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arXiv:1405.7297 · Physical Review B

Common non-Fermi liquid phases in quantum impurity physics

David E. Logan, Adam P. Tucker, Martin R. Galpin

Published Aug 28, 2014• 25 citations
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Abstract

We study correlated quantum impurity models that undergo a local quantum phase transition (QPT) from a strong coupling, Fermi liquid phase to a non-Fermi liquid phase with a globally doubly degenerate ground state. Our aim is to establish what can be shown exactly about such ``local moment'' (LM) phases, of which the permanent (zero-field) local magnetization is a hallmark, and an order parameter for the QPT. A description of the zero-field LM phase is shown to require two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the single self-energy of standard field theory. Distinct Friedel sum rules for each phase are obtained, via a Luttinger theorem embodied in the vanishing of appropriate Luttinger integrals. By contrast, the standard Luttinger integral is nonzero in the LM phase but found to have universal magnitude. A range of spin susceptibilites are also considered, including that corresponding to the local order parameter, whose exact form is shown to be RPA-like, and to diverge as the QPT is approached. Particular attention is given to the pseudogap Anderson model, including the basic physical picture of the transition, the low-energy behavior of single-particle dynamics, the quantum critical point itself, and the rather subtle effect of an applied local field. A two-level impurity model that undergoes a QPT (``singlet-triplet'') to an underscreened LM phase is also considered, for which we derive on general grounds some key results for the zero-bias conductance in both phases.

DOI
10.1103/physrevb.90.075150

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We study correlated quantum impurity models that undergo a local quantum phase transition (QPT) from a strong coupling, Fermi liquid phase to a non-Fermi liquid phase with a globally doubly degenerate ground state. Our aim is to establish what can be shown exactly about such local moment'' (LM) phases, of which the permanent (zero-field) local magnetization is a hallmark, and an order parameter for the QPT. A description of the zero-field LM phase is shown to require two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the single self-energy of standard field theory. Distinct Friedel sum rules for each phase are obtained, via a Luttinger theorem embodied in the vanishing of appropriate Luttinger integrals. By contrast, the standard Luttinger integral is nonzero in the LM phase but found to have universal magnitude. A range of spin susceptibilites are also considered, including that corresponding to the local order parameter, whose exact form is shown to be RPA-like, and to diverge as the QPT is approached. Particular attention is given to the pseudogap Anderson model, including the basic physical picture of the transition, the low-energy behavior of single-particle dynamics, the quantum critical point itself, and the rather subtle effect of an applied local field. A two-level impurity model that undergoes a QPT (singlet-triplet'') to an underscreened LM phase is also considered, for which we derive on general grounds some key results for the zero-bias conductance in both phases.
A local moment approach is developed for single-particle excitations of a symmetric Anderson impurity model (AIM) with a soft-gap hybridization vanishing at the Fermi level: I | | r , with r >0. Local moments are introduced explicitly from the outset, and a two-self-energy description is employed in which single-particle excitations are coupled dynamically to low-energy transverse spin fluctuations. The resultant theory is applicable on all energy scales, and captures both the spin-fluctuation regime of strong coupling (large U ), as well as the weak-coupling regime where it is perturbatively exact for those r -domains in which perturbation theory in U is non-singular. While the primary emphasis is on single-particle dynamics, the quantum phase transition between strong-coupling (SC) and local moment (LM) phases can also be addressed directly; for the spin-fluctuation regime in particular a number of asymptotically exact results are thereby obtained, notably for the behaviour of the critical U c ( r ) separating SC/LM states and the Kondo scale m ( r ) characteristic of the SC phase. Results for both single-particle spectra and SC/LM phase boundaries are found to agree well with recent numerical renormalization group (NRG) studies; and a number of further testable predictions are made. Single-particle spectra are examined systematically for both SC and LM states; in particular, for all 0 r <½, spectra characteristic of the SC state are predicted to exhibit an r -dependent universal scaling form as the SC/LM phase boundary is approached and the Kondo scale vanishes. Results for the `normal' r = 0 AIM are moreover recovered smoothly from the limit r 0, where the resultant description of single-particle dynamics includes recovery of Doniach-Sunjic tails in the wings of the Kondo resonance, as well as characteristic low-energy Fermi liquid behaviour and the exponential diminution with U of the Kondo scale itself. The normal AIM is found to represent a particular case of more generic behaviour characteristic of the r >0 SC phase which, in agreement with conclusions drawn from recent NRG work, may be viewed as a non-trivial but natural generalization of Fermi liquid physics.
The pseudogap Anderson impurity model provides a paradigm for understanding local quantum phase transitions, in this case between generalised Fermi liquid (GFL) and degenerate local moment phases. Here we develop a non-perturbative local moment approach to the generic asymmetric model, encompassing all energy scales and interaction strengths and leading thereby to a rich description of the problem. We investigate in particular underlying phase boundaries, the critical behaviour of relevant low-energy scales, and single-particle dynamics embodied in the local spectrum D (ω). Particular attention is given to the resultant universal scaling behaviour of dynamics close to the transition in both the GFL and LM phases, the scale-free physics characteristic of the quantum critical point itself, and the relation between the two.
We study correlated two-level quantum impurity models coupled to a metallic conduction band in the hope of gaining insight into the physics of nanoscale quantum dot systems. We focus on the possibility of formation of a spin-1 impurity local moment which, on coupling to the band, generates an underscreened (USC) singular Fermi liquid state. By employing physical arguments and the numerical renormalization group (NRG) technique, we analyse such systems in detail examining in particular both the thermodynamic and dynamic properties, including the differential conductance.The quantum phase transitions occurring between the USC phase and a more ordinary Fermi liquid (FL) phase are analysed in detail. They are generically found to be of Kosterlitz-Thouless type; exceptions occur along lines of high symmetry where first-order transitions are found. A `Friedel-Luttinger sum rule' is derived and, together with a generalization of Luttinger's theorem to the USC phase, is used to obtain general results for the T=0T=0T=0 zero-bias conductance --- it is expressed solely in terms of the number of electrons present on the impurity and applicable in both the USC and FL phases. Relatedly, dynamical signatures of the quantum phase transition show two broad classes of behaviour corresponding to the collapse of either a resonance or antiresonance in the single-particle density of states. Evidence of both of these behaviours is seen in experimental devices.We study also the effect of a local magnetic field on both single- and two-level quantum impurities. In the former case we attempt to resolve some points of contention that remain in the literature. Specifically we show that the position of the maximum in the spin resolved density of states (and related peaks in the differential conductance) is not linear in the applied field, showing a more complicated form than a simple `Zeeman splitting'. The analytic result for the low-field asymptote is recovered. For two-level impurities we illustrate the manner in which the USC state is destroyed: due to two cancelling effects an abrupt change in the zero-bias conductance does not occur as one might expect. Comparison with experiment is made in both cases and used to interpret experimental findings in a manner contrary to previous suggestions. We find that experiments are very rarely in the limit of strong impurity-host coupling. Further, features in the differential conductance as a function of bias voltage should not be simply interpreted in terms of isolated quantum dot states. The many-body nature of such systems is crucially important to their observed properties.
We generalize Nozi\`eres' Fermi-liquid theory for the low-energy behavior of the Kondo model to that of the single-impurity Anderson model. In addition to the electrons' phase shift at the Fermi energy, the low-energy Fermi-liquid theory is characterized by four Fermi-liquid parameters: the two given by Nozi\`eres that enter to first order in the excitation energy, and two additional ones that enter to second order and are needed away from particle-hole symmetry. We express all four parameters in terms of zero-temperature physical observables, namely the local charge and spin susceptibilities and their derivatives with respect to the local level position. We determine these in terms of the bare parameters of the Anderson model using Bethe ansatz and numerical renormalization group (NRG) calculations. Our low-energy Fermi-liquid theory applies throughout the crossover from the strong-coupling Kondo regime via the mixed-valence regime to the empty-orbital regime. From the Fermi-liquid theory, we determine the conductance through a quantum dot symmetrically coupled to two leads in the regime of small magnetic field, low temperature, and small bias voltage, and compute the coefficients of the $\ensuremath{\sim}{B}^{2}, \ensuremath{\sim}{T}^{2}$, and $\ensuremath{\sim}{V}^{2}$ terms exactly in terms of the Fermi-liquid parameters. The coefficients of T2,V2{T}^{2}, {V}^{2}T2,V2, and B2{B}^{2}B2 are found to change sign during the Kondo to empty-orbital crossover. The crossover becomes universal in the limit that the local interaction is much larger than the level width. For completeness, we also compute the shot noise and discuss the resulting Fano factor.
The pseudogap Anderson impurity model provides a classic example of an essentially local quantum phase transition. Here we study its single-particle dynamics in the vicinity of the symmetric quantum critical point (QCP) separating generalized Fermi-liquid and local-moment phases, via the local-moment approach. Both phases are shown to be characterized by a low-energy scale that vanishes at the QCP; and the universal scaling spectra, on all energy scales, are obtained analytically. The spectrum precisely at the QCP is also obtained; its form showing clearly the non–Fermi-liquid, interacting nature of the fixed point.
The local moment approach (LMA) has presented itself as a powerful semianalytical quantum impurity solver (QIS) in the context of the dynamical mean-field theory (DMFT) for the periodic Anderson model and it correctly captures the low-energy Kondo scale for the single impurity model, having excellent agreement with the Bethe ansatz and numerical renormalization group (NRG) results. However, the most common correlated lattice model, the Hubbard model, has not been explored well within the LMA+DMFT framework beyond the insulating phase. Here in our work, within the framework we complete the filling-interaction phase diagram of the single band Hubbard model at zero temperature. Our formalism is generic to any particle filling and can be extended to finite temperature. We contrast our results with another QIS, namely the iterated perturbation theory (IPT) and show that the second spectral moment sum rule improves better as the Hubbard interaction strength grows stronger in LMA, whereas it severely breaks down after the Mott transition in IPT. For the metallic case, the Fermi liquid (FL) scaling agreement with the NRG spectral density supports the fact that the FL scale emerges from the inherent Kondo physics of the impurity model. We also show that, in the metallic phase, the FL scaling of the spectral density leads to universality which extends to infinite frequency range at infinite correlation strength (strong coupling). At large interaction strength, the off half-filling spectral density forms a pseudogap near the Fermi level and filling-controlled Mott transition occurs as one approaches the half-filling. As a response property, we finally study the zero temperature optical conductivity and find universal features such as absorption peak position governed by the FL scale and a doping independent crossing point, often dubbed the isosbestic point in experiments.