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arXiv:quant-ph/0405161 · Physical Review A

Probabilities from entanglement, Born’s rule p k = ∣ ψ k ∣ 2 from envariance

Wojciech Hubert Zurek

Published May 25, 2005• 261 citations
arXivHTMLPDF

Abstract

I show how probabilities arise in quantum physics by exploring the implications of environment-assisted invariance or envariance, a recently discovered symmetry exhibited by entangled quantum systems. Envariance of perfectly entangled ``Bell-like'' states can be used to rigorously justify complete ignorance of the observer about the outcome of any measurement on either of the members of the entangled pair. For more general states, envariance leads to Born's rule ${p}_{k}\ensuremath{\propto}{\ensuremath{\mid}{\ensuremath{\psi}}_{k}\ensuremath{\mid}}^{2}$ for the outcomes associated with Schmidt states. The probabilities derived in this manner are an objective reflection of the underlying state of the system---they represent experimentally verifiable symmetries, and not just a subjective ``state of knowledge'' of the observer. This envariance-based approach is compared with and found to be superior to prequantum definitions of probability including the standard definition based on the ``principle of indifference'' due to Laplace and the relative frequency approach advocated by von Mises. Implications of envariance for the interpretation of quantum theory go beyond the derivation of Born's rule: Envariance is enough to establish the dynamical independence of preferred branches of the evolving state vector of the composite system and, thus, to arrive at the environment-induced superselection (einselection) of pointer states, which was usually derived by an appeal to decoherence. The envariant origin of Born's rule for probabilities sheds light on the relation between ignorance (and, hence, information) and the nature of quantum states.

DOI
10.1103/physreva.71.052105

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Zurek has derived the quantum probabilities for Schmidt basis states of bipartite quantum systems in pure joint states, from the assumption that they should be not be affected by one party's action if the action can be undone by the other party (``envariance of probability'') and an auxiliary assumption. We argue that a natural generalization of the auxiliary assumption is actually strong enough to yield the Born rule itself, but that Zurek's argument and protocol can be adapted to do without this assumption, at the cost of using envariance of probability in both directions. We consider alternative motivations for envariance, one based on the no-signalling constraint that actions on one subsystem of a quantum system not allow signalling to another subsystem entirely distinct from the first, and another which is perhaps strongest in the context of a relative-state interpretation of quantum mechanics. In part because of this, we argue that the relative appeal of our version and the original version of Zurek's argument depends in part upon whether one interprets the quantum formalism in terms of relative states or definite measurement outcomes.

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Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This is achieved by determining simultaneously probability and measurement based on the fact that the physical meaning of probability and that of measurement are inextricably dependent on each other.

arXiv:1301.7696•Jan 31, 2013•0 citations
I show how probabilities arise in quantum physics by exploring the implications of environment-assisted invariance or envariance, a recently discovered symmetry exhibited by entangled quantum systems. Envariance of perfectly entangled Bell-like'' states can be used to rigorously justify complete ignorance of the observer about the outcome of any measurement on either of the members of the entangled pair. For more general states, envariance leads to Born's rule ${p}_{k}\ensuremath{\propto}{\ensuremath{\mid}{\ensuremath{\psi}}_{k}\ensuremath{\mid}}^{2}$ for the outcomes associated with Schmidt states. The probabilities derived in this manner are an objective reflection of the underlying state of the system---they represent experimentally verifiable symmetries, and not just a subjective state of knowledge'' of the observer. This envariance-based approach is compared with and found to be superior to prequantum definitions of probability including the standard definition based on the ``principle of indifference'' due to Laplace and the relative frequency approach advocated by von Mises. Implications of envariance for the interpretation of quantum theory go beyond the derivation of Born's rule: Envariance is enough to establish the dynamical independence of preferred branches of the evolving state vector of the composite system and, thus, to arrive at the environment-induced superselection (einselection) of pointer states, which was usually derived by an appeal to decoherence. The envariant origin of Born's rule for probabilities sheds light on the relation between ignorance (and, hence, information) and the nature of quantum states.
Chapter 3 describes how quantum entanglement leads to probabilities based on a symmetry, but—in contrast to subjective equal likelihood based solely on ignorance—it is an objective symmetry of known quantum states. Entanglement-assisted invariance (or envariance for short) relies on quantum correlations: One can know the quantum state of the whole and use this to quantify the resulting ignorance of the states of parts. Thus, quantum probability is, in effect, an objective consequence of the Heisenberg-like indeterminacy between global and local observables. This derivation of Born’s rule is based on the consistent subset of quantum postulates. It justifies statistical interpretation of reduced density matrices, an indispensable tool of decoherence theory. Hence, it gives one the mandate to explore—in Part II of this book—the fundamental implications of decoherence and its consequences using reduced density matrices and other customary tools.
The Born rule, a foundational axiom used to deduce probabilities of events from wavefunctions, is indispensable in the everyday practice of quantum physics. It is also key in the quest to reconcile the ostensibly inconsistent laws of the quantum and classical realms, as it confers physical significance to reduced density matrices, the essential tools of decoherence theory. Following Bohr's Copenhagen interpretation, textbooks postulate the Born rule outright. However, recent attempts to derive it from other quantum principles have been successful, holding promise for simplifying and clarifying the quantum foundational bedrock. A major family of derivations is based on envariance, a recently discovered symmetry of entangled quantum states. Here, we identify and experimentally test three premises central to these envariance-based derivations, thus demonstrating, in the microworld, the symmetries from which the Born rule is derived. Further, we demonstrate envariance in a purely local quantum system, showing its independence from relativistic causality.
The emergence of the classical world from the quantum substrate of our Universe is a long-standing conundrum. In this paper, I describe three insights into the transition from quantum to classical that are based on the recognition of the role of the environment. I begin with the derivation of preferred sets of states that help to define what exists—our everyday classical reality. They emerge as a result of the breaking of the unitary symmetry of the Hilbert space which happens when the unitarity of quantum evolutions encounters nonlinearities inherent in the process of amplification—of replicating information. This derivation is accomplished without the usual tools of decoherence, and accounts for the appearance of quantum jumps and the emergence of preferred pointer states consistent with those obtained via environment-induced superselection, or einselection . The pointer states obtained in this way determine what can happen—define events—without appealing to Born’s Rule for probabilities. Therefore, p k =| ψ k | 2 can now be deduced from the entanglement-assisted invariance, or envariance —a symmetry of entangled quantum states. With probabilities at hand, one also gains new insights into the foundations of quantum statistical physics. Moreover, one can now analyse the information flows responsible for decoherence. These information flows explain how the perception of objective classical reality arises from the quantum substrate: the effective amplification that they represent accounts for the objective existence of the einselected states of macroscopic quantum systems through the redundancy of pointer state records in their environment—through quantum Darwinism . This article is part of a discussion meeting issue ‘Foundations of quantum mechanics and their impact on contemporary society’.
Zurek has derived the quantum probabilities for Schmidt basis states of bipartite quantum systems in pure joint states, from the assumption that they should be not be affected by one party's action if the action can be undone by the other party (``envariance of probability'') and an auxiliary assumption. We argue that a natural generalization of the auxiliary assumption is actually strong enough to yield the Born rule itself, but that Zurek's argument and protocol can be adapted to do without this assumption, at the cost of using envariance of probability in both directions. We consider alternative motivations for envariance, one based on the no-signalling constraint that actions on one subsystem of a quantum system not allow signalling to another subsystem entirely distinct from the first, and another which is perhaps strongest in the context of a relative-state interpretation of quantum mechanics. In part because of this, we argue that the relative appeal of our version and the original version of Zurek's argument depends in part upon whether one interprets the quantum formalism in terms of relative states or definite measurement outcomes.
Zurek's derivation of Born's rule using envariance (invariance due to entanglement) is considered to capture the probability in full generality, but only as applied to measurement of a quantum observable. Contrariwise, textbook formulations of Born's rule begin with a pure state of a closed, undivided system. The task of this study is to show that a rearrangement of the Zurek approach is possible in which the latter is viewed as giving the probabilities for Schmidt states of an arbitrary composite state vector, and afterwards it is extended to probabilities in a closed, undivided system. This is achieved by determining simultaneously probability and measurement based on the fact that the physical meaning of probability and that of measurement are inextricably dependent on each other.