long-range coupling to phonons, with characteristic range $\ensuremath{\xi}$, interpolating between the Holstein and Fr\"ohlich limits. Without electron-electron interaction, the fermions adopt a Peierls state when the coupling to the phonons is strong enough. This state is destabilized by a small coupling range $\ensuremath{\xi}$ and leads to a collapse of the fermions, and, consequently, phase separation. Increasing interaction UUU will drive any of these three phases (metallic, Peierls, phase separation) into a Mott insulator phase. The phase separation region is once again present in the $U\ensuremath{\ne}0$ case, even for small values of the coupling range.
Single- and two-particle excitation spectra of the one-dimensional, half-filled Holstein-Hubbard model are calculated using the continuous-time quantum Monte Carlo method. In the metallic phase, the results are consistent with a Luther-Emery liquid that has gapped spin and single-particle excitations but a gapless charge mode. However, given the initially exponential dependence of the spin gap on the backscattering matrix element, the numerical excitation spectra appear gapless in the weak-coupling regime, and therefore resemble those of a Luttinger liquid. The Mott phase has the expected charge gap and gapless spin excitations. The Peierls state shows a charge, spin, and single-particle gap, a soft phonon mode, backfolded shadow bands, and soliton excitations. Arguments and numerical evidence for the existence of a nonzero spin gap throughout the metallic phase are provided in terms of equal-time spin and charge correlation functions.
We study one-dimensional Su-Schrieffer-Heeger (SSH) models with quantum phonons using a continuous-time quantum Monte Carlo method. Within statistical errors, we obtain identical results for the SSH model with acoustic phonons, and a related model with a coupling to an optical bond phonon mode. Based on this agreement, we first study the Peierls metal-insulator transition of the spinless SSH model, and relate it to the Kosterlitz-Thouless transition of a spinless Luttinger liquid. In the Peierls phase, the spectral functions reveal the single-particle and charge gap, and a central peak related to long-range order. For the spinful SSH model, which has a dimerized ground state for any nonzero coupling, we reveal a symmetry-related degeneracy of spin and charge excitations, and the expected spin and charge gaps as well as a central peak. Finally, we study the SSH-UVUVUV model with electron-phonon and electron-electron interaction. We observe a Mott phase with critical spin and bond correlations at weak electron-phonon coupling, and a Peierls phase with gapped spin excitations at strong coupling. We relate our findings to the extended Hubbard model, and discuss the physical origin of the agreement between optical and acoustic phonons.
The interplay of bond and charge correlations is studied in a one-dimensional model with both Holstein and Su-Schrieffer-Heeger (SSH) couplings to quantum phonons. The problem is solved exactly by quantum Monte Carlo simulations. If one of the couplings dominates, the ground state is a Peierls insulator with long-range bond or charge order. At weak coupling, the results suggest a spin-gapped and repulsive metallic phase arising from the competing order parameters and lattice fluctuations. Such a phase is absent from the pure SSH model even for quantum phonons. At strong coupling, evidence for a continuous transition between the two Peierls states is presented.
The renormalization group technique is applied to one-dimensional electron-phonon Hubbard models at half filling and zero temperature. For the Holstein-Hubbard model, the results of one-loop calculations are congruent with the phase diagram obtained by quantum Monte Carlo simulations in the (U,gph)(U,{g}_{\mathrm{ph}})(U,gph​) plane for the phonon-mediated interaction gph{g}_{\mathrm{ph}}gph​ and the Coulomb interaction UUU. The incursion of an intermediate phase between a fully gapped charge-density-wave state and a Mott antiferromagnet is supported along with the growth of its size with the molecular phonon frequency ${\ensuremath{\omega}}_{0}$. We find additional phases enfolding the base boundary of the intermediate phase. A Luttinger liquid line is found below some critical ${U}^{*}\ensuremath{\approx}{g}_{\mathrm{ph}}^{*}$, followed at larger $U\ensuremath{\sim}{g}_{\mathrm{ph}}$ by a narrow region of bond-order-wave ordering which is either charge or spin gapped depending on UUU. For the Peierls-Hubbard model, the region of the (U,gph)(U,{g}_{\mathrm{ph}})(U,gph​) plane with a fully gapped Peierls-bond-order-wave state shows a growing domination over the Mott gapped antiferromagnet as the Debye frequency ${\ensuremath{\omega}}_{D}$ decreases. A power-law dependence ${g}_{\mathrm{ph}}\ensuremath{\sim}{U}^{2\ensuremath{\eta}}$ is found to map out the boundary between the two phases, whose exponent is in good agreement with the existing quantum Monte Carlo simulations performed when a finite nearest-neighbor repulsion term VVV is added to the Hubbard interaction.