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Phases of translation-invariant systems out of equilibrium: iterative Green’s function techniques and renormalization group approaches

C. Klöckner, Dante Marvin Kennes, Christoph Karrasch

Published Aug 14, 2020• 3 citations
OpenAlex

Abstract

We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green's functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.

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Phases of translation-invariant systems out of equilibrium: iterative Green’s function techniques and renormalization group approaches

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Abstract We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green’s functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.

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We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: i) infinite, open systems which feature a translation symmetry, and ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii-Kosterlitz-Thouless transition in the infinite, open system.

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Abstract We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: (i) infinite, open systems which feature a translation symmetry, and (ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii–Kosterlitz–Thouless transition in the infinite, open system. Graphic abstract

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We present a quantum Monte Carlo algorithm for computing the perturbative expansion in power of the coupling constant $U$ of the out-of-equilibrium Green's functions of interacting Hamiltonians of fermions. The algorithm extends the one presented in Profumo et al. [Phys. Rev. B 91, 245154 (2015)], and inherits its main property: it can reach the infinite time (steady state) limit since the computational cost to compute order ${U}^{n}$ is uniform versus time; the computing time increases as ${2}^{n}$. The algorithm is based on the Schwinger-Keldysh formalism and can be used for both equilibrium and out-of-equilibrium calculations. It is stable at both small and long real times including in the stationary regime, because of its automatic cancellation of the disconnected Feynman diagrams. We apply this technique to the Anderson quantum impurity model in the quantum dot geometry to obtain the Green's function and self-energy expansion up to order ${U}^{10}$ at very low temperature. We benchmark our results at weak and intermediate coupling with high precision numerical renormalization-group computations as well as analytical results.

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Beyond Perturbation: Diagrammatic Renormalization of Strongly Correlated Quantum Fields

Revista, Zen, PHYSICS, 10

Strongly correlated quantum field theories present a formidable challenge to conventional theoretical methods, particularly those rooted in perturbative expansions. The breakdown of perturbation theory in regimes where interaction strengths are comparable to or exceed kinetic energies necessitates the development of non-perturbative approaches. This paper introduces and elaborates on a novel framework for diagrammatic renormalization specifically designed for strongly correlated quantum fields, moving beyond the limitations inherent in iterative or weak-coupling expansions. We explore how a systematic resummation of infinite classes of diagrams, guided by a functional renormalization group perspective, can capture the complex interplay of quantum fluctuations and emergent phenomena characteristic of these systems. Our approach leverages a self-consistent treatment of Green's functions and self-energies, allowing for the faithful description of spectral functions, phase transitions, and exotic ground states in a manner that traditional perturbation theory cannot. We discuss the theoretical underpinnings, computational strategies, and potential applications across diverse domains, including condensed matter physics, quantum chromodynamics, and ultracold atomic systems. The methodology aims to provide a robust, diagrammatically transparent pathway to understanding the non-trivial fixed points and scaling behaviors that govern strongly correlated phenomena, offering a powerful alternative where standard approximations fail.

•Nov 28, 2025•0 citations
We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green's functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.
Abstract We introduce a method to evaluate the steady-state non-equilibrium Keldysh–Schwinger Green’s functions for infinite systems subject to both an electric field and a coupling to reservoirs. The method we present exploits a physical quasi-translation invariance, where a shift by one unit cell leaves the physics invariant if all electronic energies are simultaneously shifted by the magnitude of the electric field. Our framework is straightaway applicable to diagrammatic many-body methods. We discuss two flagship applications, mean-field theories as well as a sophisticated second-order functional renormalization group approach. The latter allows us to push the renormalization-group characterization of phase transitions for lattice fermions into the out-of-equilibrium realm. We exemplify this by studying a model of spinless fermions, which in equilibrium exhibits a Berezinskii–Kosterlitz–Thouless phase transition.
We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: i) infinite, open systems which feature a translation symmetry, and ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii-Kosterlitz-Thouless transition in the infinite, open system.
Abstract We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: (i) infinite, open systems which feature a translation symmetry, and (ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii–Kosterlitz–Thouless transition in the infinite, open system. Graphic abstract
We present a quantum Monte Carlo algorithm for computing the perturbative expansion in power of the coupling constant UUU of the out-of-equilibrium Green's functions of interacting Hamiltonians of fermions. The algorithm extends the one presented in Profumo et al. [Phys. Rev. B 91, 245154 (2015)], and inherits its main property: it can reach the infinite time (steady state) limit since the computational cost to compute order Un{U}^{n}Un is uniform versus time; the computing time increases as 2n{2}^{n}2n. The algorithm is based on the Schwinger-Keldysh formalism and can be used for both equilibrium and out-of-equilibrium calculations. It is stable at both small and long real times including in the stationary regime, because of its automatic cancellation of the disconnected Feynman diagrams. We apply this technique to the Anderson quantum impurity model in the quantum dot geometry to obtain the Green's function and self-energy expansion up to order U10{U}^{10}U10 at very low temperature. We benchmark our results at weak and intermediate coupling with high precision numerical renormalization-group computations as well as analytical results.
The increasing interest in nonequilibrium effects in condensed matter theory motivates the adaption of diverse equilibrium techniques to Keldysh formalism. For methods based on multi-particle Green's or vertex functions, this involves a detailed knowledge of the real-time properties of those functions. In this review, we derive general properties of fermionic and bosonic multi-particle Green's and vertex functions for a stationary state described within Keldysh formalism. Special emphasis is put on the analytic properties associated with causality and on a detailed discussion of the Kubo–Martin–Schwinger conditions which characterize thermal equilibrium. Finally we describe how diagrammatic approximations and approximations within the functional renormalization group approach respect these properties.
Strongly correlated quantum field theories present a formidable challenge to conventional theoretical methods, particularly those rooted in perturbative expansions. The breakdown of perturbation theory in regimes where interaction strengths are comparable to or exceed kinetic energies necessitates the development of non-perturbative approaches. This paper introduces and elaborates on a novel framework for diagrammatic renormalization specifically designed for strongly correlated quantum fields, moving beyond the limitations inherent in iterative or weak-coupling expansions. We explore how a systematic resummation of infinite classes of diagrams, guided by a functional renormalization group perspective, can capture the complex interplay of quantum fluctuations and emergent phenomena characteristic of these systems. Our approach leverages a self-consistent treatment of Green's functions and self-energies, allowing for the faithful description of spectral functions, phase transitions, and exotic ground states in a manner that traditional perturbation theory cannot. We discuss the theoretical underpinnings, computational strategies, and potential applications across diverse domains, including condensed matter physics, quantum chromodynamics, and ultracold atomic systems. The methodology aims to provide a robust, diagrammatically transparent pathway to understanding the non-trivial fixed points and scaling behaviors that govern strongly correlated phenomena, offering a powerful alternative where standard approximations fail.