Fracton phases are new types of phases of matter characterized by subsystem global symmetry, which is a generalized global symmetry whose symmetry operator is partially topological. Their continuum low-energy effective descriptions admit two different formulations: an exotic quantum field theory (QFT) using exotic tensor gauge fields, and a foliated QFT constructed from a foliation structure and foliated gauge fields. For certain fracton QFTs, these two descriptions are equivalent, which is called the foliated-exotic duality. In this dissertation, we extend the foliated-exotic duality by combining it with the anomaly inflow mechanism for 't Hooft anomalies of subsystem symmetries. This dissertation has two main results. First, we discuss the exotic and foliated
BF theories in 2+1 dimensions, which exhibit the mixed 't Hooft anomaly of
ZN×ZN subsystem symmetry. This anomaly is captured by a subsystem symmetry-protected topological (SSPT) phase for
ZN×ZN subsystem symmetry in one dimension higher. By extending the foliated-exotic duality in the fractonic
BF theory to the SSPT phase, we establish the field correspondences in the SSPT phase and construct the foliated description of the SSPT phase. Second, we discuss the exotic
ϕ-theory in 2+1 dimensions -- a fractonic gapless scalar field theory, which has the 't Hooft anomaly of
U(1)×U(1) subsystem symmetry. The anomaly is captured by an SSPT phase for
U(1)×U(1) subsystem symmetry in 3+1 dimensions via the anomaly inflow mechanism. Extending the foliated-exotic duality to the
ϕ-theory, we establish field correspondences in the
ϕ-theory and construct the foliated
ϕ-theory that is equivalent to the exotic
ϕ-theory. This provides the first example of the foliated-exotic duality in gapless theories.
Symmetry protected topological (SPT) phases of bosons in
d spatial dimensions have been characterized by the action of the protecting global symmetry
G on their boundary. The symmetry acts on the boundary in a way that would be impossible to realize in a purely
d−1 dimensional system i.e., without the bulk. This is often formalized by saying the
G symmetry is anomalous when the boundary theory is gauged. Simultaneously gauging the symmetry on the boundary and in the bulk yields a gauge-invariant composite system. One says there is an anomaly in-flow from the boundary to the bulk. Recently it has been appreciated that some anomalies are too severe to be regulated by an SPT bulk. These do not satisfy anomaly in-flow in the traditional sense. However, we show that these anomalous systems can be regulated as the symmetric boundaries of the newly discovered higher SPT phases. These higher SPT's are protected by a symmetry
d-group, a higher categorical version of a group which can charge not just particles but also strings, volumes, etc. This structure emerges naturally from computation of the anomaly. One can interpret these severe anomalies as producing an emergent higher-form gauge field when
G is gauged, and this gauge field participates in the bulk topological action.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
In this work, we introduce a new type of topological order that is protected by subsystem symmetries that act on lower-dimensional subsets of lattice many-body system, e.g., along lines or planes in a three-dimensional system. The symmetry groups for such systems exhibit a macroscopic number of generators in the infinite-volume limit. We construct a set of exactly solvable models in
2D and
3D, which exhibit such subsystem SPT (SSPT) phases with one-dimensional subsystem symmetries. These phases exhibit analogs of phenomena seen in SPTs protected by global symmetries: gapless edge modes, projective realizations of the symmetries at the edge, and nonlocal order parameters. Such SSPT phases are proximate, in theory space, to previously studied phases that break the subsystem symmetries and phases with fracton order, which result upon gauging them.
A bstract Symmetry topological field theory (SymTFT), or topological holography, posits a correspondence between symmetries in a d -dimensional theory and topological order in a ( d + 1)-dimensional theory. In this work, we extend this framework to subsystem symmetries and develop subsystem SymTFT as a systematic tool to characterize and classify subsystem symmetry-protected topological (SSPT) phases. For (2 + 1)D gapped phases, we introduce a 2-foliated (3 + 1)D exotic tensor gauge theory (which is equivalent to 2-foliated (3 + 1)D BF theory via exotic duality) as the subsystem SymTFT and systematically analyze its topological boundary conditions and linearly rigid subsystem symmetries. Taking subsystem symmetry groups G = ℤ N and G = ℤ N × ℤ M as examples, we demonstrate how to recover the classification scheme
C[G] C G = H 2 ( G ×2 , U(1))/ H 2 ( G , U(1))) 3 , which was previously derived by examining topological invariant under linear subsystem-symmetric local unitary transformations in the lattice Hamiltonian formalism. To illustrate the correspondence between field-theoretic and lattice descriptions, we further analyze ℤ 2 × ℤ 2 and ℤ N × ℤ M cluster state models as concrete examples.
Anomalies are renormalization group invariants that constrain the dynamics of quantum field theories. We show that certain anomalies for discrete global symmetries imply that the underlying theory either spontaneously breaks its generalized global symmetry or is gapless. We identify an obstruction, formulated in terms of the anomaly inflow action, that must vanish if a symmetry preserving gapped phase, i.e. a unitary topological quantum field theory, exits with the given anomaly. Our result is similar to the
2d Lieb-Schultz-Mattis theorem but applies more broadly to continuum theories in general spacetime dimension with various types of discrete symmetries including higher-form global symmetries. As a particular application, we use our result to prove that certain
4d non-abelian gauge theories at
θ=π cannot flow at long distances to a phase which simultaneously, preserves time-reversal symmetry, is confining, and is gapped. We also apply our obstruction to
4d adjoint QCD and constrain its dynamics.