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arXiv:2010.02751

Refuting a Proposed Axiom for Defining the Exact Rotating Wave Approximation

Daniel Zeuch, David Peter Divincenzo

Published Oct 6, 2020• 1 citation
arXivHTMLPDF

Abstract

For a linearly driven quantum two-level system, or qubit, sets of stroboscropic points along the cycloidal-like trajectory in the rotating frame can be approximated using the exact rotating wave approximation introduced in arXiv:1807.02858. That work introduces an effective Hamiltonian series $\mathcal H_{\text{eff}}$ generating smoothed qubit trajectories; this series has been obtained using a combination of a Magnus expansion and a Taylor series, a Magnus-Taylor expansion. Since, however, this Hamiltonian series is not guaranteed to converge for arbitrary pulse shapes, the same work hypothesizes an axiomatic definition of the effective Hamiltonian. The first two of the proposed axioms define $\mathcal H_{\text{eff}}$ to (i) be analytic and (ii) generate a stroboscopic time evolution. In this work we probe a third axiom---motivated by the smoothed trajectories mentioned above---namely, (iii) a variational principle stating that the integral of the Hamiltonian's positive eigenvalue taken over the full pulse duration is minimized by this $\mathcal H_{\text{eff}}$. We numerically refute the validity of this third axiom via a variational minimization of the said integral.

DOI
10.48550/arxiv.2010.02751

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For a linearly driven quantum two-level system, or qubit, sets of stroboscropic points along the cycloidal-like trajectory in the rotating frame can be approximated using the exact rotating wave approximation introduced in arXiv:1807.02858. That work introduces an effective Hamiltonian series Heff\mathcal H_{\text{eff}}Heff​ generating smoothed qubit trajectories; this series has been obtained using a combination of a Magnus expansion and a Taylor series, a Magnus-Taylor expansion. Since, however, this Hamiltonian series is not guaranteed to converge for arbitrary pulse shapes, the same work hypothesizes an axiomatic definition of the effective Hamiltonian. The first two of the proposed axioms define Heff\mathcal H_{\text{eff}}Heff​ to (i) be analytic and (ii) generate a stroboscopic time evolution. In this work we probe a third axiom---motivated by the smoothed trajectories mentioned above---namely, (iii) a variational principle stating that the integral of the Hamiltonian's positive eigenvalue taken over the full pulse duration is minimized by this Heff\mathcal H_{\text{eff}}Heff​. We numerically refute the validity of this third axiom via a variational minimization of the said integral.
We derive a Magnus expansion for a frequency chirped quantum two-level system. We obtain a time-independent effective Hamiltonian which generates a stroboscopic time evolution. At lowest order the according dynamics is identical to results from using a rotating wave approximation. We determine, furthermore, also the next higher-order corrections within our expansion scheme in correspondence to the Bloch-Siegert shifts for harmonically driven systems. Importantly, our scheme can be extended to more complicated systems, i.e., even many-body systems.
We introduce a variational framework for approximating the time-evolution operator U^(t)\hat{U}(t)U^(t) within a physically motivated operator manifold, reformulating quantum dynamics as a tractable problem in operator space using stationary action principle. For periodically driven systems, the resulting approximate evolution operator directly yields an effective Floquet Hamiltonian, offering a non-perturbative alternative to conventional expansion-based methods. The framework is systematically improvable by enlarging the operator pool and naturally incorporates symmetries and physical constraints. When the operator manifold is chosen from the terms of a truncated Magnus expansion, the variational procedure effectively resums the Magnus series within the restricted space, significantly enhancing accuracy. We benchmark the approach on the driven Rabi model, the driven Lipkin-Meshkov-Glick model, and the one-dimensional driven Ising chain, yielding effective Floquet Hamiltonians that are systematically more accurate than low-order Magnus expansions, particularly in regimes where the latter converge poorly, and illustrating applicability to systems with exponentially large Hilbert spaces. Although we focus here on Floquet systems, the formalism applies equally to generic time-dependent Hamiltonians, providing a versatile tool for non-equilibrium quantum dynamics.
We present a general, nonperturbative method for deriving effective Hamiltonians of arbitrary order for periodically driven systems based on an iterated integration-by-parts technique. The resulting family of effective Hamiltonians reproduces the well-known Floquet-Magnus expansion, now enhanced with explicit error bounds that quantify the distance between the exact and approximate dynamics at each order, even in cases where the Floquet-Magnus series fails to converge. We apply the method to the semiclassical Rabi model and provide explicit error bounds for both the Bloch-Siegert Hamiltonian and its third-order refinement. Our analysis shows that, while the rotating-wave approximation more accurately captures the true dynamics than the Bloch-Siegert Hamiltonian in most regimes, the third-order approximation ultimately outperforms both.
The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.
Single-qubit quantum gates are implemented as the time-controlled unitary evolution of a two-level system under harmonic driving. The rotating-wave approximation (RWA) provides closed-form gate parameters for weak coupling. Larger amplitudes, desirable to speed up the dynamics, make the RWA-designed gates inaccurate because of the neglected counter-rotating term, which also shifts the resonance (Bloch-Siegert shift). Here we study theoretically the infidelity of gates beyond the RWA, using the effective Magnus-Taylor Hamiltonian through second order in the inverse of the driving frequency. By detuning the driving frequency by an amplitude-dependent shift of Bloch-Siegert type and rescaling the operation time, the RWA gate conditions are recovered with corrected parameters. Numerical solutions of the Schrodinger equation show that these corrections lower the gate infidelity by several orders of magnitude, extending the range of usable amplitudes
Floquet engineering of isolated systems is often based on the concept of the effective time-independent Floquet Hamiltonian, which describes the stroboscopic evolution of a periodically driven quantum system in steps of the driving period and which is routinely obtained analytically using high-frequency expansions. The generalization of these concepts to open quantum systems described by a Markovian master equation of Lindblad type turns out to be nontrivial: On the one hand, already for a two-level system two different phases can be distinguished, where the effective time-independent Floquet generator (describing the stroboscopic evolution) is either again Markovian and of Lindblad type or not. On the other hand, even though in the high-frequency regime a Lindbladian Floquet generator (Floquet Lindbladian) is numerically found to exist, this behavior is, curiously, not correctly reproduced within analytical high-frequency expansions. Here, we demonstrate that a proper Floquet Lindbladian can still be obtained from a high-frequency expansion, when treating the problem in a suitably chosen rotating frame. Within this approach, we can then also describe the transition to a phase at lower driving frequencies, where no Floquet Lindbladian exists, and show that the emerging non-Markovianity of the Floquet generator can entirely be attributed to the micromotion of the open driven system.