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Cambridge University Press eBooks

Born’s Rule from the Symmetries of Entanglement

Wojciech Hubert Zurek

Published Mar 6, 2025• 0 citations
Publisher

Abstract

Chapter 3 describes how quantum entanglement leads to probabilities based on a symmetry, but—in contrast to subjective equal likelihood based solely on ignorance—it is an objective symmetry of known quantum states. Entanglement-assisted invariance (or envariance for short) relies on quantum correlations: One can know the quantum state of the whole and use this to quantify the resulting ignorance of the states of parts. Thus, quantum probability is, in effect, an objective consequence of the Heisenberg-like indeterminacy between global and local observables. This derivation of Born’s rule is based on the consistent subset of quantum postulates. It justifies statistical interpretation of reduced density matrices, an indispensable tool of decoherence theory. Hence, it gives one the mandate to explore—in Part II of this book—the fundamental implications of decoherence and its consequences using reduced density matrices and other customary tools.

DOI
10.1017/9781009552868.004

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Chapter 3 describes how quantum entanglement leads to probabilities based on a symmetry, but—in contrast to subjective equal likelihood based solely on ignorance—it is an objective symmetry of known quantum states. Entanglement-assisted invariance (or envariance for short) relies on quantum correlations: One can know the quantum state of the whole and use this to quantify the resulting ignorance of the states of parts. Thus, quantum probability is, in effect, an objective consequence of the Heisenberg-like indeterminacy between global and local observables. This derivation of Born’s rule is based on the consistent subset of quantum postulates. It justifies statistical interpretation of reduced density matrices, an indispensable tool of decoherence theory. Hence, it gives one the mandate to explore—in Part II of this book—the fundamental implications of decoherence and its consequences using reduced density matrices and other customary tools.
The Born rule, a foundational axiom used to deduce probabilities of events from wavefunctions, is indispensable in the everyday practice of quantum physics. It is also key in the quest to reconcile the ostensibly inconsistent laws of the quantum and classical realms, as it confers physical significance to reduced density matrices, the essential tools of decoherence theory. Following Bohr's Copenhagen interpretation, textbooks postulate the Born rule outright. However, recent attempts to derive it from other quantum principles have been successful, holding promise for simplifying and clarifying the quantum foundational bedrock. A major family of derivations is based on envariance, a recently discovered symmetry of entangled quantum states. Here, we identify and experimentally test three premises central to these envariance-based derivations, thus demonstrating, in the microworld, the symmetries from which the Born rule is derived. Further, we demonstrate envariance in a purely local quantum system, showing its independence from relativistic causality.
Chapter 5 explores the consequences of decoherence. We live in a Universe that is fundamentally quantum. Yet, our everyday world appears to be resolutely classical. The aim of Chapter 5 is to discuss how preferred classical states, and, more generally, classical physics, arise, as an excellent approximation, on a macroscopic level of a quantum Universe. We show why quantum theory results in the familiar “classical reality” in open quantum systems, that is, systems interacting with their environments. We shall see how and why, and to what extent, quantum theory accounts for our classical perceptions. We shall not complete this task here—a more detailed analysis of how the information is acquired by observers is needed for that, and this task will be taken up in Part III of the book. Moreover, Chapter 5 shows that not just Newtonian physics but also equilibrium thermodynamics follows from the same symmetries of entanglement that led to Born’s rule (in Chapter 3).
The emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. In this paper, I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with the derivation of preferred sets of states that help to define what exists—our everyday classical reality. They emerge as a result of the breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification—of replicating information. This derivation is accomplished without the usual tools of decoherence, and accounts for the appearance of quantum jumps and the emergence of preferred pointer states consistent with those obtained via environment-induced superselection, or einselection . The pointer states obtained in this way determine what can happen—define events—without appealing to Born’s Rule for probabilities. Therefore, p k =| ψ k | 2 can now be deduced from the entanglement-assisted invariance, or envariance —a symmetry of entangled quantum states. With probabilities at hand, one also gains new insights into the foundations of quantum statistical physics. Moreover, one can now analyse the information flows responsible for decoherence. These information flows explain how the perception of objective classical reality arises from the quantum substrate: the effective amplification that they represent accounts for the objective existence of the einselected states of macroscopic quantum systems through the redundancy of pointer state records in their environment—through quantum Darwinism . This article is part of a discussion meeting issue ‘Foundations of quantum mechanics and their impact on contemporary society’.
Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This is achieved by determining simultaneously probability and measurement based on the fact that the physical meaning of probability and that of measurement are inextricably dependent on each other.
The emergence of intrinsic probability has long been one of the most important and puzzling problems in quantum mechanics, and the law most directly related to this problem is the Born rule. For a century, there have been many attempts to derive the Born rule as a theorem rather than postulating it. However, existing derivations of the Born rule are each based on different frameworks and have attracted different criticisms. The assumptions from which they start are also highly divergent, and the connections between them have not been sufficiently studied. These possible connections are very likely to be the key to answering questions about the origin of probability in quantum mechanics. This paper focuses on proving the necessity and indispensability of the additivity assumption in the derivation of the Born rule. This supports the view that the Born rule cannot be derived solely from other non-probabilistic quantum or additional postulates. We first prove that additivity cannot be derived from two other commonly used non-probabilistic additional assumptions, non-contextuality and normalization. Then we analyze the crucial role of the additivity assumption in five important existing derivations of the Born rule. These include Gleason's Theorem, Busch's extension of Gleason's Theorem, the Deutsch-Wallace Theorem, Zurek's envariance proof, and the Finkelstein-Hartle Theorem. We show that these derivations either depend heavily on the additivity assumption or lead to obvious loopholes due to the lack of additivity. We also point out some problems arised from the lack of a non-contextuality assumption. Our results provide a novel insight into the important role of additivity assumption in quantum measurement, as well as into the origin of probability in quantum mechanics.
Born's rule, which postulates the probability of a measurement outcome in a quantum state, is pivotal to interpretations and applications of quantum mechanics. By exploiting the departure of the product of two Hermitian operators in Born's rule from Hermiticity, we prescribe an intrinsic and natural scheme to decompose Born's probability into a classical part and a quantum part, which have significant implications in quantum information theory. The classical part constitutes the information compatible with the associated measurement operator, while the quantum part represents the quantum coherence of the state with respect to the measurement operator. Fundamental properties of the decomposition are revealed. As applications, we establish several trade-off relations for the classicality and quantumness in Born's probability, which may be interpreted as alternative realizations of Heisenberg's uncertainty principle. The results shed physical lights on related issues concerning quantification of complementarity, coherence, and uncertainty, as well as the classical-quantum interplay.