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arXiv:1212.0342 · Physical Review B

Excitation spectra and spin gap of the half-filled Holstein-Hubbard model

Martin Hohenadler, Fakher F. Assaad

Published Feb 28, 2013• 46 citations
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Abstract

Single- and two-particle excitation spectra of the one-dimensional, half-filled Holstein-Hubbard model are calculated using the continuous-time quantum Monte Carlo method. In the metallic phase, the results are consistent with a Luther-Emery liquid that has gapped spin and single-particle excitations but a gapless charge mode. However, given the initially exponential dependence of the spin gap on the backscattering matrix element, the numerical excitation spectra appear gapless in the weak-coupling regime, and therefore resemble those of a Luttinger liquid. The Mott phase has the expected charge gap and gapless spin excitations. The Peierls state shows a charge, spin, and single-particle gap, a soft phonon mode, backfolded shadow bands, and soliton excitations. Arguments and numerical evidence for the existence of a nonzero spin gap throughout the metallic phase are provided in terms of equal-time spin and charge correlation functions.

DOI
10.1103/physrevb.87.075149

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Single- and two-particle excitation spectra of the one-dimensional, half-filled Holstein-Hubbard model are calculated using the continuous-time quantum Monte Carlo method. In the metallic phase, the results are consistent with a Luther-Emery liquid that has gapped spin and single-particle excitations but a gapless charge mode. However, given the initially exponential dependence of the spin gap on the backscattering matrix element, the numerical excitation spectra appear gapless in the weak-coupling regime, and therefore resemble those of a Luttinger liquid. The Mott phase has the expected charge gap and gapless spin excitations. The Peierls state shows a charge, spin, and single-particle gap, a soft phonon mode, backfolded shadow bands, and soliton excitations. Arguments and numerical evidence for the existence of a nonzero spin gap throughout the metallic phase are provided in terms of equal-time spin and charge correlation functions.
We re-examine the Peierls insulator to Mott insulator transition scenario in the one-dimensional Holstein-Hubbard model where, at half-filling, electron-phonon and electron-electron interactions compete for establishing charge- and spin-density-wave states, respectively. By means of large-scale density-matrix renormalization group calculations we determine the spin, single-particle and two-particle excitation gaps and prove —in the course of a careful finite-size scaling analysis— recent claims for an intervening metallic phase in the weak-coupling regime. We show that for large phonon frequencies the metallic region is even more extended than previously expected, and subdivided into ordinary Luttinger-liquid and bipolaronic-liquid phases.
The one-dimensional Holstein model and its generalizations have been studied extensively to understand the effects of electron-phonon interaction. The half-filled case is of particular interest, as it describes a transition from a metallic phase with a spin gap due to attractive backscattering to a Peierls insulator with charge-density-wave order. Our quantum Monte Carlo results support the existence of a metallic phase with dominant power-law charge correlations, as described by the Luther-Emery fixed point. We demonstrate that for Holstein and also for purely fermionic models the spin gap significantly complicates finite-size numerical studies, and explains inconsistent previous results for Luttinger parameters and phase boundaries. On the other hand, no such complications arise in spinless models. The correct low-energy theory of the spinful Holstein model is argued to be that of singlet bipolarons with a repulsive, mutual interaction. This picture naturally explains the existence of a metallic phase, but also implies that gapless Luttinger liquid theory is not applicable.
The interplay between electron-electron and electron-phonon interactions is studied in a one-dimensional lattice model by means of a variational Monte Carlo method based on generalized Jastrow-Slater wave functions. Here, the fermionic part is constructed by a pair-product state, which explicitly depends on the phonon configuration, thus including the electron-phonon coupling in a backflow-inspired way. We report the results for the Hubbard model in the presence of the Su-Schrieffer-Heeger coupling to optical phonons, both at half filling and upon hole doping. At half filling, the ground state is either a translationally invariant Mott insulator, with gapless spin excitations, or a Peierls insulator, which breaks translations and has fully gapped excitations. Away from half filling, the charge gap closes in both Mott and Peierls insulators, turning the former into a conventional Luttinger liquid (gapless in all excitation channels). In the latter case, instead, a finite spin gap remains at small doping. Even though consistent with the general theory of interacting electrons in one dimension, the existence of such a phase (with gapless charge but gapped spin excitations) has never been demonstrated in a model with repulsive interaction and with only two Fermi points. Since the spin-gapped metal represents the one-dimensional counterpart of a superconductor, our results furnish evidence that a true off-diagonal long-range order may exist in the two-dimensional case.
We use a recently developed extension of the weak-coupling diagrammatic determinantal quantum Monte Carlo method to investigate the spin, charge, and single-particle spectral functions of the one-dimensional quarter filled Holstein model with phonon frequency ${\ensuremath{\omega}}_{0}=0.1t$. As a function of the dimensionless electron-phonon coupling we observe a transition from a Luttinger to a Luther-Emery liquid with dominant 2kf2{k}_{f}2kf​ charge fluctuations. Emphasis is placed on the temperature dependence of the single-particle spectral function. At high temperatures and in both phases it is well accounted for within a self-consistent Born approximation. In the low-temperature Luttinger liquid phase we observe features that compare favorably with a bosonization approach retaining only forward scattering. In the Luther-Emery phase, the spectral function at low temperatures shows a quasiparticle gap that matches half the spin gap, whereas at temperatures above which this quasiparticle gap closes characteristic features of the Luttinger liquid model are apparent. Our results are based on lattice simulations on chains up to L=20L=20L=20 for two-particle properties and on cluster dynamical mean-field theory calculations with clusters up to 12 sites for the single-particle spectral function.
We use the continuous-time interaction expansion (CT-INT) quantum Monte Carlo method to calculate the phonon spectral function of the one-dimensional Holstein-Hubbard model at half-filling. Our results are consistent with a soft-mode Peierls transition in the adiabatic regime, and the existence of a central peak related to long-range order in the Peierls phase. We explain a previously observed feature at small momenta in terms of a hybridization of charge and phonon excitations. Tuning the system from a Peierls to a metallic phase with a nonzero Hubbard interaction suppresses the central peak, but a significant renormalization of the phonon dispersion remains. In contrast, the dispersion is only weakly modified in the Mott phase. We discuss finite-size effects, the relation to the dynamic charge structure factor, as well as additional sum rules and their implications. Finally, we reveal the existence of a discrete symmetry in a continuum field theory of the Holstein model, which is spontaneously broken in the Peierls phase.
The renormalization group technique is applied to one-dimensional electron-phonon Hubbard models at half filling and zero temperature. For the Holstein-Hubbard model, the results of one-loop calculations are congruent with the phase diagram obtained by quantum Monte Carlo simulations in the (U,gph)(U,{g}_{\mathrm{ph}})(U,gph​) plane for the phonon-mediated interaction gph{g}_{\mathrm{ph}}gph​ and the Coulomb interaction UUU. The incursion of an intermediate phase between a fully gapped charge-density-wave state and a Mott antiferromagnet is supported along with the growth of its size with the molecular phonon frequency ${\ensuremath{\omega}}_{0}$. We find additional phases enfolding the base boundary of the intermediate phase. A Luttinger liquid line is found below some critical ${U}^{*}\ensuremath{\approx}{g}_{\mathrm{ph}}^{*}$, followed at larger $U\ensuremath{\sim}{g}_{\mathrm{ph}}$ by a narrow region of bond-order-wave ordering which is either charge or spin gapped depending on UUU. For the Peierls-Hubbard model, the region of the (U,gph)(U,{g}_{\mathrm{ph}})(U,gph​) plane with a fully gapped Peierls-bond-order-wave state shows a growing domination over the Mott gapped antiferromagnet as the Debye frequency ${\ensuremath{\omega}}_{D}$ decreases. A power-law dependence ${g}_{\mathrm{ph}}\ensuremath{\sim}{U}^{2\ensuremath{\eta}}$ is found to map out the boundary between the two phases, whose exponent is in good agreement with the existing quantum Monte Carlo simulations performed when a finite nearest-neighbor repulsion term VVV is added to the Hubbard interaction.