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arXiv:1604.01471 · New Journal of Physics

Quantum probabilities from quantum entanglement: experimentally unpacking the Born rule

Jérémie Harris, Frédéric Bouchard, Enrico Santamato, Wojciech H Zurek, Robert W. Boyd, Ebrahim Karimi

Published May 11, 2016• 13 citations
arXivHTMLPDF

Abstract

The Born rule, a foundational axiom used to deduce probabilities of events from wavefunctions, is indispensable in the everyday practice of quantum physics. It is also key in the quest to reconcile the ostensibly inconsistent laws of the quantum and classical realms, as it confers physical significance to reduced density matrices, the essential tools of decoherence theory. Following Bohr's Copenhagen interpretation, textbooks postulate the Born rule outright. However, recent attempts to derive it from other quantum principles have been successful, holding promise for simplifying and clarifying the quantum foundational bedrock. A major family of derivations is based on envariance, a recently discovered symmetry of entangled quantum states. Here, we identify and experimentally test three premises central to these envariance-based derivations, thus demonstrating, in the microworld, the symmetries from which the Born rule is derived. Further, we demonstrate envariance in a purely local quantum system, showing its independence from relativistic causality.

DOI
10.1088/1367-2630/18/5/053013

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The Born rule, a foundational axiom used to deduce probabilities of events from wavefunctions, is indispensable in the everyday practice of quantum physics. It is also key in the quest to reconcile the ostensibly inconsistent laws of the quantum and classical realms, as it confers physical significance to reduced density matrices, the essential tools of decoherence theory. Following Bohr's Copenhagen interpretation, textbooks postulate the Born rule outright. However, recent attempts to derive it from other quantum principles have been successful, holding promise for simplifying and clarifying the quantum foundational bedrock. A major family of derivations is based on envariance, a recently discovered symmetry of entangled quantum states. Here, we identify and experimentally test three premises central to these envariance-based derivations, thus demonstrating, in the microworld, the symmetries from which the Born rule is derived. Further, we demonstrate envariance in a purely local quantum system, showing its independence from relativistic causality.
Chapter 3 describes how quantum entanglement leads to probabilities based on a symmetry, but—in contrast to subjective equal likelihood based solely on ignorance—it is an objective symmetry of known quantum states. Entanglement-assisted invariance (or envariance for short) relies on quantum correlations: One can know the quantum state of the whole and use this to quantify the resulting ignorance of the states of parts. Thus, quantum probability is, in effect, an objective consequence of the Heisenberg-like indeterminacy between global and local observables. This derivation of Born’s rule is based on the consistent subset of quantum postulates. It justifies statistical interpretation of reduced density matrices, an indispensable tool of decoherence theory. Hence, it gives one the mandate to explore—in Part II of this book—the fundamental implications of decoherence and its consequences using reduced density matrices and other customary tools.
I show how probabilities arise in quantum physics by exploring the implications of environment-assisted invariance or envariance, a recently discovered symmetry exhibited by entangled quantum systems. Envariance of perfectly entangled ``Bell-like'' states can be used to rigorously justify complete ignorance of the observer about the outcome of any measurement on either of the members of the entangled pair. For more general states, envariance leads to Born's rule ${p}_{k}\ensuremath{\propto}{\ensuremath{\mid}{\ensuremath{\psi}}_{k}\ensuremath{\mid}}^{2}$ for the outcomes associated with Schmidt states. The probabilities derived in this manner are an objective reflection of the underlying state of the system---they represent experimentally verifiable symmetries, and not just a subjective ``state of knowledge'' of the observer. This envariance-based approach is compared with and found to be superior to prequantum definitions of probability including the standard definition based on the ``principle of indifference'' due to Laplace and the relative frequency approach advocated by von Mises. Implications of envariance for the interpretation of quantum theory go beyond the derivation of Born's rule: Envariance is enough to establish the dynamical independence of preferred branches of the evolving state vector of the composite system and, thus, to arrive at the environment-induced superselection (einselection) of pointer states, which was usually derived by an appeal to decoherence. The envariant origin of Born's rule for probabilities sheds light on the relation between ignorance (and, hence, information) and the nature of quantum states.
The Born rule stands as the fundamental probability postulate of quantum mechanics, yet its first-principle derivation remains a longstanding open problem. This paper presents a rigorous, collapse-free, and observer-independent derivation of the Born rule. Starting from four physically natural and minimal axioms—unitary dynamics, uniqueness of classical records, unitary invariance, and consistency with the classical limit and ergodicity—we uniquely deduce the Born rule from first principles. We prove that the Born rule is not an independent postulate, but a necessary mathematical consequence of the core axiomatic structure. Our approach is self-contained, assumption-free, and purely unitary, establishing that the Born rule is canonically determined by the fundamental mathematical and physical principles of quantum mechanics.
Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This is achieved by determining simultaneously probability and measurement based on the fact that the physical meaning of probability and that of measurement are inextricably dependent on each other.
We clarify the role of the Born rule in the Copenhagen Interpretation of quantum mechanics by deriving it from Bohr's doctrine of classical concepts, translated into the following mathematical statement: a quantum system described by a noncommutative C*-algebra of observables is empirically accessible only through associated commutative C*-algebras. The Born probabilities emerge as the relative frequencies of outcomes in long runs of measurements on a quantum system; it is not necessary to adopt the frequency interpretation of single-case probabilities (which will be the subject of a sequel paper). Our derivation of the Born rule uses ideas from a program begun by Finkelstein (1965) and Hartle (1968), intending to remove the Born rule as a separate postulate of quantum mechanics. Mathematically speaking, our approach refines previous elaborations of this program - notably the one due to Farhi, Goldstone, and Gutmann (1989) as completed by Van Wesep (2006) - in replacing infinite tensor products of Hilbert spaces by continuous fields of C*-algebras. In combination with our interpretational context, this technical improvement circumvents valid criticisms that earlier derivations of the Born rule have provoked, especially to the effect that such derivations were mathematically flawed as well as circular. Furthermore, instead of relying on the controversial eigenvector-eigenvalue link in quantum theory, our derivation just assumes that pure states in classical physics have the usual interpretation as truthmakers that assign sharp values to observables.
We deduce the Born rule from a purely statistical take on quantum theory within minimalistic math-setup. No use is required of quantum postulates. One exploits only rudimentary quantum mathematics—a linear, not Hilbert’, vector space—and empirical notion of the Statistical Length of a state. Its statistical nature comes from the lab micro-events (detector-clicks) being formalized into the C -coefficients of quantum superpositions. We also comment that not only has the use not been made of quantum axioms (scalar-product, operators, interpretations , etc.), but that the involving thereof would be, in a sense, inconsistent when deriving the rule. In point of fact, the quadratic character of the statistical length, and even not (the ‘physics’ of) Born’s formula, represents a first step in constructing the mathematical structure we name the Hilbert space of quantum states.