Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1703.01807 · Journal of Physics Communications

Fermi Liquids and the Luttinger Integral

Oliver J. Curtin, Yunori Nishikawa, Alex C. Hewson, Daniel J. G. Crow

Published Feb 16, 2018• 18 citations
arXivHTMLPDF

Abstract

The Luttinger Theorem, which relates the electron density to the volume of the Fermi surface in an itinerant electron system, is taken to be one of the essential features of a Fermi liquid. The microscopic derivation of this result depends on the vanishing of a certain integral, the Luttinger integral I L , which is also the basis of the Friedel sum rule for impurity models, relating the impurity occupation number to the scattering phase shift of the conduction electrons. It is known that non-zero values of I L with I L = ± π /2, occur in impurity models classified as singular Fermi liquids. Here we show the same values, I L = ± π /2, occur in an impurity model in phases with regular low energy Fermi liquid behavior. Consequently the Luttinger integral can be taken to characterize these phases, and the quantum critical points separating them interpreted as topological.

DOI
10.1088/2399-6528/aab00e

Related papers

Regular and singular Fermi-liquid fixed points in quantum impurity models

Pankaj Mehta, Natan Andrei, Piers Coleman +2 more

We show that the traditional classification of quantum inpurity models based on thermodynamics is insufficient to probe the nature of their low-energy dynamics. We propose an analysis based on scattering theory, dividing Fermi liquids into regular Fermi liquids and singular Fermi liquids. In both cases electrons at the Fermi energy scatter elastically off the impurity, but in the case of regular Fermi liquids the scattering has analytical properties in the vicinity of the Fermi energy, while for singular Fermi liquids it does not, resulting in a breakdown of Nozi\`eres' Fermi-liquid picture and singular thermodynamic behavior. Using the Bethe ansatz and numerical renormalization group, we show that the ordinary Kondo model is a regular Fermi liquid whereas the underscreened Kondo model is a a singular Fermi liquid. Conventional regular Fermi liquid behavior is reestablished in an external magnetic field $H$, but with a density of states which diverges as $1∕H$. Our results may be relevant for the recently observed field-tuned quantum criticality in heavy electron materials.

arXiv:cond-mat/0404122•Physical Review B•Jul 14, 2005•77 citations

Common non-Fermi liquid phases in quantum impurity physics

David E. Logan, Adam P. Tucker, Martin R. Galpin

We study correlated quantum impurity models that undergo a local quantum phase transition (QPT) from a strong coupling, Fermi liquid phase to a non-Fermi liquid phase with a globally doubly degenerate ground state. Our aim is to establish what can be shown exactly about such ``local moment'' (LM) phases, of which the permanent (zero-field) local magnetization is a hallmark, and an order parameter for the QPT. A description of the zero-field LM phase is shown to require two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the single self-energy of standard field theory. Distinct Friedel sum rules for each phase are obtained, via a Luttinger theorem embodied in the vanishing of appropriate Luttinger integrals. By contrast, the standard Luttinger integral is nonzero in the LM phase but found to have universal magnitude. A range of spin susceptibilites are also considered, including that corresponding to the local order parameter, whose exact form is shown to be RPA-like, and to diverge as the QPT is approached. Particular attention is given to the pseudogap Anderson model, including the basic physical picture of the transition, the low-energy behavior of single-particle dynamics, the quantum critical point itself, and the rather subtle effect of an applied local field. A two-level impurity model that undergoes a QPT (``singlet-triplet'') to an underscreened LM phase is also considered, for which we derive on general grounds some key results for the zero-bias conductance in both phases.

arXiv:1405.7297•Physical Review B•Aug 28, 2014•25 citations

Broken Luttinger theorem in the two-dimensional Fermi-Hubbard model

Ian S. Osborne, Thereza Paiva, Nandini Trivedi

One of the fundamental questions about high-temperature cuprate superconductors is the size of the Fermi surface underlying the superconducting state. By analyzing the single-particle spectral function for the Fermi-Hubbard model as a function of repulsion $U$ and chemical potential $\ensuremath{\mu}$, we find that the Fermi surface in the normal state undergoes a transition from a large Fermi surface matching the Luttinger volume as expected in a Fermi liquid, to a Fermi surface that encloses fewer electrons that we dub the ``Luttinger breaking'' phase, as the Mott insulator is approached. This transition into a non-Fermi-liquid phase that violates the Luttinger count occurs at a critical density in the absence of any other broken symmetry. We obtain the Fermi-surface contour from the spectral weight ${A}_{\mathbf{k}}(\ensuremath{\omega}=0)$ and from an analysis of the singularities of the Green's function $\mathrm{Re}\phantom{\rule{0.16em}{0ex}}{G}_{\mathbf{k}}(E=0)$, calculated using determinantal quantum Monte Carlo and analytic continuation methods. We discuss our numerical results in connection with experiments on Hall measurements, scanning tunneling spectroscopy, and angle-resolved photoemission spectroscopy.

Physical review. B./Physical review. B•Dec 10, 2021•14 citations

One-dimensional Fermi liquids

Johannes Voit

We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.

arXiv:cond-mat/9510014•Reports on Progress in Physics•Sep 1, 1995•1,282 citations

Strongly interacting Luttinger liquid - exact solution of a generalizedt-Jmodel in one dimension

Igor N. Karnaukhov, Natan Andrei

Luttinger liquids are characterized by the critical exponent Θ of the momentum distribution around the Fermi momentum k F . Typically Θ⩽1/2, signalling a singularity characterizing a residual Fermi surface. Results of photoemission experiments can be interpreted in terms strongly interacting Luttinger liquids with Θ⩾1 with the residual Fermi surface disappearing. We construct integrable models with such behaviour - models given by the SU(ν) t - J interaction with a hard-core repulsive potential between electrons at distances less than or equal to Δ. The models exhibit both weakly and strongly interacting Luttinger behaviours with Θ varying continuously in the range 0⩽Θ⩽½(1 + Δ-1/[ν(1 + Δ)]) 2 depending on the electron density. In the extreme high-density limit the model exhibits a Mott-Hubbard gap and reduces to an isotropic Heisenberg chain with a new spacing parameter Δ + 1.

Journal of Physics Condensed Matter•Oct 19, 2001•4 citations

The Luttinger liquid

C. Di Castro, Roberto Raimondi

For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.

Cambridge University Press eBooks•Aug 27, 2015•0 citations
The Luttinger Theorem, which relates the electron density to the volume of the Fermi surface in an itinerant electron system, is taken to be one of the essential features of a Fermi liquid. The microscopic derivation of this result depends on the vanishing of a certain integral, the Luttinger integral I L , which is also the basis of the Friedel sum rule for impurity models, relating the impurity occupation number to the scattering phase shift of the conduction electrons. It is known that non-zero values of I L with I L = ± π /2, occur in impurity models classified as singular Fermi liquids. Here we show the same values, I L = ± π /2, occur in an impurity model in phases with regular low energy Fermi liquid behavior. Consequently the Luttinger integral can be taken to characterize these phases, and the quantum critical points separating them interpreted as topological.
We show that the traditional classification of quantum inpurity models based on thermodynamics is insufficient to probe the nature of their low-energy dynamics. We propose an analysis based on scattering theory, dividing Fermi liquids into regular Fermi liquids and singular Fermi liquids. In both cases electrons at the Fermi energy scatter elastically off the impurity, but in the case of regular Fermi liquids the scattering has analytical properties in the vicinity of the Fermi energy, while for singular Fermi liquids it does not, resulting in a breakdown of Nozi\`eres' Fermi-liquid picture and singular thermodynamic behavior. Using the Bethe ansatz and numerical renormalization group, we show that the ordinary Kondo model is a regular Fermi liquid whereas the underscreened Kondo model is a a singular Fermi liquid. Conventional regular Fermi liquid behavior is reestablished in an external magnetic field HHH, but with a density of states which diverges as 1∕H1∕H1∕H. Our results may be relevant for the recently observed field-tuned quantum criticality in heavy electron materials.
We study correlated quantum impurity models that undergo a local quantum phase transition (QPT) from a strong coupling, Fermi liquid phase to a non-Fermi liquid phase with a globally doubly degenerate ground state. Our aim is to establish what can be shown exactly about such ``local moment'' (LM) phases, of which the permanent (zero-field) local magnetization is a hallmark, and an order parameter for the QPT. A description of the zero-field LM phase is shown to require two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the single self-energy of standard field theory. Distinct Friedel sum rules for each phase are obtained, via a Luttinger theorem embodied in the vanishing of appropriate Luttinger integrals. By contrast, the standard Luttinger integral is nonzero in the LM phase but found to have universal magnitude. A range of spin susceptibilites are also considered, including that corresponding to the local order parameter, whose exact form is shown to be RPA-like, and to diverge as the QPT is approached. Particular attention is given to the pseudogap Anderson model, including the basic physical picture of the transition, the low-energy behavior of single-particle dynamics, the quantum critical point itself, and the rather subtle effect of an applied local field. A two-level impurity model that undergoes a QPT (``singlet-triplet'') to an underscreened LM phase is also considered, for which we derive on general grounds some key results for the zero-bias conductance in both phases.
One of the fundamental questions about high-temperature cuprate superconductors is the size of the Fermi surface underlying the superconducting state. By analyzing the single-particle spectral function for the Fermi-Hubbard model as a function of repulsion UUU and chemical potential $\ensuremath{\mu}$, we find that the Fermi surface in the normal state undergoes a transition from a large Fermi surface matching the Luttinger volume as expected in a Fermi liquid, to a Fermi surface that encloses fewer electrons that we dub the ``Luttinger breaking'' phase, as the Mott insulator is approached. This transition into a non-Fermi-liquid phase that violates the Luttinger count occurs at a critical density in the absence of any other broken symmetry. We obtain the Fermi-surface contour from the spectral weight ${A}_{\mathbf{k}}(\ensuremath{\omega}=0)$ and from an analysis of the singularities of the Green's function ReGk(E=0)\mathrm{Re}\phantom{\rule{0.16em}{0ex}}{G}_{\mathbf{k}}(E=0)ReGk​(E=0), calculated using determinantal quantum Monte Carlo and analytic continuation methods. We discuss our numerical results in connection with experiments on Hall measurements, scanning tunneling spectroscopy, and angle-resolved photoemission spectroscopy.
We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.
Luttinger liquids are characterized by the critical exponent Θ of the momentum distribution around the Fermi momentum k F . Typically Θ⩽1/2, signalling a singularity characterizing a residual Fermi surface. Results of photoemission experiments can be interpreted in terms strongly interacting Luttinger liquids with Θ⩾1 with the residual Fermi surface disappearing. We construct integrable models with such behaviour - models given by the SU(ν) t - J interaction with a hard-core repulsive potential between electrons at distances less than or equal to Δ. The models exhibit both weakly and strongly interacting Luttinger behaviours with Θ varying continuously in the range 0⩽Θ⩽½(1 + Δ-1/[ν(1 + Δ)]) 2 depending on the electron density. In the extreme high-density limit the model exhibits a Mott-Hubbard gap and reduces to an isotropic Heisenberg chain with a new spacing parameter Δ + 1.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.