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arXiv:2003.09653 · Physical Review Letters

Nonequilibrium Properties of Berezinskii-Kosterlitz-Thouless Phase Transitions

C. Klöckner, Christoph Karrasch, Dante Marvin Kennes

Published Oct 1, 2020• 9 citations
arXivHTMLPDF

Abstract

We employ a novel, unbiased renormalization-group approach to investigate nonequilibrium phase transitions in infinite lattice models. This allows us to address the delicate interplay of fluctuations and ordering tendencies in low dimensions out of equilibrium. We study a prototypical model for the metal to insulator transition of spinless interacting fermions coupled to electronic baths and driven out of equilibrium by a longitudinal static electric field. The closed system features a Berezinskii-Kosterlitz-Thouless transition between a metallic and a charge-ordered phase in the equilibrium limit. We compute the nonequilibrium phase diagram and illustrate a highly nonmonotonic dependence of the phase boundary on the strength of the electric field: for small fields, the induced currents destroy the charge order, while at higher electric fields it reemerges due to many-body Wannier-Stark localization physics. Finally, we show that the current in such an interacting nonequilibrium system can counter-intuitively flow opposite to the direction of the electric field. This nonequilibrium steady state is reminiscent of an equilibrium distribution function with an effective negative temperature.

DOI
10.1103/physrevlett.125.147601

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We employ a novel, unbiased renormalization-group approach to investigate nonequilibrium phase transitions in infinite lattice models. This allows us to address the delicate interplay of fluctuations and ordering tendencies in low dimensions out of equilibrium. We study a prototypical model for the metal to insulator transition of spinless interacting fermions coupled to electronic baths and driven out of equilibrium by a longitudinal static electric field. The closed system features a Berezinskii-Kosterlitz-Thouless transition between a metallic and a charge-ordered phase in the equilibrium limit. We compute the nonequilibrium phase diagram and illustrate a highly nonmonotonic dependence of the phase boundary on the strength of the electric field: for small fields, the induced currents destroy the charge order, while at higher electric fields it reemerges due to many-body Wannier-Stark localization physics. Finally, we show that the current in such an interacting nonequilibrium system can counter-intuitively flow opposite to the direction of the electric field. This nonequilibrium steady state is reminiscent of an equilibrium distribution function with an effective negative temperature.
We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green's functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.
Abstract We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green’s functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.
The Berezinskii-Kosterlitz-Thouless (BKT) transition is the prototype of a phase transition driven by the formation and interaction of topological defects in two-dimensional (2D) systems. In typical models these are vortices: above a transition temperature TBKTT_{\rm BKT}TBKT​ vortices are free, below this transition temperature they get confined. In this work we extend the concept of BKT transition to quantum systems in two dimensions. In particular, we demonstrate that a zero-temperature quantum BKT phase transition, driven by a coupling constant can occur in 2D models governed by an effective gauge field theory with a diverging dielectric constant. One particular example is that of a compact U(1) gauge theory with a diverging dielectric constant, where the quantum BKT transition is induced by non-relativistic, purely 2D magnetic monopoles, which can be viewed also as electric vortices. These quantum BKT transitions have the same diverging exponent zzz as the quantum Griffiths transition but have nothing to do with disorder.
The Berezinskii–Kosterlitz–Thouless (BKT) transition is the prototype of a phase transition driven by the formation and interaction of topological defects in two-dimensional (2D) systems. In typical models, these are vortices: above a transition temperature TBKT, vortices are free; below this transition temperature, they get confined. In this work, we extend the concept of BKT transition to quantum systems in two dimensions. In particular, we demonstrate that a zero-temperature quantum BKT phase transition driven by a coupling constant can occur in 2D models governed by an effective gauge field theory with a diverging dielectric constant. One particular example is that of a compact U(1) gauge theory with a diverging dielectric constant, where the quantum BKT transition is induced by non-relativistic, purely 2D magnetic monopoles, which can be viewed also as electric vortices. These quantum BKT transitions have the same diverging exponent z as the quantum Griffiths transition but are not related to disorder.
A perturbative renormalization group approach is employed to study the effect of a periodic potential on a system of one-dimensional bosons in a nonequilibrium steady state due to an initial interaction quench. The renormalization group flows are modified significantly from the well-known equilibrium Berezinski-Kosterlitz-Thouless form. They show several new features such as a generation of an effective temperature, generation of dissipation, as well as a change in the location of the quantum critical point separating the weak- and strong-coupling phases. Detailed results on the weak-coupling side of the phase diagram are presented, such as the renormalization of the parameters and the asymptotic behavior of the correlation functions. The physical origin of the generated temperature and friction is discussed.
We study how strongly correlated electrons on a dissipative lattice evolve out of equilibrium under a constant electric field, focusing on the extent of the linear regime and hysteretic nonlinear effects at higher fields. We access the nonequilibrium steady states, nonperturbatively in both the field and the electronic interactions, by means of a nonequilibrium dynamical mean-field theory in the Coulomb gauge. The linear response regime, limited by Joule heating, breaks down at fields much smaller than the quasiparticle energy scale. For large electronic interactions, strong but experimentally accessible electric fields can induce a resistive switching by driving the strongly correlated metal into a Mott insulator. We predict a nonmonotonic upper switching field due to an interplay of particle renormalization and the field-driven temperature. Hysteretic I-V curves suggest that the nonequilibrium current is carried through a spatially inhomogeneous metal-insulator mixed state.