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arXiv:cond-mat/9911137 · Physical Review Letters

Commensurability, Excitation Gap, and Topology in Quantum Many-Particle Systems on a Periodic Lattice

Masaki Oshikawa

Published Feb 14, 2000• 411 citations
arXivHTMLPDF

Abstract

In combination with Laughlin's treatment of the quantized Hall conductivity, the Lieb-Schultz-Mattis argument is extended to quantum many-particle systems (including quantum spin systems) with a conserved particle number on a periodic lattice in arbitrary dimensions. Regardless of dimensionality, interaction strength, and particle statistics (Bose or Fermi), a finite excitation gap is possible only when the particle number per unit cell of the ground state is an integer.

DOI
10.1103/physrevlett.84.1535

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In combination with Laughlin's treatment of the quantized Hall conductivity, the Lieb-Schultz-Mattis argument is extended to quantum many-particle systems (including quantum spin systems) with a conserved particle number on a periodic lattice in arbitrary dimensions. Regardless of dimensionality, interaction strength, and particle statistics (Bose or Fermi), a finite excitation gap is possible only when the particle number per unit cell of the ground state is an integer.
The celebrated Lieb-Schultz-Mattis theorem excludes a nondegenerate gapped ground state of a spin system with an odd number of s=12s=\frac{1}{2}s=21​ spins per unit cell. Here, the author presents a new family of Lieb-Schultz-Mattis type theorems for fermionic systems that have no analog in spin systems. An example is a particle-hole symmetric system of spinless fermions on a lattice with an odd number of fermionic modes per unit cell. The author shows that a symmetric gapped ground state must be topologically ordered, and the lattice translation symmetries must permute anyon types, resulting in non-Abelian zero modes bound to lattice dislocations. These results can be interpreted as quantum anomalies on the surface of three-dimensional fermionic symmetry-protected phases.
We consider many-body quantum systems on a finite lattice, where the Hilbert space is the tensor product of finite-dimensional Hilbert spaces associated with each site, and where the Hamiltonian of the system is a sum of local terms. We are interested in proving uniform bounds on various properties as the size of the lattice tends to infinity. An important case is when there is a spectral gap between the lowest state(s) and the rest of the spectrum which persists in this limit, corresponding to what physicists call a “phase of matter.” Here, the combination of elementary Fourier analysis with the technique of Lieb–Robinson bounds (bounds on the velocity of propagation) is surprisingly powerful. We use this to prove exponential decay of connected correlation functions, a higher-dimensional Lieb–Schultz–Mattis theorem, and a Hall conductance quantization theorem for interacting electrons with disorder.
Abstract. For a large class of finite-range quantum spin models with half-integer spins, we prove that uniqueness of the ground state implies the existence of a low-lying excited state. For systems of linear size L, of arbitrary finite dimension, we obtain an upper bound on the excitation energy (i.e., the gap above the ground state) of the form (C log L)/L. This result can be regarded as a multi-dimensional Lieb-Schultz-Mattis theorem [7] and provides a rigorous proof of the main result in [4]. 1. Introduction and
The Lieb-Schultz-Mattis (LSM) theorem and its higher-dimensional extensions forbid the existence of a unique, symmetric, and gapped ground state at fractional fillings in quantum many-body systems with a conserved particle number (or spin angular momentum) and the conventional translation symmetry of Euclidean lattices. In this work, we propose a generalization of the LSM theorem to quantum many-body systems on hyperbolic lattices, i.e., regular tessellations of two-dimensional negatively curved space. By leveraging concepts from hyperbolic band theory in a many-body setting, we adapt Oshikawa's flux-threading argument to periodic hyperbolic lattices with a non-Euclidean (Fuchsian) translation symmetry and compute a lower-bound to the ground-state degeneracy as a function of filling and lattice geometry. We explore the consequences of LSM constraints for gapped phases of hyperbolic quantum matter and suggest frustrated spin models on hyperbolic analogs of the square and triangular lattices as promising platforms for realizing symmetric spin liquids in hyperbolic space.
We derive the condition for the occurrence of the integer quantum Hall effect in two-dimensional lattice systems with interactions, expressed as ϕν−ρ∈Zϕν-ρ\in\mathbb{Z}ϕν−ρ∈Z, where ϕϕϕ, ννν, and ρρρ denote the magnetic flux, the Chern number, and the electron density, respectively. By employing spiral boundary conditions, which treat the system as an extended one-dimensional chain, this condition is obtained directly through a Lieb-Schultz-Mattis-type and Laughlin-type argument. This approach improves upon the preceding work based on conventional periodic boundary conditions, where the condition was derived indirectly with redundant system-size dependence. The key to this approach is that the spatial directions of the external force and the response can be systematically controlled by a factor of the system size.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.