Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

From Locality to Topology: Spectral and Transport Phenomena in Lattice Quantum Systems

Zhiqian Du

Published Jun 25, 2026• 0 citations
OpenAlex

Abstract

This thesis studies the mathematical structure of quantum Hall transport in lattice systems, with an emphasis on relating mutiple definitions of Hall conductance in different mathematical branches: Geometrically as a bulk Chern number for a Bloch bundle; analytically as an edge spectral flow for a half-space Hamiltonian; and in operator algebra language as a many body charge transport index generated by magnetic flux insertion. The main results of the thesis reveal restrictions imposed on these indices by frustration-free structure, and improved locality estimates for interacting many body systems.The first result concerns frustration free free-Fermion (F 4 ) Hamiltonians. For translation-invariant, strictly local, gapped F4 Hamiltonians on Z 2 , we prove that the bulk index vanishes. More precisely, the two Bloch bundle associated with the image/kernel of the momentum space Hamiltonian is shown to be trivial by an algebraic argument using polynomial modules and a free resolution. Thus a frustration-free free-Fermion model cannot realize a nontrivial integer quantum Hall phase at the level of the bulk Chern index.The second new result is the corresponding edge statement. For a translation-invariant F4 Hamiltonian restricted to a half-plane, we prove that the edge index vanishes. We first identified that frustration free is equivalent to flat ground state band. Detailed analysis of spectral flow of the edge Hamiltonian shows that the edge mode is an analytic function and can be absorbed by the flat band. Consequently, the edge spectral flow across a regular energy in the bulk gap is constant and must equal its trivial value below the spectrum. This establishes, in this setting, that the frustration-free structure rules out nonzero edge transport as well as nonzero bulk transport. The third new result is an exponential clustering theorem for finite-volume quantum spin systems with a possibly degenerate and split ground-state sector. Assuming only a uniform spectral gap above a low-energy spectral patch of sufficiently small width, we prove exponential decay of correlations in the form|⟨Ω, ABΩ⟩ − ⟨Ω, AP BΩ⟩| ≤ C∥P∥1∥A∥∥B∥e −cd(X,Y ),for local observables A and B with disjoint supports. This improves the locality control needed in many body Hall conductance arguments, where previous estimates under comparable hypotheses were superpolynomial. Together, these results clarify how locality and spectral gaps constrain both free-Fermion and interacting formulations of topological transport.

Related papers

Locality in Quantum Lattice Systems

Tom Wessel

This thesis analyses several locality properties of extended quantum lattice systems, considering both spins and fermions. We begin by assuming locality of the Hamiltonian and then discuss how this translates into locality of the time evolution and the thermal states. Starting from a local Hamiltonian, it is well known that the Heisenberg time evolution satisfies Lieb-Robinson bounds, which quantify its locality. We strengthen these bounds for long-range interacting fermions and for commuting interactions. Furthermore, we establish the first Lieb-Robinson bounds for Hamiltonians whose local terms can grow linearly away from the origin. We also prove stability of Lieb-Robinson bounds with respect to local perturbations in the Hamiltonian. For the thermal states we focus on three types of locality known as decay of correlations, the local perturbations perturb locally (LPPL) principle and local indistinguishability. As a key tool we use spectral filters, which were introduced by Hastings in the 2000s for various applications. It enable us to use Lieb-Robinson bounds to obtain information about locality properties of states. In particular, we use quantum belief propagation to prove an equivalence of decay of correlations, LPPL and local indistinguishability for Gibbs states at any positive temperature. Using the improved Lieb-Robinson bounds mentioned before, we obtain improvements for decay of correlations in the ground state, the locality of the spectral flow and LPPL for long-range interacting systems and commuting Hamiltonians. Furthermore, we adjust the filter functions to achieve exponential decay for certain applications that were previously limited to stretched exponential decay. Spectral filters are also used to rigorously justify response theory, which usually requires a gapped system to begin with. To relax this assumption, we introduce various notions of local gaps, discuss their relations and use one to justify response theory and Kubo’s formula in the absence of a global gap. In another result we use local indistinguishability as an input to prove bulk-edge correspondence at finite temperature, in the sense that the bulk magnetisation is equal to the edge current. This result has mostly been studied for non-interacting models or at zero temperature before. Finally, we present a class of weakly interacting spin systems with an on-site gap and prove that the ground state satisfies a strong form of LPPL. Moreover, we show that these systems satisfy decay of correlations and local indistinguishability uniformly in temperature.

•May 11, 2026•0 citations

Frustration-free fermionic systems: Finite-size scaling and band topology

Rintaro Masaoka, Seishiro Ono, Hoi Chun Po +1 more

Frustration-free Hamiltonians provide pivotal models for understanding quantum many-body systems. In this paper, we establish a general framework for frustration-free fermionic systems. First, we derive a necessary and sufficient condition for a free fermion model to be frustration-free. In the case of translation-invariant, noninteracting systems, we show that any band touching between the valence and conduction bands is at least quadratic. Furthermore, by extending the Gosset-Huang inequality to fermionic systems, we demonstrate that even in interacting and non-translation-invariant cases, the finite-size gap of gapless excitations scales as $O((\log L)^2/L^2)$, provided the ground-state correlation function exhibits a power-law decay. Our results provide a foundation for studying frustration-free fermionic systems, including flat-band ferromagnetism and $η$-pairing states.

arXiv:2503.12879•Physical review. B./Physical review. B•Apr 10, 2026•1 citation

Quasi-Locality Bounds for Quantum Lattice Systems. Part II. Perturbations of Frustration-Free Spin Models with Gapped Ground States

Bruno Nachtergaele, Robert Sims, Amanda Young

Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.

arXiv:2010.15337•Annales Henri Poincaré•Aug 14, 2021•30 citations

Exactly solving one-dimensional models for the fractional quantum Hall effect

Joseph R. Cruise

Nearly fifty years after its experimental debut, the quantum hall effect has produced perhaps more unique descriptions than any other subject of condensed matter physics. From topological band theory to non-commutative geometry, topological and conformal field theories, random matrix models and more, each approach captures a subset of the essential features, and compliments the others to produce a beautiful mosaic description. In this thesis, we revisit the fractional quantum hall (FQH) effect from its oldest vantage point, that of the trial wavefunctions and the parent Hamiltonians which stabilize them. Laughlin's observation of the importance of the theory of holomorphic functions to describing incompressible states in a partially filled Landau level has produced a coherent paradigm for realizing FQH parent Hamiltonians as frustration-free exactly-solvable one-dimensional models through dimensional reduction. Trial wavefunctions are then classified in terms of a small number of product states which generate all other states in the orbital-occupation expansion of the full state by a sequence of angular-momentum-preserving squeezing operations. These unentangled states are called the DNA of the FQH state, and they can be described in terms of simple local rules called generalized Pauli principles (GPP) of the form "at most r electrons can occupy k consecutive orbitals". It was only recently shown that an analysis of this form can be carried out in second-quantization for states with Landau level mixing, such as the Jain composite-fermion and parton series. In this case, the GPPs are generalized once further to entangled Pauli principles (EPP) for which the DNA may be entangled with respect to the extra Landau level index. In the first part of this thesis, we prove a theorem that allows for a rigorous computation of EPPs given a frustration free k-body parent Hamiltonian by examining only k-particle zero-modes, and give an example of its utility by demonstrating the exact-solvability of a correlated pair-hopping model that can be derived as a special limit of a FQH parent Hamiltonian. In the second part, taking advantage of the second quantized EPP analysis from the continuum, we derive a class of bosonic lattice models for states in multiple Landau levels which, in the presence of a contact interaction, are shown to stabilize non-Abelian ground states. Furthermore, we show how the EPP can be used to compute the degeneracies of quasihole excitations, and therefore the topological order through the bulk-boundary correspondence, which we verify with simple numerics. To the best of our knowledge, this work represents the first exponentially-local exactly-solvable fractional Chern insulator model for non-Abelian states with only two-body interactions.

•Jun 10, 2026•0 citations

Spectral gaps of frustration-free spin systems with boundary

Marius Lemm, Evgeny Mozgunov

In quantum many-body systems, the existence of a spectral gap above the ground state has far-reaching consequences. In this paper, we discuss “finite-size” criteria for having a spectral gap in frustration-free spin systems and their applications. We extend a criterion that was originally developed for periodic systems by Knabe and Gosset-Mozgunov to systems with a boundary. Our finite-size criterion says that if the spectral gaps at linear system size n exceed an explicit threshold of order n−3/2, then the whole system is gapped. The criterion takes into account both “bulk gaps” and “edge gaps” of the finite system in a precise way. The n−3/2 scaling is robust: it holds in 1D and 2D systems on arbitrary lattices and with arbitrary finite-range interactions. One application of our results is to give a rigorous foundation to the folklore that 2D frustration-free models cannot host chiral edge modes (whose finite-size spectral gap would scale like n−1).

arXiv:1801.08915•Journal of Mathematical Physics•May 1, 2019•42 citations

Stability of gapped ground state phases of spins and fermions in one dimension

Alvin Moon, Bruno Nachtergaele

We investigate the persistence of spectral gaps of one-dimensional frustration free quantum lattice systems under weak perturbations and with open boundary conditions. Assuming that the interactions of the system satisfy a form of local topological quantum order, we prove explicit lower bounds on the ground state spectral gap and higher gaps for spin and fermion chains. By adapting previous methods using the spectral flow, we analyze the bulk and edge dependence of lower bounds on spectral gaps.

arXiv:1804.04750•Journal of Mathematical Physics•Sep 1, 2018•17 citations
This thesis studies the mathematical structure of quantum Hall transport in lattice systems, with an emphasis on relating mutiple definitions of Hall conductance in different mathematical branches: Geometrically as a bulk Chern number for a Bloch bundle; analytically as an edge spectral flow for a half-space Hamiltonian; and in operator algebra language as a many body charge transport index generated by magnetic flux insertion. The main results of the thesis reveal restrictions imposed on these indices by frustration-free structure, and improved locality estimates for interacting many body systems.The first result concerns frustration free free-Fermion (F 4 ) Hamiltonians. For translation-invariant, strictly local, gapped F4 Hamiltonians on Z 2 , we prove that the bulk index vanishes. More precisely, the two Bloch bundle associated with the image/kernel of the momentum space Hamiltonian is shown to be trivial by an algebraic argument using polynomial modules and a free resolution. Thus a frustration-free free-Fermion model cannot realize a nontrivial integer quantum Hall phase at the level of the bulk Chern index.The second new result is the corresponding edge statement. For a translation-invariant F4 Hamiltonian restricted to a half-plane, we prove that the edge index vanishes. We first identified that frustration free is equivalent to flat ground state band. Detailed analysis of spectral flow of the edge Hamiltonian shows that the edge mode is an analytic function and can be absorbed by the flat band. Consequently, the edge spectral flow across a regular energy in the bulk gap is constant and must equal its trivial value below the spectrum. This establishes, in this setting, that the frustration-free structure rules out nonzero edge transport as well as nonzero bulk transport. The third new result is an exponential clustering theorem for finite-volume quantum spin systems with a possibly degenerate and split ground-state sector. Assuming only a uniform spectral gap above a low-energy spectral patch of sufficiently small width, we prove exponential decay of correlations in the form|⟨Ω, ABΩ⟩ − ⟨Ω, AP BΩ⟩| ≤ C∥P∥1∥A∥∥B∥e −cd(X,Y ),for local observables A and B with disjoint supports. This improves the locality control needed in many body Hall conductance arguments, where previous estimates under comparable hypotheses were superpolynomial. Together, these results clarify how locality and spectral gaps constrain both free-Fermion and interacting formulations of topological transport.
This thesis analyses several locality properties of extended quantum lattice systems, considering both spins and fermions. We begin by assuming locality of the Hamiltonian and then discuss how this translates into locality of the time evolution and the thermal states. Starting from a local Hamiltonian, it is well known that the Heisenberg time evolution satisfies Lieb-Robinson bounds, which quantify its locality. We strengthen these bounds for long-range interacting fermions and for commuting interactions. Furthermore, we establish the first Lieb-Robinson bounds for Hamiltonians whose local terms can grow linearly away from the origin. We also prove stability of Lieb-Robinson bounds with respect to local perturbations in the Hamiltonian. For the thermal states we focus on three types of locality known as decay of correlations, the local perturbations perturb locally (LPPL) principle and local indistinguishability. As a key tool we use spectral filters, which were introduced by Hastings in the 2000s for various applications. It enable us to use Lieb-Robinson bounds to obtain information about locality properties of states. In particular, we use quantum belief propagation to prove an equivalence of decay of correlations, LPPL and local indistinguishability for Gibbs states at any positive temperature. Using the improved Lieb-Robinson bounds mentioned before, we obtain improvements for decay of correlations in the ground state, the locality of the spectral flow and LPPL for long-range interacting systems and commuting Hamiltonians. Furthermore, we adjust the filter functions to achieve exponential decay for certain applications that were previously limited to stretched exponential decay. Spectral filters are also used to rigorously justify response theory, which usually requires a gapped system to begin with. To relax this assumption, we introduce various notions of local gaps, discuss their relations and use one to justify response theory and Kubo’s formula in the absence of a global gap. In another result we use local indistinguishability as an input to prove bulk-edge correspondence at finite temperature, in the sense that the bulk magnetisation is equal to the edge current. This result has mostly been studied for non-interacting models or at zero temperature before. Finally, we present a class of weakly interacting spin systems with an on-site gap and prove that the ground state satisfies a strong form of LPPL. Moreover, we show that these systems satisfy decay of correlations and local indistinguishability uniformly in temperature.
Frustration-free Hamiltonians provide pivotal models for understanding quantum many-body systems. In this paper, we establish a general framework for frustration-free fermionic systems. First, we derive a necessary and sufficient condition for a free fermion model to be frustration-free. In the case of translation-invariant, noninteracting systems, we show that any band touching between the valence and conduction bands is at least quadratic. Furthermore, by extending the Gosset-Huang inequality to fermionic systems, we demonstrate that even in interacting and non-translation-invariant cases, the finite-size gap of gapless excitations scales as O((log⁡L)2/L2)O((\log L)^2/L^2)O((logL)2/L2), provided the ground-state correlation function exhibits a power-law decay. Our results provide a foundation for studying frustration-free fermionic systems, including flat-band ferromagnetism and ηηη-pairing states.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
Nearly fifty years after its experimental debut, the quantum hall effect has produced perhaps more unique descriptions than any other subject of condensed matter physics. From topological band theory to non-commutative geometry, topological and conformal field theories, random matrix models and more, each approach captures a subset of the essential features, and compliments the others to produce a beautiful mosaic description. In this thesis, we revisit the fractional quantum hall (FQH) effect from its oldest vantage point, that of the trial wavefunctions and the parent Hamiltonians which stabilize them. Laughlin's observation of the importance of the theory of holomorphic functions to describing incompressible states in a partially filled Landau level has produced a coherent paradigm for realizing FQH parent Hamiltonians as frustration-free exactly-solvable one-dimensional models through dimensional reduction. Trial wavefunctions are then classified in terms of a small number of product states which generate all other states in the orbital-occupation expansion of the full state by a sequence of angular-momentum-preserving squeezing operations. These unentangled states are called the DNA of the FQH state, and they can be described in terms of simple local rules called generalized Pauli principles (GPP) of the form "at most r electrons can occupy k consecutive orbitals". It was only recently shown that an analysis of this form can be carried out in second-quantization for states with Landau level mixing, such as the Jain composite-fermion and parton series. In this case, the GPPs are generalized once further to entangled Pauli principles (EPP) for which the DNA may be entangled with respect to the extra Landau level index. In the first part of this thesis, we prove a theorem that allows for a rigorous computation of EPPs given a frustration free k-body parent Hamiltonian by examining only k-particle zero-modes, and give an example of its utility by demonstrating the exact-solvability of a correlated pair-hopping model that can be derived as a special limit of a FQH parent Hamiltonian. In the second part, taking advantage of the second quantized EPP analysis from the continuum, we derive a class of bosonic lattice models for states in multiple Landau levels which, in the presence of a contact interaction, are shown to stabilize non-Abelian ground states. Furthermore, we show how the EPP can be used to compute the degeneracies of quasihole excitations, and therefore the topological order through the bulk-boundary correspondence, which we verify with simple numerics. To the best of our knowledge, this work represents the first exponentially-local exactly-solvable fractional Chern insulator model for non-Abelian states with only two-body interactions.
In quantum many-body systems, the existence of a spectral gap above the ground state has far-reaching consequences. In this paper, we discuss “finite-size” criteria for having a spectral gap in frustration-free spin systems and their applications. We extend a criterion that was originally developed for periodic systems by Knabe and Gosset-Mozgunov to systems with a boundary. Our finite-size criterion says that if the spectral gaps at linear system size n exceed an explicit threshold of order n−3/2, then the whole system is gapped. The criterion takes into account both “bulk gaps” and “edge gaps” of the finite system in a precise way. The n−3/2 scaling is robust: it holds in 1D and 2D systems on arbitrary lattices and with arbitrary finite-range interactions. One application of our results is to give a rigorous foundation to the folklore that 2D frustration-free models cannot host chiral edge modes (whose finite-size spectral gap would scale like n−1).