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arXiv:1110.3671 · Physical Review B

Thermalization and dissipation in out-of-equilibrium quantum systems: A perturbative renormalization group approach

Aditi Mitra, Thierry Giamarchi

Published Feb 14, 2012• 66 citations
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Abstract

A perturbative renormalization group approach is employed to study the effect of a periodic potential on a system of one-dimensional bosons in a nonequilibrium steady state due to an initial interaction quench. The renormalization group flows are modified significantly from the well-known equilibrium Berezinski-Kosterlitz-Thouless form. They show several new features such as a generation of an effective temperature, generation of dissipation, as well as a change in the location of the quantum critical point separating the weak- and strong-coupling phases. Detailed results on the weak-coupling side of the phase diagram are presented, such as the renormalization of the parameters and the asymptotic behavior of the correlation functions. The physical origin of the generated temperature and friction is discussed.

DOI
10.1103/physrevb.85.075117

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A perturbative renormalization group approach is employed to study the effect of a periodic potential on a system of one-dimensional bosons in a nonequilibrium steady state due to an initial interaction quench. The renormalization group flows are modified significantly from the well-known equilibrium Berezinski-Kosterlitz-Thouless form. They show several new features such as a generation of an effective temperature, generation of dissipation, as well as a change in the location of the quantum critical point separating the weak- and strong-coupling phases. Detailed results on the weak-coupling side of the phase diagram are presented, such as the renormalization of the parameters and the asymptotic behavior of the correlation functions. The physical origin of the generated temperature and friction is discussed.
An interaction quench in a Luttinger liquid can drive it into an athermal steady state. We analyze the effects on such an out of equilibrium state of a mode coupling term due to a periodic potential. Employing a perturbative renormalization group approach we show that even when the periodic potential is an irrelevant perturbation in equilibrium, it has important consequences on the athermal steady state as it generates a temperature as well as a dissipation and hence a finite lifetime for the bosonic modes.
We investigate the phase diagram of a one-dimensional dissipative Bose-Hubbard model using the nonperturbative functional renormalization group (FRG). Each lattice site is coupled to an independent bath, generating long-range temporal interactions that encode non-Markovian dissipation. For a broad class of bath spectra - ohmic, sub-ohmic, and super-ohmic - we identify two competing low-energy regimes: a Luttinger-liquid line of fixed points and a dissipative fixed point characterized by finite compressibility, vanishing superfluid stiffness, and universal scaling exponents, separated by a Berezinskii-Kosterlitz-Thouless transition. The FRG framework is essential here, as it provides access to the complete renormalization group flow and all fixed points from a single microscopic action, beyond the reach of perturbative or variational methods. This work establishes a unified and systematically improvable framework for describing dissipative quantum phases in one dimension.
We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: i) infinite, open systems which feature a translation symmetry, and ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii-Kosterlitz-Thouless transition in the infinite, open system.
Abstract We recapitulate recent developments of the functional renormalization group (FRG) approach to the steady state of systems out of thermal equilibrium. In particular, we discuss second-order truncation schemes which account for the frequency-dependence of the two particle vertex and which incorporate inelastic processes. Our focus is on two different types of one-dimensional fermion chains: (i) infinite, open systems which feature a translation symmetry, and (ii) finite systems coupled to left and right reservoirs. In addition to giving a detailed and unified review of the technical derivation of the FRG schemes, we briefly summarize some of the key physical results. In particular, we compute the non-equilibrium phase diagram and analyze the fate of the Berezinskii–Kosterlitz–Thouless transition in the infinite, open system. Graphic abstract
This thesis investigates the physics of strongly interacting driven–dissipative bosonic systems in one dimension, combining field-theoretical approaches with various numerical simulation techniques. While weakly interacting condensates are accurately described by a generalized Gross–Pitaevskii equation, the strongly correlated regime of the same microscopic models remains far less understood, particularly out of equilibrium. This thesis aims to bridge this gap by developing controlled quantum-many-body simulations for open systems governed by Lindblad dynamics, as well as investigating the corresponding action under the functional renormalization group.In the first part, we formulate a field-theoretical description of driven–dissipative one-dimen-sional bosons using the Schwinger–Keldysh formalism and the functional renormalization group (fRG).Two models are analyzed: (i) a driven-dissipative condensate whose phase dynamics is expected to exhibit emergent Kardar–Parisi–Zhang (KPZ) behavior, for which we search the emergent KPZ fixed point starting from the bosonic field theory; and (ii) a two-photon–driven system with two-body losses realizing dissipative cat qubits. For the latter, we determine the phase diagram and identify a continuous phase transition between symmetry-broken and symmetric phases, which motivates the construction of an fRG Ansatz capturing this critical behavior.The second part of the thesis focuses on the open system dynamics using exact diagonalization and tensor-network methods. For the Bose–Hubbard model with incoherent pump and loss, we characterize the steady state, and study spectral functions across the full parameter space. We show that key ground-state features are absent under dissipation, while the high-temperature unitary spectrum captures aspects of the open-system dynamics. In an extended model with additional two-body and non-local losses, we establish the semi-classical emergence of KPZ scaling and extract the KPZ dynamical exponent from the spectral function. A finite-size analysis exposes the current limitations of the tensor-network methods for reaching the high occupancy regime in the full quantum evolution.Finally, a last project develops a two-loop perturbative RG analysis of a spin-1 chain at its continuous symmetry breaking quantum critical point, revealing critical exponents distinct from the Ising universality class.Together, these results advance the understanding of strongly interacting open quantum systems, elucidating their symmetries, effective field theories, and dynamical properties, and outlining key directions for future theoretical and numerical work.
We use a perturbative momentum shell renormalization group (RG) approach to study the properties of a driven quantum system at zero temperature. To illustrate the technique, we consider a bosonic ϕ(4) theory with an arbitrary time dependent interaction parameter λ(t) = λ f(ω0t), where ω0 is the drive frequency and we derive the RG equations for the system using a Keldysh diagrammatic technique. We show that the scaling of ω0 is analogous to that of temperature for a system in thermal equilibrium and its presence provides a cutoff scale for the RG flow. We analyze the resultant RG equations, derive an analytical condition for such a drive to take the system out of the gaussian regime, and show that the onset of the non-gaussian regime occurs concomitantly with the appearance of non-perturbative mode coupling terms in the effective action of the system. We supplement the above-mentioned results by obtaining them from equations of motion of the bosons and discuss their significance for systems near critical points described by time-dependent Landau-Ginzburg theories.