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arXiv:1910.04962

Anomaly Obstructions to Symmetry Preserving Gapped Phases

Clay Córdova, Kantaro Ohmori

Published Oct 11, 2019• 58 citations
arXivHTMLPDF

Abstract

Anomalies are renormalization group invariants that constrain the dynamics of quantum field theories. We show that certain anomalies for discrete global symmetries imply that the underlying theory either spontaneously breaks its generalized global symmetry or is gapless. We identify an obstruction, formulated in terms of the anomaly inflow action, that must vanish if a symmetry preserving gapped phase, i.e. a unitary topological quantum field theory, exits with the given anomaly. Our result is similar to the $2d$ Lieb-Schultz-Mattis theorem but applies more broadly to continuum theories in general spacetime dimension with various types of discrete symmetries including higher-form global symmetries. As a particular application, we use our result to prove that certain $4d$ non-abelian gauge theories at $θ=π$ cannot flow at long distances to a phase which simultaneously, preserves time-reversal symmetry, is confining, and is gapped. We also apply our obstruction to $4d$ adjoint QCD and constrain its dynamics.

DOI
10.48550/arxiv.1910.04962

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Anomalies are renormalization group invariants that constrain the dynamics of quantum field theories. We show that certain anomalies for discrete global symmetries imply that the underlying theory either spontaneously breaks its generalized global symmetry or is gapless. We identify an obstruction, formulated in terms of the anomaly inflow action, that must vanish if a symmetry preserving gapped phase, i.e. a unitary topological quantum field theory, exits with the given anomaly. Our result is similar to the 2d2d2d Lieb-Schultz-Mattis theorem but applies more broadly to continuum theories in general spacetime dimension with various types of discrete symmetries including higher-form global symmetries. As a particular application, we use our result to prove that certain 4d4d4d non-abelian gauge theories at θ=πθ=πθ=π cannot flow at long distances to a phase which simultaneously, preserves time-reversal symmetry, is confining, and is gapped. We also apply our obstruction to 4d4d4d adjoint QCD and constrain its dynamics.
We prove that in (3+1)d(3+1)d(3+1)d quantum field theories with ZN{\mathbb{Z}}_{N}ZN​ symmetry, certain anomalies forbid a symmetry-preserving vacuum state with a gapped spectrum. In particular, this applies to discrete chiral symmetries which are frequently present in gauge theories as we illustrate in examples. Our results also constrain the long-distance behavior of certain condensed matter systems such as Weyl-semimetals and may have applications to crystallographic phases with symmetry protected topological order. These results may be viewed as analogs of the Lieb-Schultz-Mattis theorem for continuum field theories.
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.
Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.
We study a relationship between conformally invariant boundary conditions and anomalies of conformal field theories (CFTs) in 1+11+11+1 dimensions. For a given CFT with a global symmetry, we consider symmetric ``gapping potentials'', which are relevant perturbations to the CFT. If a gapping potential is introduced only in a subregion of the system, it provides a certain boundary condition to the CFT. From this equivalence, if there exists a Cardy boundary state, which is invariant under a symmetry, then the CFT can be gapped with a unique ground state by adding the corresponding gapping potential. This means that the symmetry of the CFT is anomaly free. Using this approach, we systematically deduce the anomaly-free conditions for various types of CFTs with several different symmetries. They include the free compact boson theory, Wess-Zumino-Witten models, and unitary minimal models. When the symmetry of the CFT is anomalous, it implies a Lieb-Schultz-Mattis type ingappability of the system. Our results are consistent with, where available, known results in the literature. Moreover, we extend the discussion to other symmetries including spin groups and generalized time-reversal symmetries.
We study 't Hooft anomalies and the related anomaly inflow for subsystem global symmetries. These symmetries and anomalies arise in a number of exotic systems, including models with fracton order such as the XXX-cube model. As is the case for ordinary global symmetries, anomalies for subsystem symmetries can be canceled by anomaly inflow from a bulk theory in one higher dimension; the corresponding bulk is therefore a nontrivial subsystem symmetry protected topological (SSPT) phase. We demonstrate these phenomena in several examples with continuous and discrete subsystem global symmetries, as well as time-reversal symmetry. For each example we describe the boundary anomaly, and present classical continuum actions for the corresponding bulk SSPT phases, which describe the response of background gauge fields associated with the subsystem symmetries. Interestingly, we show that the anomaly does not uniquely specify the bulk SSPT phase. In general, the latter may also depend on how the symmetry and the associated foliation structure on the boundary are extended into the bulk.