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arXiv:1810.00698 · Physical review. E

Operational approach to quantum stochastic thermodynamics

Philipp Strasberg

Published Aug 21, 2019• 66 citations
arXivHTMLPDF

Abstract

We set up a framework for quantum stochastic thermodynamics based solely on experimentally controllable but otherwise arbitrary interventions at discrete times. Using standard assumptions about the system-bath dynamics and insights from the repeated interaction framework, we define internal energy, heat, work, and entropy at the trajectory level. The validity of the first law (at the trajectory level) and the second law (on average) is established. The theory naturally allows one to treat incomplete information and it is able to smoothly interpolate between a trajectory-based and an ensemble level description. We use our theory to compute the thermodynamic efficiency of recent experiments reporting on the stabilization of photon number states using real-time quantum feedback control. Special attention is paid to limiting cases of our general theory, where we recover or contrast it with previous results. We point out various interesting problems, which the theory is able to address rigorously, such as the detection of quantum effects in thermodynamics.

DOI
10.1103/physreve.100.022127

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We set up a framework for quantum stochastic thermodynamics based solely on experimentally controllable but otherwise arbitrary interventions at discrete times. Using standard assumptions about the system-bath dynamics and insights from the repeated interaction framework, we define internal energy, heat, work, and entropy at the trajectory level. The validity of the first law (at the trajectory level) and the second law (on average) is established. The theory naturally allows one to treat incomplete information and it is able to smoothly interpolate between a trajectory-based and an ensemble level description. We use our theory to compute the thermodynamic efficiency of recent experiments reporting on the stabilization of photon number states using real-time quantum feedback control. Special attention is paid to limiting cases of our general theory, where we recover or contrast it with previous results. We point out various interesting problems, which the theory is able to address rigorously, such as the detection of quantum effects in thermodynamics.
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We extend the theory of stochastic thermodynamics in three directions: (i) instead of a continuously monitored system we consider measurements only at an arbitrary set of discrete times, (ii) we allow for imperfect measurements and incomplete information in the description, and (iii) we treat arbitrary manipulations (e.g., feedback control operations) which are allowed to depend on the entire measurement record. For this purpose we define for a driven system in contact with a single heat bath the four key thermodynamic quantities-internal energy, heat, work, and entropy-along a single "trajectory" for a causal model. The first law at the trajectory level and the second law on average is verified. We highlight the special case of Bayesian or "bare" measurements (incomplete information, but no average disturbance) which allows us to compare our theory with the literature and to derive a general inequality for the estimated free energy difference in Jarzynski-type experiments. An analysis of a recent Maxwell demon experiment using real-time feedback control is also given. As a mathematical tool, we prove a classical version of Stinespring's dilation theorem, which might be of independent interest.
Abstract Previouschapters built on the assumption that central thermodynamic quantities can be defined without disturbing the dynamics of the system. This assumption cannot be kepted in light of real experiments, where quantum measurements are disturbing. This chapter starts by discussing why it is necessary to overcome the semiclassical two-point measurement scheme. Then, consistent notions of internal energy, heat, work and system entropy are defined for a (Markovian and non-Markovian) quantum stochastic process, whichonly relies on interventions performed on the system. The thermodynamic description of quantum measurements, feedback control and Maxwell’s demon is studied in detail. The chapter concludes with applying these ‘operational’ definitions to a Nobel-prize-winning experiment in quantum optics.
We build a framework for the thermodynamics of macroscopic quantum systems. In contrast with approaches requiring access to the full density matrix, our framework relies on a coarse-grained description, based on measurement statistics of a few observables. When these observables commute, the outcomes define classical macrostates whose entropy is quantified by observational entropy, accounting for uncertainty about both the macrostate and the microstate within it. We extend this notion to non-commuting observables forming a subalgebra of the operator space, and use Jaynes' principle to define an algebra-dependent entropy interpolating between von Neumann and observational entropies. Given initial and final measurement sets, connected by internal and/or environment-induced dynamics, we derive a second law for the coarse-grained dynamics. Unlike formulations based on von Neumann entropy, our inequality captures irreversibility from both non-unitary environment-induced dynamics and internal equilibration. It takes the usual form of a positive entropy production when the system is initially at internal equilibrium, while correction terms capture nonequilibrium resources ignored by the coarse-graining. We also derive fluctuation theorems for coarse-grained thermodynamic quantities. Along a quasi-static path of measurement schemes, we identify quantum macroscopic notions of work and heat fulfilling the first and second laws, including an additional work contribution from manipulating the algebra to which the system is confined, through external constraints or quantum measurement backaction. Finally, we apply our framework to examples illustrating the impact of varying the coarse-graining scheme. Our approach unifies macroscopic and stochastic thermodynamics in a genuinely quantum framework, laying the basis for a versatile, experimentally friendly toolbox to analyze complex quantum dynamics.
Quantum thermodynamics is a blossoming research program that uses tools and ideas from quantum information theory to extend the laws of thermodynamics to the domain of systems to which the laws of quantum mechanics apply and the thermodynamic limit does not necessarily apply. The contributions of this program are both foundational, in providing an approach to constructively derive the laws of phenomenological thermodynamics from the postulates of unitary quantum mechanics in a rigorous and bottom-up fashion, but also prac- tical, in providing the theory for an increasing number of experiments that attempt to build thermodynamic machines at scales that were previously inaccessible. One key mathematical tool used in quantum thermodynamics is the framework of resource theories, specifically the resource theory of thermal operations, in which the thermodynamic interaction of a system with a heat bath and various additional components such as work batteries, clocks or catalysts are modeled. In this cumulative thesis, various extensions and modifications of this framework are studied in order to derive novel results and insights about the possible thermodynamic evolution of quantum systems. In particular, following a system- atic exposition of the resource theory of thermal operations from first principles, I develop answers to the following questions: i) What is the smallest heat bath required to provide the necessary randomness for a system to undergo a given stochastic or thermodynamical evolution? ii) Does this size differ depending on whether the interaction between bath and system is quantum or classical? iii) How can quantum systems thermodynamically evolve in the presence of catalytic bystander systems and how can this be put to use? iv) What are the thermodynamic state transitions that an agent can operationally affect when she only has access to partial information about the underlying states of system and bath? v) How can we understand the emergence of the canonical ensemble in statistical thermodynamics from quantum mechanics? These questions cover a wide ground, but it will become clear that they can in fact all be discussed using the same formal tools. As such, the answers to the above questions provided in this thesis are both interesting in their own right — showing for example that there exists a gap in how efficiently randomness can be exploited quantumly as compared to classically or that catalytic bystander systems can be used to extract finite amounts of work per particle from macroscopic systems with non-vanishing probability — as well as illustrate the power of quantum thermodynamics as a set of tools to connect quantum mechanics and the theory of thermodynamics more generally.
The thermodynamic framework of repeated interactions is generalized to an arbitrary open quantum system in contact with a heat bath. Based on these findings, the theory is then extended to arbitrary measurements performed on the system. This constitutes a direct experimentally testable framework in strong coupling quantum thermodynamics. By construction, it provides many quantum stochastic processes and quantum causal models with a consistent thermodynamic interpretation. The setting can be further used, for instance, to rigorously investigate the interplay between non-Markovianity and nonequilibrium thermodynamics.