Abstract We develop the effective field theoretical (EFT) approach to time-translational symmetry breaking of nonequilibrium open systems based on the Schwinger-Keldysh formalism. In the Schwinger-Keldysh formalism, all the symmetries of the microscopic Lagrangian are doubled essentially because the dynamical fields are doubled to describe the time-evolution along the closed-time-path. The effective Lagrangian for open systems are then obtained by coarse-graining the microscopic Schwinger-Keldysh Lagrangian. As a consequence of coarse-graining procedure, there appear the noise and dissipation effects, which explicitly break the doubled time-translational symmetries into a diagonal one. We therefore need to incorporate this symmetry structure to construct the EFT for Nambu-Goldstone bosons in symmetry broken phases of open systems. Based on this observation together with the consistency of the Schwinger-Keldysh action, we construct and study the general EFT for time-translational symmetry breaking in particular, having in mind applications to synchronization, time crystal, and cosmic inflation.
Abstract We develop the effective field theoretical (EFT) approach to time-translational symmetry breaking of nonequilibrium open systems based on the Schwinger-Keldysh formalism. In the Schwinger-Keldysh formalism, all the symmetries of the microscopic Lagrangian are doubled essentially because the dynamical fields are doubled to describe the time-evolution along the closed-time-path. The effective Lagrangian for open systems are then obtained by coarse-graining the microscopic Schwinger-Keldysh Lagrangian. As a consequence of coarse-graining procedure, there appear the noise and dissipation effects, which explicitly break the doubled time-translational symmetries into a diagonal one. We therefore need to incorporate this symmetry structure to construct the EFT for Nambu-Goldstone bosons in symmetry broken phases of open systems. Based on this observation together with the consistency of the Schwinger-Keldysh action, we construct and study the general EFT for time-translational symmetry breaking in particular, having in mind applications to synchronization, time crystal, and cosmic inflation.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
We develop the Schwinger-Keldysh path-integral formalism for open non-Abelian gauge theories that are gauge-fixed via the BRST method in covariant gauges. We focus on generic initial states, pure and mixed, specified at finite times suitable for non-equilibrium processes. We pay particular attention to the handling of the indefinite Hilbert space, the construction of BRST-invariant Schrodinger picture wavefunctionals, density matrices and inner product, the implementation of the Hata-Kugo prescription, and the role of boundary terms at both the initial and final times. We highlight the advantages of the Nakanishi-Lautrup field representation in dealing with initial/final conditions. The resulting Schwinger-Keldysh path integral is manifestly invariant under a diagonal (retarded) BRST symmetry for arbitrary physical initial states, whether pure or mixed. From this, we obtain the corresponding Ward-Takahashi-Slavnov-Taylor identities, valid perturbatively. Non-perturbatively the Gribov ambiguity is expected to break or modify the BRST symmetry. The naive advanced BRST symmetry is shown to be explicitly violated by the in-in boundary conditions. We show that the Feynman-Vernon influence functional derived by integrating out charged matter and/or hard gluon modes remains (perturbatively) BRST invariant. When the Open EFT action is expanded to second order in advanced fields it exhibits an exact symmetry under a contraction of the original BRST symmetry. This Keldysh BRST symmetry is equivalent to the BRST associated with the retarded gauge transformations together with a linearly realized BRST transformation of the advanced fields. These govern the structure of the leading terms in an Open EFT. We illustrate this with the explicit example of Hard Thermal Loop Effective Theory, and construct the general form of the Open EFT in a Higgs phase when all gauge symmetries are spontaneously broken.
Abstract We propose a systematic coset construction of non-equilibrium effective field theories (EFTs) governing the long-distance and late-time dynamics of relativistic, finite-temperature condensed matter systems. Our non-equilibrium coset construction makes significant advances beyond more standard coset constructions in that it takes advantage of recently-developed techniques, which allow the formulation of non-equilibrium effective actions that account for quantum and thermal fluctuations as well as dissipation. Because these systems exist at finite temperature, the EFTs live on the closed-time-path of the Schwinger-Keldysh contour. Since the coset construction and the non-equilibrium effective actions may be unfamiliar to many readers, we include brief introductions to these topics in an effort to make this paper self-contained. To demonstrate the legitimacy of this coset construction, we successfully reproduce the known EFTs for fluids and superfluids at finite temperature. Then, to demonstrate its utility, we construct novel EFTs for solids, supersolids, and four phases of liquid crystals, all at finite temperature. We thereby combine the non-equilibrium effective action and the coset construction to create a powerful tool that can be used to study many-body systems out of thermal equilibrium.
We unveil the universal (model-independent) symmetry satisfied by Schwinger-Keldysh quantum field theories whenever they describe equilibrium dynamics. This is made possible by a generalization of the Schwinger-Keldysh path-integral formalism in which the physical time can be re-parametrized to arbitrary contours in the complex plane. Strong relations between correlation functions, such as the fluctuation-dissipation theorems, are derived as immediate consequences of this symmetry of equilibrium. In this view, quantum non-equilibrium dynamics – e.g. when driving with a time-dependent potential – are seen as symmetry-breaking processes. The symmetry-breaking terms of the action are identified as a measure of irreversibility, or entropy creation, defined at the level of a single quantum trajectory. Moreover, they are shown to obey quantum fluctuation theorems. These results extend stochastic thermodynamics to the quantum realm.
A field theory approach for the nonequilibrium relaxation dynamics in open systems at late times is developed. In the absence of conservation laws, all excitations are subject to dissipation. Nevertheless, ordered stationary states satisfy Goldstone's theorem. It implies a vanishing damping rate at small momenta, which in turn allows for competition between environment-induced dissipation and thermalization due to collisions. We derive the dynamic theory in the symmetry-broken phase of an O(N)-symmetric field theory based on an expansion of the two-particle irreducible (2PI) effective action to next-to-leading order in 1/N and highlight the analogies and differences to the corresponding theory for closed systems. A central result of this approach is the systematic derivation of an open-system Boltzmann equation, which takes a very different form from its closed-system counterpart due to the absence of well-defined quasiparticles. As a consequence of the general structure of its derivation, it applies to open, gapless field theories that satisfy certain testable conditions, which we identify here. Specifically for the O(N) model, we use scaling analysis and numerical simulations to show that interactions are screened efficiently at small momenta and, therefore, the late-time evolution is effectively collisionless. This implies that fluctuations induced by a quench dissipate into the environment before they thermalize. Goldstone's theorem also constrains the dynamics far from equilibrium, which is used to show that the order parameter equilibrates more quickly for quenches preserving the O(N) symmetry than those breaking it explicitly.