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arXiv:2103.11694 · Physical review. E

Eigenstate thermalization in dual-unitary quantum circuits: Asymptotics of spectral functions

Felix Fritzsch, Tomaž Prosen

Published Jun 21, 2021• 54 citations
arXivHTMLPDF

Abstract

The eigenstate thermalization hypothesis provides to date the most successful description of thermalization in isolated quantum systems by conjecturing statistical properties of matrix elements of typical operators in the (quasi)energy eigenbasis. Here we study the distribution of matrix elements for a class of operators in dual-unitary quantum circuits in dependence of the frequency associated with the corresponding eigenstates. We provide an exact asymptotic expression for the spectral function, i.e., the second moment of this frequency resolved distribution. The latter is obtained from the decay of dynamical correlations between local operators which can be computed exactly from the elementary building blocks of the dual-unitary circuits. Comparing the asymptotic expression with results obtained by exact diagonalization we find excellent agreement. Small fluctuations at finite system size are explicitly related to dynamical correlations at intermediate times and the deviations from their asymptotical dynamics. Moreover, we confirm the expected Gaussian distribution of the matrix elements by computing higher moments numerically.

DOI
10.1103/physreve.103.062133

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The eigenstate thermalization hypothesis provides to date the most successful description of thermalization in isolated quantum systems by conjecturing statistical properties of matrix elements of typical operators in the (quasi)energy eigenbasis. Here we study the distribution of matrix elements for a class of operators in dual-unitary quantum circuits in dependence of the frequency associated with the corresponding eigenstates. We provide an exact asymptotic expression for the spectral function, i.e., the second moment of this frequency resolved distribution. The latter is obtained from the decay of dynamical correlations between local operators which can be computed exactly from the elementary building blocks of the dual-unitary circuits. Comparing the asymptotic expression with results obtained by exact diagonalization we find excellent agreement. Small fluctuations at finite system size are explicitly related to dynamical correlations at intermediate times and the deviations from their asymptotical dynamics. Moreover, we confirm the expected Gaussian distribution of the matrix elements by computing higher moments numerically.
The eigenstate thermalization hypothesis explains the emergence of the thermodynamic equilibrium in isolated quantum many-body systems by assuming a particular structure of the observable's matrix elements in the energy eigenbasis. Schematically, it postulates that off-diagonal matrix elements are random numbers and the observables can be described by random matrix theory (RMT). To what extent a RMT description applies, more precisely at which energy scale matrix elements of physical operators become truly uncorrelated, is, however, not fully understood. We study this issue by introducing a novel numerical approach to probe correlations between matrix elements for Hilbert-space dimensions beyond those accessible by exact diagonalization. Our analysis is based on the evaluation of higher moments of operator submatrices, defined within energy windows of varying width. Considering nonintegrable quantum spin chains, we observe that matrix elements remain correlated even for narrow energy windows corresponding to timescales of the order of thermalization time of the respective observables. We also demonstrate that such residual correlations between matrix elements are reflected in the dynamics of out-of-time-ordered correlation functions.
We use field-theoretic methods to explore the statistics of eigenfunctions of the Floquet operator for a large family of Floquet random quantum circuits. The correlation function of the quasienergy eigenstates is calculated and shown to exhibit random matrix circular unitary ensemble statistics, which is consistent with the analogue of Berry's conjecture for quantum circuits. This quantity determines all key metrics of quantum chaos, such as the spectral form factor and thermalizing time-dependence of the expectation value of an arbitrary observable. It also allows us to explicitly show that the matrix elements of local operators satisfy the eigenstate thermalization hypothesis (ETH); i.e., the variance of the off-diagonal matrix elements of such operators is exponentially small in the system size. These results represent a proof of ETH for the family of Floquet random quantum circuits at a physical level of rigor. An outstanding open question for this and most of other sigma-model calculations is a mathematically rigorous proof of the validity of the saddle-point approximation in the large-N limit.
Using numerical exact diagonalization, we study matrix elements of a local spin operator in the eigenbasis of two different nonintegrable quantum spin chains. Our emphasis is on the question to what extent local operators can be represented as random matrices and, in particular, to what extent matrix elements can be considered as uncorrelated. As a main result, we show that the eigenvalue distribution of band submatrices at a fixed energy density is a sensitive probe of the correlations between matrix elements. We find that, on the scales where the matrix elements are in a good agreement with all standard indicators of the eigenstate thermalization hypothesis, the eigenvalue distribution still exhibits clear signatures of the original operator, implying correlations between matrix elements. Moreover, we demonstrate that at much smaller energy scales, the eigenvalue distribution approximately assumes the universal semicircle shape, indicating transition to the random-matrix behavior, and in particular that matrix elements become uncorrelated.
The fact that generic isolated many-body quantum systems thermalize is understood using the eigenstate thermalization hypothesis (ETH). In recent years, there has been much interest in the behavior of the ETH spectral functions, which characterize the smooth dependence of the variance of the off-diagonal matrix elements of observables on the associated energy and frequency, and whose low-frequency part contains information about the long-time dynamics. In finite systems described by the ETH, the spectral functions are expected to exhibit plateaus below a characteristic frequency ωETHω^{}_{\mathrm{ETH}}ωETH​. In this regime, the statistics of the matrix elements of observables are expected to be described by random matrix theory. Related frequencies that have been studied in the literature are ωSFFω^{}_{\mathrm{SFF}}ωSFF​, which controls the onset of random-matrix behavior in the spectral form factor, and the transport frequencies ωtrω^{}_{\mathrm{tr}}ωtr​, which are derived from transport coefficients. However, a direct quantitative comparison of these frequencies is lacking. Using exact diagonalization, we conduct such a comparison for the spectral functions of current operators in clean and disordered quantum spin ladders with diffusive energy and spin transport. We find clear evidence for the expected low-frequency plateaus in the ETH spectral functions. For the accessible system sizes, ωSFFω^{}_{\mathrm{SFF}}ωSFF​ is consistent with the extent of the plateaus, while the transport frequencies are systematically larger and lie in the nonuniversal regime of the spectral functions. Our findings highlight the need to better understand the origin of these quantitative differences.
We consider the statistical properties of eigenstates of the time-evolution operator in chaotic many-body quantum systems. Our focus is on correlations between eigenstates that are specific to spatially extended systems and that characterize entanglement dynamics and operator spreading. In order to isolate these aspects of dynamics from those arising as a result of local conservation laws, we consider Floquet systems in which there are no conserved densities. The correlations associated with scrambling of quantum information lie outside the standard framework established by the eigenstate thermalization hypothesis (ETH). In particular, ETH provides a statistical description of matrix elements of local operators between pairs of eigenstates, whereas the aspects of dynamics we are concerned with arise from correlations among sets of four or more eigenstates. We establish the simplest correlation function that captures these correlations and discuss features of its behavior that are expected to be universal at long distances and low energies. We also propose a maximum-entropy ansatz for the joint distribution of a small number n of eigenstates. In the case n = 2 , this ansatz reproduces ETH. For n = 4 it captures both the growth with time of entanglement between subsystems, as characterized by the purity of the time-evolution operator, and also operator spreading, as characterized by the behavior of the out-of-time-order correlator. We test these ideas by comparing results from Monte Carlo sampling of our ansatz with exact diagonalization studies of Floquet quantum circuits. Published by the American Physical Society 2024
While the notion of quantum chaos is tied to random matrix spectral correlations, also eigenstate properties in chaotic systems are often assumed to be described by random matrix theory. Analytic insights into eigenstate correlations can be obtained by the recently introduced partial spectral form factor. Here, we study the partial spectral form factor in chaotic dual-unitary quantum circuits in the thermodynamic limit. We compute the latter for a finite subsystem in a brickwork circuit coupled to an infinite complement. For initial times, shorter than the subsystem's size, spatial locality and (dual) unitarity implies a constant partial spectral form factor, clearly deviating from the linear ramp of the random matrix prediction. In contrast, for larger times we prove, that the partial spectral form factor follows the random matrix result up to exponentially suppressed corrections. We supplement our exact analytical results by semi-analytic computations performed in the thermodynamic limit as well as with numerics for finite-size systems.