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arXiv:2007.15070 · Physical review. E

Eigenstate thermalization hypothesis beyond standard indicators: Emergence of random-matrix behavior at small frequencies

Jonas Richter, Anatoly Y. Dymarsky, Robin Steinigeweg, Jochen Gemmer B

Published Oct 23, 2020• 84 citations
arXivHTMLPDF

Abstract

Using numerical exact diagonalization, we study matrix elements of a local spin operator in the eigenbasis of two different nonintegrable quantum spin chains. Our emphasis is on the question to what extent local operators can be represented as random matrices and, in particular, to what extent matrix elements can be considered as uncorrelated. As a main result, we show that the eigenvalue distribution of band submatrices at a fixed energy density is a sensitive probe of the correlations between matrix elements. We find that, on the scales where the matrix elements are in a good agreement with all standard indicators of the eigenstate thermalization hypothesis, the eigenvalue distribution still exhibits clear signatures of the original operator, implying correlations between matrix elements. Moreover, we demonstrate that at much smaller energy scales, the eigenvalue distribution approximately assumes the universal semicircle shape, indicating transition to the random-matrix behavior, and in particular that matrix elements become uncorrelated.

DOI
10.1103/physreve.102.042127

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Using numerical exact diagonalization, we study matrix elements of a local spin operator in the eigenbasis of two different nonintegrable quantum spin chains. Our emphasis is on the question to what extent local operators can be represented as random matrices and, in particular, to what extent matrix elements can be considered as uncorrelated. As a main result, we show that the eigenvalue distribution of band submatrices at a fixed energy density is a sensitive probe of the correlations between matrix elements. We find that, on the scales where the matrix elements are in a good agreement with all standard indicators of the eigenstate thermalization hypothesis, the eigenvalue distribution still exhibits clear signatures of the original operator, implying correlations between matrix elements. Moreover, we demonstrate that at much smaller energy scales, the eigenvalue distribution approximately assumes the universal semicircle shape, indicating transition to the random-matrix behavior, and in particular that matrix elements become uncorrelated.
The eigenstate thermalization hypothesis explains the emergence of the thermodynamic equilibrium in isolated quantum many-body systems by assuming a particular structure of the observable's matrix elements in the energy eigenbasis. Schematically, it postulates that off-diagonal matrix elements are random numbers and the observables can be described by random matrix theory (RMT). To what extent a RMT description applies, more precisely at which energy scale matrix elements of physical operators become truly uncorrelated, is, however, not fully understood. We study this issue by introducing a novel numerical approach to probe correlations between matrix elements for Hilbert-space dimensions beyond those accessible by exact diagonalization. Our analysis is based on the evaluation of higher moments of operator submatrices, defined within energy windows of varying width. Considering nonintegrable quantum spin chains, we observe that matrix elements remain correlated even for narrow energy windows corresponding to timescales of the order of thermalization time of the respective observables. We also demonstrate that such residual correlations between matrix elements are reflected in the dynamics of out-of-time-ordered correlation functions.
The Eigenstate Thermalization Hypothesis explains thermalization in isolated quantum systems through the statistical properties of observables in the energy eigenbasis. We investigate the crossover from integrability to chaos in the spin-1/21/21/2 XXZ chain, establishing a direct correspondence between the spectral correlations of the Hamiltonian and local observables expressed in the energy eigenbasis as a signature of ergodicity breaking. By introducing a local perturbation that drives the system from integrability to chaos, we track the standard ETH indicators and the eigenstate entanglement entropy. We introduce a submatrix-based framework for analyzing local observables in the energy eigenbasis. By extracting real-symmetric blocks along the diagonal of the local observables represented in eigenbasis, we show that these submatrices exhibit both the short-range and long-range spectral features of the Hamiltonian. Remarkably, this correspondence persists even in a partially ergodic regime, indicating that the emergence of chaos is already encoded locally within the observables' matrix structure and that small blocks are sufficient to capture the underlying spectral correlations.
The eigenstate thermalization hypothesis provides to date the most successful description of thermalization in isolated quantum systems by conjecturing statistical properties of matrix elements of typical operators in the (quasi)energy eigenbasis. Here we study the distribution of matrix elements for a class of operators in dual-unitary quantum circuits in dependence of the frequency associated with the corresponding eigenstates. We provide an exact asymptotic expression for the spectral function, i.e., the second moment of this frequency resolved distribution. The latter is obtained from the decay of dynamical correlations between local operators which can be computed exactly from the elementary building blocks of the dual-unitary circuits. Comparing the asymptotic expression with results obtained by exact diagonalization we find excellent agreement. Small fluctuations at finite system size are explicitly related to dynamical correlations at intermediate times and the deviations from their asymptotical dynamics. Moreover, we confirm the expected Gaussian distribution of the matrix elements by computing higher moments numerically.
Understanding how out-of-equilibrium states thermalize under quantum unitary dynamics is an important problem in many-body physics. In this work, we propose a statistical Ansatz for the matrix elements of non-equilibrium initial states in the energy eigenbasis, in order to describe such evolution. The approach is inspired by the Eigenstate Thermalisation Hypothesis (ETH) but the proposed Ansatz exhibits different scaling. Importantly, we point out the exponentially small cross-correlations between the observable and the initial state matrix elements that determine relaxation dynamics toward equilibrium. We numerically verify scaling and cross-correlation, point out the emergent universality of the high-frequency behavior, and outline possible generalizations.
The fact that generic isolated many-body quantum systems thermalize is understood using the eigenstate thermalization hypothesis (ETH). In recent years, there has been much interest in the behavior of the ETH spectral functions, which characterize the smooth dependence of the variance of the off-diagonal matrix elements of observables on the associated energy and frequency, and whose low-frequency part contains information about the long-time dynamics. In finite systems described by the ETH, the spectral functions are expected to exhibit plateaus below a characteristic frequency ωETHω^{}_{\mathrm{ETH}}ωETH​. In this regime, the statistics of the matrix elements of observables are expected to be described by random matrix theory. Related frequencies that have been studied in the literature are ωSFFω^{}_{\mathrm{SFF}}ωSFF​, which controls the onset of random-matrix behavior in the spectral form factor, and the transport frequencies ωtrω^{}_{\mathrm{tr}}ωtr​, which are derived from transport coefficients. However, a direct quantitative comparison of these frequencies is lacking. Using exact diagonalization, we conduct such a comparison for the spectral functions of current operators in clean and disordered quantum spin ladders with diffusive energy and spin transport. We find clear evidence for the expected low-frequency plateaus in the ETH spectral functions. For the accessible system sizes, ωSFFω^{}_{\mathrm{SFF}}ωSFF​ is consistent with the extent of the plateaus, while the transport frequencies are systematically larger and lie in the nonuniversal regime of the spectral functions. Our findings highlight the need to better understand the origin of these quantitative differences.
Energy filter methods in combination with quantum simulation can efficiently access the properties of quantum many-body systems at finite energy densities [S. Lu , ]. Classically simulating this algorithm with tensor networks can be used to investigate the microcanonical properties of large spin chains, as recently shown by Y. Yang []. Here we extend this strategy to explore the properties of off-diagonal matrix elements of observables in the energy eigenbasis, fundamentally connected to the thermalization behavior and the eigenstate thermalization hypothesis. We test the method on integrable and nonintegrable spin chains of up to 60 sites, much larger than accessible with exact diagonalization. Our results allow us to explore the scaling of the off-diagonal functions with the size and energy difference, and to establish quantitative differences between integrable and nonintegrable cases. Published by the American Physical Society 2024