We analyze
2+1d and
3+1d bosonic symmetry protected topological (SPT) phases of matter protected by onsite symmetry group
G by using dual bulk and boundary approaches. In the bulk, we study an effective field theory, which upon coupling to a background flat
G gauge field furnishes a purely topological response theory. The response action evaluated on certain manifolds, with appropriate choice of background gauge field, defines a set of SPT topological invariants. Further, SPTs can be gauged by summing over all isomorphism classes of flat
G gauge fields to obtain Dijkgraaf-Witten topological
G gauge theories. These topological gauge theories can be ungauged by first introducing and then proliferating defects that spoil the gauge symmetry. This mechanism is related to anyon condensation in
2+1d and condensing bosonic gauge charges in
3+1d. In the dual boundary approach, we study
1+1d and
2+1d quantum field theories that have
G 't-Hooft anomalies that can be precisely canceled by (the response theory of) the corresponding bulk SPT. We show how to construct/compute topological invariants for the bulk SPTs directly from the boundary theories. Further, we sum over boundary partition functions with different background gauge fields to construct
G characters that generate topological data for the bulk topological gauge theory. Finally, we study a
2+1d quantum field theory with a mixed ${\mathbb{Z}}_{2}^{T/R}\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ anomaly where
Z2T/R is time-reversal/reflection symmetry, and the
U(1) could be a 0-form or 1-form symmetry depending on the choice of time reversal/reflection action. We briefly discuss the bulk effective action and topological response for a theory in
3+1d that cancels this anomaly. This signals the existence of SPTs in
3+1d protected by 0,1-form $\text{U}(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{T,R}$.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
A large class of symmetry-protected topological phases (SPT) in boson/spin systems have been recently predicted by the group cohomology theory. In this work, we consider bosonic SPT states at least with charge symmetry [U(1) or Z
N] or spin-
Sz rotation symmetry [U(1) or Z
N] in two (2D) and three dimensions (3D) and the surface of 3D. If both are U(1), we apply external electromagnetic field/``spin gauge field'' to study the charge/spin response. For the SPT examples we consider {i.e., U
c(1)$\ensuremath{\rtimes}$Z
2T, U
s(1)$\ifmmode\times\else\texttimes\fi{}$Z
2T, U
c(1)$\ifmmode\times\else\texttimes\fi{}$[U
s(1)$\ensuremath{\rtimes}$Z
2]; subscripts
c and
s are short for charge and spin; Z
2T and Z
2 are time-reversal symmetry and $\ensuremath{\pi}$ rotation about
Sy, respectively}, many variants of Witten effect in the 3D SPT bulk and various versions of anomalous surface quantum Hall effect are defined and systematically investigated. If charge or spin symmetry reduces to Z
N by considering charge-
N or spin-
N condensate, instead of the linear response approach, we gauge the charge/spin symmetry, leading to a dynamical gauge theory with some remaining global symmetry. The 3D dynamical gauge theory describes a symmetry-enriched topological phase (SET), i.e., a topologically ordered state with global symmetry which admits nontrivial ground-state degeneracy depending on spatial manifold topology. For the SPT examples we consider, the corresponding SET states are described by dynamical topological gauge theory with topological
BF term and axionic $\ensuremath{\Theta}$ term in 3D bulk. In addition, the surface of SET is described by the chiral boson theory with quantum anomaly.
We study 't Hooft anomalies and the related anomaly inflow for subsystem global symmetries. These symmetries and anomalies arise in a number of exotic systems, including models with fracton order such as the
X-cube model. As is the case for ordinary global symmetries, anomalies for subsystem symmetries can be canceled by anomaly inflow from a bulk theory in one higher dimension; the corresponding bulk is therefore a nontrivial subsystem symmetry protected topological (SSPT) phase. We demonstrate these phenomena in several examples with continuous and discrete subsystem global symmetries, as well as time-reversal symmetry. For each example we describe the boundary anomaly, and present classical continuum actions for the corresponding bulk SSPT phases, which describe the response of background gauge fields associated with the subsystem symmetries. Interestingly, we show that the anomaly does not uniquely specify the bulk SSPT phase. In general, the latter may also depend on how the symmetry and the associated foliation structure on the boundary are extended into the bulk.
Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.
Motivated by the recent discovery of higher-order topological insulators, we study their counterparts in strongly interacting bosons: ``higher-order symmetry-protected topological (HOSPT) phases.'' While the usual (first-order) SPT phases in
d spatial dimensions support anomalous $(d\ensuremath{-}1)$-dimensional surface states, HOSPT phases in
d dimensions are characterized by topological boundary states of dimension $(d\ensuremath{-}2)$ or smaller, protected by certain global symmetries and robust against disorders. Based on a dimensional reduction analysis, we show that HOSPT phases can be built from lower-dimensional SPT phases in a way that preserves the associated crystalline symmetries. When the total symmetry is a direct product of global and crystalline symmetry groups, we are able to classify the HOSPT phases using the K\"unneth formula of group cohomology. Based on a decorated domain-wall picture of the K\"unneth formula, we show how to systematically construct the HOSPT phases, and demonstrate our construction with many examples in two and three dimensions.