In this paper, we study the relation between wave-function overlap and adiabatic continuity in gapped quantum systems. We show that for two band insulators, a scalar function can be defined in the momentum space, which characterizes the wave-function overlap between Bloch states in the two insulators. If this overlap is nonzero for all momentum points in the Brillouin zone, these two insulators are adiabatically connected, i.e., we can deform one insulator into the other smoothly without closing the band gap. In addition, we further prove that this adiabatic path preserves all the symmetries of the insulators. The existence of such an adiabatic path implies that two insulators with nonzero wave-function overlap belong to the same topological phase. This relation, between adiabatic continuity and wave-function overlap, can be further generalized to correlated systems. The generalized relation cannot be applied to study generic many-body systems in the thermodynamic limit, because of the orthogonality catastrophe. However, for certain interacting systems (e.g., quantum Hall systems), the quantum wave-function overlap can be utilized to distinguish different quantum states. Experimental implications are also discussed.
In this paper, we study the relation between wave-function overlap and adiabatic continuity in gapped quantum systems. We show that for two band insulators, a scalar function can be defined in the momentum space, which characterizes the wave-function overlap between Bloch states in the two insulators. If this overlap is nonzero for all momentum points in the Brillouin zone, these two insulators are adiabatically connected, i.e., we can deform one insulator into the other smoothly without closing the band gap. In addition, we further prove that this adiabatic path preserves all the symmetries of the insulators. The existence of such an adiabatic path implies that two insulators with nonzero wave-function overlap belong to the same topological phase. This relation, between adiabatic continuity and wave-function overlap, can be further generalized to correlated systems. The generalized relation cannot be applied to study generic many-body systems in the thermodynamic limit, because of the orthogonality catastrophe. However, for certain interacting systems (e.g., quantum Hall systems), the quantum wave-function overlap can be utilized to distinguish different quantum states. Experimental implications are also discussed.
For decades, Landau’s theory of phase transition has provided a successful classification for quantum and classical states of matter based on their symmetry broken patterns, except for certain exotic quantum states such as the fractional quantum Hall (FQH) effect. However, such exotic phenomena are crucial for a complete understanding of the nature. This thesis explores new physical principles emerging from topology and topological states. First, we use an example to demonstrate Landau’s theory by studying a pair-density wave system, where the symmetry-breaking paradigm is applicable. It turns out that such a system exhibits the Kosterlitz-Thouless (KT) transition, a phase transition driven by the proliferation of topological defects, i.e. vortex-antivortex pairs. For topological systems, where symmetry broken pattern cannot be used as a classification tool, we prove a theorem that two gapped systems with non-vanishing ground-state overlap must be adiabatically connected, and thus are necessarily in the same topological phase. This theorem provides a simple and generic approach to classify topological band insulators/superconductors, without the needs to calculate any known or yet-to-known topological indices. Once the overlap is found nonzero, the two systems must be topologically identical. After presenting a generic proof, the theorem is also verified through calculating the overlap for several milestone topological band insulators and certain interacting systems. Such an overlap technique is then generalized to (2+1)-D strongly-interacting topological systems at fixed points, including both symmetry-protected topological (SPT) states and intrinsic topological states like FQH. For interacting topological states, the main challenge of utilizing wave-function overlaps to classify them lies in the famous Anderson orthogonality catastrophe (AOC), which states that two different many-body wave functions must have zero overlap in the thermodynamic limit. In this thesis, we found that wave-function overlaps indeed carry critical information about the topological nature of quantum states and this information can be extracted from the finite-size scaling of the overlaps. In the finite-size scaling analysis, we found a universal topological response term as a sub-leading contribution. This term depends on both the central charge of the corresponding conformal field theory (CFT) and the Euler characteristics of the underlying manifolds on which the system is defined. This term reveals a fundamental connection between ground-state overlaps and CFT’s. In addition, surprisingly, the overlap between an intrinsic topological state and a topologically trivial product state shows a decay faster than the exponential behavior expected via a typical AOC analysis. Such finite-size scaling behaviors could be utilized to theoretically detect the gapless edge modes, and to distinguish the topology of quantum states or serve as a signature of topological phase transitions. Possible generalization to higher dimensions and generic non-fixed-point topological systems is also discussed.
A sudden quantum quench of a Bloch band from one topological phase toward another has been shown to exhibit an intimate connection with the notion of a dynamical quantum phase transition (DQPT), where the returning probability of the quenched state to the initial state-i.e., the Loschmidt echo-vanishes at critical times {t^{*}}. Analytical results to date are limited to two-band models, leaving the exact relation between topology and DQPT unclear. In this Letter, we show that, for a general multiband system, a robust DQPT relies on the existence of nodes (i.e., zeros) in the wave function overlap between the initial band and the postquench energy eigenstates. These nodes are topologically protected if the two participating wave functions have distinctive topological indices. We demonstrate these ideas in detail for both one and two spatial dimensions using a three-band generalized Hofstadter model. We also discuss possible experimental observations.
Electronic bands in crystals are described by an ensemble of Bloch wave functions indexed by momenta defined in the first Brillouin Zone, and their associated energies. In an insulator, an energy gap around the chemical potential separates valence bands from conduction bands. The ensemble of valence bands is then a well defined object, which can possess non-trivial or twisted topological properties. In the case of a twisted topology, the insulator is called a topological insulator. We introduce this notion of topological order in insulators as an obstruction to define the Bloch wave functions over the whole Brillouin Zone using a single phase convention. Several simple historical models displaying a topological order in dimension two are considered. Various expressions of the corresponding topological index are finally discussed.
Topological insulators and superconductors are subsets of (almost) noninteracting symmetry protected topological (SPT) phases. More generally, SPT phases represent equivalence classes of (equilibrium) gapped quantum states with short-range entanglement that are protected by certain symmetries. Two quantum states are “equivalent” if they can be adiabatically deformed into one another without closing the bulk gap. Thus, quantum states belonging to different SPT phases cannot be smoothly deformed into each other without a phase transition, as long as the underlying symmetry is preserved. However, upon removing the symmetry all SPT states can be adiabatically deformed to a trivial product state (e.g., an atomic insulator) without undergoing a phase transition. In this chapter, we generalize our discussion of (almost) noninteracting topological states by removing some of the explicit and implicit constraints underlying the classification and properties of topological insulators and superconductors discussed in Chapter 3 . In Section 4.1 , we enlarge the type of symmetries that protect the topological phases by supplementing internal symmetries (e.g., time-reversal and particle-hole symmetries) with crystalline symmetries (e.g., mirror and rotation symmetries) and discuss topological crystalline insulators and superconductors , a subsets of SPT phases protected by internal and crystalline symmetries. In Section 4.2 , we remove the requirement of having a finite (bulk) gap and discuss Weyl semimetals – crystalline systems characterized by topologically protected bulk band degeneracy points separated in momentum space, which support low energy excitations that are massless chiral fermions, i.e., Weyl fermions. Finally, in Section 4.3 , we remove the condition of thermodynamic equilibrium and consider topological quantum states in periodically driven systems, focusing on the so-called Floquet topological insulators , which exhibit a richer topological structure than their static counterparts. We note that aspects regarding the effects of particle-particle interactions, including the emergence of topological order in systems with long-range entanglement, will be addressed in Chapter 5 . We also point out that the areas summarized in this chapter have grown tremendously in recent years and continue to grow; even a brief mentioning of all recent developments would be impossible within the constraints of a book chapter. Instead, we point out the key elements that determine the nontrivial topology of the quantum systems mentioned above, discuss specific manifestations of their topological properties (e.g., the presence of protected gapless states), and provide representative examples.
We present a characterization of quantum phase transitions in terms of the the overlap function between two ground states obtained for two different values of external parameters. On the examples of the Dicke and XY models, we show that the regions of criticality of a system are marked by the extremal points of the overlap and functions closely related to it. Further, we discuss the connections of this approach and with the Anderson orthogonality catastrophe as well as with the dynamical study of the Loschmidt echo for critical systems.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.