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arXiv:2310.06892 · Physical review. B./Physical review. B

Field theory for the dynamics of the open O(N) model

Johannes Lang, Michael Buchhold, Sebastian Diehl

Published Feb 22, 2024• 7 citations
arXivHTMLPDF

Abstract

A field theory approach for the nonequilibrium relaxation dynamics in open systems at late times is developed. In the absence of conservation laws, all excitations are subject to dissipation. Nevertheless, ordered stationary states satisfy Goldstone's theorem. It implies a vanishing damping rate at small momenta, which in turn allows for competition between environment-induced dissipation and thermalization due to collisions. We derive the dynamic theory in the symmetry-broken phase of an $O(N)$-symmetric field theory based on an expansion of the two-particle irreducible (2PI) effective action to next-to-leading order in $1/N$ and highlight the analogies and differences to the corresponding theory for closed systems. A central result of this approach is the systematic derivation of an open-system Boltzmann equation, which takes a very different form from its closed-system counterpart due to the absence of well-defined quasiparticles. As a consequence of the general structure of its derivation, it applies to open, gapless field theories that satisfy certain testable conditions, which we identify here. Specifically for the $O(N)$ model, we use scaling analysis and numerical simulations to show that interactions are screened efficiently at small momenta and, therefore, the late-time evolution is effectively collisionless. This implies that fluctuations induced by a quench dissipate into the environment before they thermalize. Goldstone's theorem also constrains the dynamics far from equilibrium, which is used to show that the order parameter equilibrates more quickly for quenches preserving the $O(N)$ symmetry than those breaking it explicitly.

DOI
10.1103/physrevb.109.064310

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A field theory approach for the nonequilibrium relaxation dynamics in open systems at late times is developed. In the absence of conservation laws, all excitations are subject to dissipation. Nevertheless, ordered stationary states satisfy Goldstone's theorem. It implies a vanishing damping rate at small momenta, which in turn allows for competition between environment-induced dissipation and thermalization due to collisions. We derive the dynamic theory in the symmetry-broken phase of an O(N)O(N)O(N)-symmetric field theory based on an expansion of the two-particle irreducible (2PI) effective action to next-to-leading order in 1/N1/N1/N and highlight the analogies and differences to the corresponding theory for closed systems. A central result of this approach is the systematic derivation of an open-system Boltzmann equation, which takes a very different form from its closed-system counterpart due to the absence of well-defined quasiparticles. As a consequence of the general structure of its derivation, it applies to open, gapless field theories that satisfy certain testable conditions, which we identify here. Specifically for the O(N)O(N)O(N) model, we use scaling analysis and numerical simulations to show that interactions are screened efficiently at small momenta and, therefore, the late-time evolution is effectively collisionless. This implies that fluctuations induced by a quench dissipate into the environment before they thermalize. Goldstone's theorem also constrains the dynamics far from equilibrium, which is used to show that the order parameter equilibrates more quickly for quenches preserving the O(N)O(N)O(N) symmetry than those breaking it explicitly.
This is the first of a series of papers which describe the functional-integral approach to the study of the statistical and kinetic properties of nonequilibrium quantum fields in flat and curved spacetimes. In this paper we treat a system of self-interacting bosons described by \ensuremath{\lambda}${\ensuremath{\varphi}}^{4}$ scalar fields in flat space. We adopt the closed-time-path (CTP or ``in-in'') functional formalism and use a two-particle irreducible (2PI) representation for the effective action. These formalisms allow for a full account of the dynamics of quantum fields, and put the correlation functions on an equal footing with the mean fields. By assuming a thermal distribution we recover the real-time finite-temperature theory as a special case. By requiring the CTP effective action to be stationary with respect to variations of the correlation functions we obtain an infinite set of coupled equations which is the quantum-field-theoretical generalization of the Bogoliubov-Born-Green-Kirkwood-Yvon (BBGKY) hierarchy. Truncation of this series leads to dissipative characteristics in the subsystem. In this context we discuss the nature of dissipation in interacting quantum fields.To one-loop order in a perturbative expansion of the CTP effective action, the 2PI formalism yields results equivalent to the leading 1/N expansion for an O(N)-symmetric scalar field. To higher-loop order we introduce a two-time approximation to separate the quantum-field effects of radiative correction and renormalization from the statistical-kinetic effects of collisions and relaxation. In the weak-coupling quasiuniform limit, the system of nonequilibrium quantum fields can subscribe to a kinetic theory description wherein the propagators are represented in terms of relativistic Wigner distribution functions. From a two-loop calculation we derive the Boltzmann equation for the distribution function and the gap equation for the effective mass of the quasiparticles. One can define an entropy function for the quantum gas of quasiparticles which satisfies the H theorem. We also calculate the limits to the validity of the binary collision approximation from a three-loop analysis. The theoretical framework established here can be generalized to nonconstant background fields and for curved spacetimes.
We consider the nonequilibrium evolution of an O(N)-symmetric scalar quantum field theory using a systematic two-particle irreducible 1/N-expansion to next-to-leading order, which includes scattering and memory effects. The corresponding ``full Kadanoff-Baym equations'' are solved numerically without further approximations. This allows one to obtain a controlled nonperturbative description of far-from-equilibrium dynamics and the late-time approach to quantum thermal equilibrium. Employing in addition a first-order gradient expansion for the Wigner transformed correlators we derive kinetic equations. In contrast to standard descriptions based on loop expansions, our equations remain valid for nonperturbatively large fluctuations. As an application, we discuss the fluctuation dominated regime following parametric resonance in quantum field theory.
We calculate the far-from-equilibrium dynamics and thermalization both for the quantum and the classical O(N)–model. The early and late-time behavior can be described from the 2PI–loop expansion for weak couplings or the nonperturbative 2PI–1/N expansion of the effective action beyond leading order. A comparison with exact simulations in 1+1 dimensions in the classical limit shows that the 2PI–1/N expansion at next-to-leading order gives quantitatively precise results already for moderate values of N. We derive a criterion for the validity of the classical approximation and verify it by comparing far-fromequilibrium quantum and classical dynamics. At late times one observes the expected deviations due to the difference between classical and quantum thermal equilibrium. In recent years we have witnessed an enormous increase of interest in the dynamics of quantum fields out of equilibrium. Strong motivation comes from a wide range of applications including current and upcoming relativistic heavy-ion collision experiments, phase transitions in the early universe or the dynamics of Bose-Einstein condensation. Directly simulating quantum fields in real time, such as solving the Schrödinger equation for the wave functional is prohibitively difficult and one has to find suitable approximations. The
Nonequilibrium dynamics in quantum field theory has been studied extensively using truncations of the 2PI effective action. Both 1/N1/N1/N and loop expansions beyond leading order show remarkable improvement when compared to mean-field approximations. However, in truncations used so far, only the leading-order parts of the self-energy responsible for memory loss, damping and equilibration are included, which makes it difficult to discuss convergence systematically. For that reason we derive the real and causal evolution equations for an O(N)O(N)O(N) model to next-to-next-to-leading order in the 2PI-1/N1/N1/N expansion. Because of the appearance of internal vertices the resulting equations appear intractable for a full-fledged 3+13+13+1 dimensional field theory. Instead, we solve the closely related three-loop approximation in the auxiliary-field formalism numerically in 0+10+10+1 dimensions (quantum mechanics) and compare to previous approximations and the exact numerical solution of the Schr\"odinger equation.
Abstract We develop the effective field theoretical (EFT) approach to time-translational symmetry breaking of nonequilibrium open systems based on the Schwinger-Keldysh formalism. In the Schwinger-Keldysh formalism, all the symmetries of the microscopic Lagrangian are doubled essentially because the dynamical fields are doubled to describe the time-evolution along the closed-time-path. The effective Lagrangian for open systems are then obtained by coarse-graining the microscopic Schwinger-Keldysh Lagrangian. As a consequence of coarse-graining procedure, there appear the noise and dissipation effects, which explicitly break the doubled time-translational symmetries into a diagonal one. We therefore need to incorporate this symmetry structure to construct the EFT for Nambu-Goldstone bosons in symmetry broken phases of open systems. Based on this observation together with the consistency of the Schwinger-Keldysh action, we construct and study the general EFT for time-translational symmetry breaking in particular, having in mind applications to synchronization, time crystal, and cosmic inflation.
We derive the nonequilibrium real-time evolution of an O(N)O(N)O(N)-invariant scalar quantum field theory in the presence of a nonvanishing expectation value of the quantum field. Using a systematic 1/N1/N1/N expansion of the 2PI effective action to next-to-leading order, we obtain nonperturbative evolution equations which include scattering and memory effects. The equivalence of the direct method, which requires the resummation of an infinite number of skeleton diagrams, with the auxiliary-field formalism, which involves only one diagram at next-to-leading order, is shown.