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arXiv:1705.10800 · SciPost Physics

(Non) equilibrium dynamics: a (broken) symmetry of the Keldysh generating functional

Camille Aron, Giulio Biroli, Leticia F. Cugliandolo

Published Jan 31, 2018• 37 citations
arXivHTMLPDF

Abstract

We unveil the universal (model-independent) symmetry satisfied by Schwinger-Keldysh quantum field theories whenever they describe equilibrium dynamics. This is made possible by a generalization of the Schwinger-Keldysh path-integral formalism in which the physical time can be re-parametrized to arbitrary contours in the complex plane. Strong relations between correlation functions, such as the fluctuation-dissipation theorems, are derived as immediate consequences of this symmetry of equilibrium. In this view, quantum non-equilibrium dynamics – e.g. when driving with a time-dependent potential – are seen as symmetry-breaking processes. The symmetry-breaking terms of the action are identified as a measure of irreversibility, or entropy creation, defined at the level of a single quantum trajectory. Moreover, they are shown to obey quantum fluctuation theorems. These results extend stochastic thermodynamics to the quantum realm.

DOI
10.21468/scipostphys.4.1.008

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We unveil the universal (model-independent) symmetry satisfied by Schwinger-Keldysh quantum field theories whenever they describe equilibrium dynamics. This is made possible by a generalization of the Schwinger-Keldysh path-integral formalism in which the physical time can be re-parametrized to arbitrary contours in the complex plane. Strong relations between correlation functions, such as the fluctuation-dissipation theorems, are derived as immediate consequences of this symmetry of equilibrium. In this view, quantum non-equilibrium dynamics – e.g. when driving with a time-dependent potential – are seen as symmetry-breaking processes. The symmetry-breaking terms of the action are identified as a measure of irreversibility, or entropy creation, defined at the level of a single quantum trajectory. Moreover, they are shown to obey quantum fluctuation theorems. These results extend stochastic thermodynamics to the quantum realm.
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Extended quantum systems can be theoretically described in terms of the Schwinger-Keldysh functional integral formalism, whose action conveniently describes both dynamical and static properties. We show here that in thermal equilibrium, defined by the validity of fluctuation-dissipation relations, the action of a quantum system is invariant under a certain symmetry transformation, and thus it is distinguished from generic systems. In turn, the fluctuation-dissipation relations can be derived as the Ward-Takahashi identities associated with this symmetry. Accordingly, the latter provides an efficient test for the onset of thermodynamic equilibrium and it makes checking the validity of fluctuation-dissipation relations unnecessary. In the classical limit, this symmetry reduces to the well-known one that characterizes equilibrium in the stochastic dynamics of classical systems coupled to thermal baths, described by Langevin equations.
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Abstract We develop the effective field theoretical (EFT) approach to time-translational symmetry breaking of nonequilibrium open systems based on the Schwinger-Keldysh formalism. In the Schwinger-Keldysh formalism, all the symmetries of the microscopic Lagrangian are doubled essentially because the dynamical fields are doubled to describe the time-evolution along the closed-time-path. The effective Lagrangian for open systems are then obtained by coarse-graining the microscopic Schwinger-Keldysh Lagrangian. As a consequence of coarse-graining procedure, there appear the noise and dissipation effects, which explicitly break the doubled time-translational symmetries into a diagonal one. We therefore need to incorporate this symmetry structure to construct the EFT for Nambu-Goldstone bosons in symmetry broken phases of open systems. Based on this observation together with the consistency of the Schwinger-Keldysh action, we construct and study the general EFT for time-translational symmetry breaking in particular, having in mind applications to synchronization, time crystal, and cosmic inflation.
We establish the general framework of quantum fluctuation theorems by finding the symmetry between the forward and backward transitions of any given quantum channel. The Petz recovery map is adopted as the reverse quantum channel, and the notion of entropy production in thermodynamics is extended to the quantum regime. Our result shows that the fluctuation theorems, which are normally considered for thermodynamic processes, can be a powerful tool to study the detailed statistics of quantum systems as well as the effect of coherence transfer in an arbitrary non-equilibrium quantum process. We introduce a complex-valued entropy production to fully understand the relation between the forward and backward processes through the quantum channel. We find the physical meaning of the imaginary part of entropy production to witness the broken symmetry of the quantum channel. We also show that the imaginary part plays a crucial role in deriving the second law from the quantum fluctuation theorem. The dissipation and fluctuation of various quantum resources including quantum free energy, asymmetry and entanglement can be coherently understood in our unified framework. Our fluctuation theorem can be applied to a wide range of physical systems and dynamics to query the reversibility of a quantum state for the given quantum processing channel involving coherence and entanglement.