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arXiv:2003.09654 · New Journal of Physics

Phases of translation-invariant systems out of equilibrium: iterative Green’s function techniques and renormalization group approaches

C Klöckner, D M Kennes, Christoph Karrasch

Published Aug 1, 2020• 2 citations
arXivHTMLPDF

Abstract

Abstract We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green’s functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.

DOI
10.1088/1367-2630/ab990d

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Abstract We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green’s functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.
We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green's functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.
Abstract We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: (i) infinite, open systems which feature a translation symmetry, and (ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii–Kosterlitz–Thouless transition in the infinite, open system. Graphic abstract
We employ a novel, unbiased renormalization-group approach to investigate nonequilibrium phase transitions in infinite lattice models. This allows us to address the delicate interplay of fluctuations and ordering tendencies in low dimensions out of equilibrium. We study a prototypical model for the metal to insulator transition of spinless interacting fermions coupled to electronic baths and driven out of equilibrium by a longitudinal static electric field. The closed system features a Berezinskii-Kosterlitz-Thouless transition between a metallic and a charge-ordered phase in the equilibrium limit. We compute the nonequilibrium phase diagram and illustrate a highly nonmonotonic dependence of the phase boundary on the strength of the electric field: for small fields, the induced currents destroy the charge order, while at higher electric fields it reemerges due to many-body Wannier-Stark localization physics. Finally, we show that the current in such an interacting nonequilibrium system can counter-intuitively flow opposite to the direction of the electric field. This nonequilibrium steady state is reminiscent of an equilibrium distribution function with an effective negative temperature.
We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: i) infinite, open systems which feature a translation symmetry, and ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii-Kosterlitz-Thouless transition in the infinite, open system.
The increasing interest in nonequilibrium effects in condensed matter theory motivates the adaption of diverse equilibrium techniques to Keldysh formalism. For methods based on multi-particle Green's or vertex functions, this involves a detailed knowledge of the real-time properties of those functions. In this review, we derive general properties of fermionic and bosonic multi-particle Green's and vertex functions for a stationary state described within Keldysh formalism. Special emphasis is put on the analytic properties associated with causality and on a detailed discussion of the Kubo–Martin–Schwinger conditions which characterize thermal equilibrium. Finally we describe how diagrammatic approximations and approximations within the functional renormalization group approach respect these properties.
We present a quantum Monte Carlo algorithm for computing the perturbative expansion in power of the coupling constant UUU of the out-of-equilibrium Green's functions of interacting Hamiltonians of fermions. The algorithm extends the one presented in Profumo et al. [Phys. Rev. B 91, 245154 (2015)], and inherits its main property: it can reach the infinite time (steady state) limit since the computational cost to compute order Un{U}^{n}Un is uniform versus time; the computing time increases as 2n{2}^{n}2n. The algorithm is based on the Schwinger-Keldysh formalism and can be used for both equilibrium and out-of-equilibrium calculations. It is stable at both small and long real times including in the stationary regime, because of its automatic cancellation of the disconnected Feynman diagrams. We apply this technique to the Anderson quantum impurity model in the quantum dot geometry to obtain the Green's function and self-energy expansion up to order U10{U}^{10}U10 at very low temperature. We benchmark our results at weak and intermediate coupling with high precision numerical renormalization-group computations as well as analytical results.