We propose a many-body index that extends Fredholm index theory to many-body systems. The index is defined for any charge-conserving system with a topologically ordered
p-dimensional ground-state sector. The index is fractional, with the denominator given by
p. In particular, this yields a short proof of the quantization of the Hall conductance and of the Lieb-Schulz-Mattis theorem. In the case that the index is not an integer, the argument provides an explicit construction of Wilson loop operators exhibiting a nontrivial braiding that can be used to create fractionally charged Abelian anyons.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
The Lieb-Schultz-Mattis (LSM) theorem and its descendants impose strong constraints on the low-energy behavior of interacting quantum systems. In this paper, we formulate LSM-type constraints for lattice translation invariant systems with generalized U(1) symmetries which have recently appeared in the context of fracton phases: U(1) polynomial shift and subsystem symmetries. Starting with a generic interacting system with conserved dipole moment, we examine the conditions under which it supports a symmetric, gapped, and nondegenerate ground state, which we find requires that both the filling fraction and the bulk charge polarization take integer-values. Similar constraints are derived for systems with higher moment conservation laws or subsystem symmetries, in addition to lower bounds on the ground-state degeneracy when certain conditions are violated. Finally, we discuss the mapping between LSM-type constraints for subsystem symmetries and the anomalous symmetry action at boundaries of subsystem symmetric topological (SSPT) states.
This thesis studies the mathematical structure of quantum Hall transport in lattice systems, with an emphasis on relating mutiple definitions of Hall conductance in different mathematical branches: Geometrically as a bulk Chern number for a Bloch bundle; analytically as an edge spectral flow for a half-space Hamiltonian; and in operator algebra language as a many body charge transport index generated by magnetic flux insertion. The main results of the thesis reveal restrictions imposed on these indices by frustration-free structure, and improved locality estimates for interacting many body systems.The first result concerns frustration free free-Fermion (F 4 ) Hamiltonians. For translation-invariant, strictly local, gapped F4 Hamiltonians on Z 2 , we prove that the bulk index vanishes. More precisely, the two Bloch bundle associated with the image/kernel of the momentum space Hamiltonian is shown to be trivial by an algebraic argument using polynomial modules and a free resolution. Thus a frustration-free free-Fermion model cannot realize a nontrivial integer quantum Hall phase at the level of the bulk Chern index.The second new result is the corresponding edge statement. For a translation-invariant F4 Hamiltonian restricted to a half-plane, we prove that the edge index vanishes. We first identified that frustration free is equivalent to flat ground state band. Detailed analysis of spectral flow of the edge Hamiltonian shows that the edge mode is an analytic function and can be absorbed by the flat band. Consequently, the edge spectral flow across a regular energy in the bulk gap is constant and must equal its trivial value below the spectrum. This establishes, in this setting, that the frustration-free structure rules out nonzero edge transport as well as nonzero bulk transport. The third new result is an exponential clustering theorem for finite-volume quantum spin systems with a possibly degenerate and split ground-state sector. Assuming only a uniform spectral gap above a low-energy spectral patch of sufficiently small width, we prove exponential decay of correlations in the form|⟨Ω, ABΩ⟩ − ⟨Ω, AP BΩ⟩| ≤ C∥P∥1∥A∥∥B∥e −cd(X,Y ),for local observables A and B with disjoint supports. This improves the locality control needed in many body Hall conductance arguments, where previous estimates under comparable hypotheses were superpolynomial. Together, these results clarify how locality and spectral gaps constrain both free-Fermion and interacting formulations of topological transport.
Fractional quantum Hall (FQH) states are examples of symmetry-enriched topological states (SETs): in addition to the intrinsic topological order, which is robust to symmetry breaking, they possess symmetry-protected topological invariants, such as fractional charge of anyons and fractional Hall conductivity. In this paper we develop a comprehensive theory of symmetry-protected topological invariants for FQH states with spatial symmetries, which applies to Abelian and non-Abelian topological states, by using a recently developed framework of
G-crossed braided tensor categories (
G×BTCs) for SETs. We consider systems with
U(1) charge conservation, magnetic translational, and spatial rotational symmetries, in the continuum and for all
5 orientation-preserving crystalline space groups in two dimensions, allowing arbitrary rational magnetic flux per unit cell, and assuming that symmetries do not permute anyons. In the crystalline setting, applicable to fractional Chern insulators and spin liquids, symmetry fractionalization is fully characterized by a generalization to non-Abelian states of the charge, spin, discrete torsion, and area vectors, which specify fractional charge, angular momentum, linear momentum, and fractionalization of the translation algebra for each anyon. The topological response theory contains
9 terms, which attach charge, linear momentum, and angular momentum to magnetic flux, lattice dislocations, disclinations, corners, and units of area. Using the
G×BTC formalism, we derive the formula relating charge filling to the Hall conductivity and flux per unit cell; in the continuum this relates the filling fraction and the Hall conductivity without assuming Galilean invariance. We provide systematic formulas for topological invariants within the
G×BTC framework; this gives, for example, a new categorical definition of the Hall conductivity.