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arXiv:1401.4901 · Journal of Statistical Mechanics Theory and Experiment

Open spin chains with generic integrable boundaries: Baxter equation and Bethe ansatz completeness from separation of variables

N Kitanine, Jean Michel Maillet, Giuliano Niccoli

Published May 22, 2014• 78 citations
arXivHTMLPDF

Abstract

We solve the longstanding problem of defining a functional characterization of the spectrum of the transfer matrix associated with the most general spin-1/2 representations of the six-vertex reflection algebra for general inhomogeneous chains. The corresponding homogeneous limit reproduces the spectrum of the Hamiltonian of the spin-1/2 open XXZ and XXX quantum chains with the most general integrable boundaries. The spectrum is characterized by a second order finite difference functional equation of Baxter type with an inhomogeneous term which vanishes only for some special but yet interesting non-diagonal boundary conditions. This functional equation is shown to be equivalent to the known separation of variables (SOV) representation, hence proving that it defines a complete characterization of the transfer matrix spectrum. The polynomial form of the Q -function allows us to show that a finite system of generalized Bethe equations can also be used to describe the complete transfer matrix spectrum.

DOI
10.1088/1742-5468/2014/05/p05015

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We solve the longstanding problem of defining a functional characterization of the spectrum of the transfer matrix associated with the most general spin-1/2 representations of the six-vertex reflection algebra for general inhomogeneous chains. The corresponding homogeneous limit reproduces the spectrum of the Hamiltonian of the spin-1/2 open XXZ and XXX quantum chains with the most general integrable boundaries. The spectrum is characterized by a second order finite difference functional equation of Baxter type with an inhomogeneous term which vanishes only for some special but yet interesting non-diagonal boundary conditions. This functional equation is shown to be equivalent to the known separation of variables (SOV) representation, hence proving that it defines a complete characterization of the transfer matrix spectrum. The polynomial form of the Q -function allows us to show that a finite system of generalized Bethe equations can also be used to describe the complete transfer matrix spectrum.
The analysis of the transfer matrices associated to the most general representations of the 8-vertex reflection algebra on spin-1/2 chains is here implemented by introducing a quantum separation of variables (SOV) method which generalizes to these integrable quantum models the method first introduced by Sklyanin. More in detail, for the representations reproducing in their homogeneous limits the open XYZ spin-1/2 quantum chains with the most general integrable boundary conditions, we explicitly construct representations of the 8-vertex reflection algebras for which the transfer matrix spectral problem is separated. Then, in these SOV representations we get the complete characterization of the transfer matrix spectrum (eigenvalues and eigenstates) and its non-degeneracy. Moreover, we present the first fundamental step toward the characterization of the dynamics of these models by deriving determinant formulae for the matrix elements of the identity on separated states, which apply in particular to transfer matrix eigenstates. The comparison of our analysis for the 8-vertex reflection algebra with that of [1, 2] for the 6-vertex one leads to the interesting remark that a profound similarity in both the characterization of the spectral problems and of the scalar products exists for these two different realizations of the reflection algebra once they are described by SOV method. As it will be shown in a future publication, this remarkable similarity will be at the basis of the simultaneous determination of form factors of local operators of integrable quantum models associated to general reflection algebra representations of both 8-vertex and 6-vertex type.
In this thesis we give accounts on the solution of the open XXZ and XYZ quantum spin-1/2 chains with the most generic integrable boundary terms. By using the the Separation of Variables method (SoV), due to Sklyanin, we are able, in the inhomogeneous case, to build the complete set of eigenstates and the associated eigenvalues. The characterization of these quantities is made through a maximal system of N quadratic equations, where N is the size of the chain. Different methods, like the Algebraic Bethe ansatz (ABA) or other generalized Bethe ansatz techniques, have been used, in the past, in order to tackle these problems. None of them resulted effective in the reproduction of the full set of eigenstates and eigenvalues in the case of most general boundary conditions. A Vandermonde determinant formula for the scalar products of SoV states is obtained as well. The scalar product formula represents a first step towards the calculation of form factors and correlation functions.
Abstract We consider the XXX open spin-1/2 chain with the most general non-diagonal boundary terms, that we solve by means of the quantum separation of variables (SoV) approach. We compute the scalar products of separate states, a class of states which notably contains all the eigenstates of the model. As usual for models solved by SoV, these scalar products can be expressed as some determinants with a non-trivial dependance in terms of the inhomogeneity parameters that have to be introduced for the method to be applicable. We show that these determinants can be transformed into alternative ones in which the homogeneous limit can easily be taken. These new representations can be considered as generalizations of the well-known determinant representation for the scalar products of the Bethe states of the periodic chain. In the particular case where a constraint is applied on the boundary parameters, such that the transfer matrix spectrum and eigenstates can be characterized in terms of polynomial solutions of a usual T - Q equation, the scalar product that we compute here corresponds to the scalar product between two off-shell Bethe-type states. If in addition one of the states is an eigenstate, the determinant representation can be simplified, hence leading in this boundary case to direct analogues of algebraic Bethe ansatz determinant representations of the scalar products for the periodic chain.
With the XXZ spin chains as examples, we prove two theorems: (1) the functional relations derived from the off-diagonal Bethe Ansatz scheme are the sufficient and necessary conditions to characterize the complete spectrum of the corresponding transfer matrix; (2) each eigenvalue of the transfer matrix can be parameterized by a minimal inhomogeneous T – Q relation. These statements hold for both with and without inhomogeneity. The proof can be generalized to other finite-dimensional quantum integrable models.
Subject of this work are integrable spin chains with general boundary conditions.In the framework of the Quantum Inverse Scattering Method Sklyanin has shown how to construct a family of commuting operators (transfer matrix) containing the hamiltonian of the XXX or XXZ spin chain with general boundary fields.Key ingredient is the underlying algebraic structure which is a combination of the Yang-Baxter algebra, using the known R-matrix representations, and a so-called Reflection algebra.The latter includes fields of arbitrary strength and direction acting on the first and last position of the chain.This setup is solvable via algebraic Bethe ansatz in the case of diagonal boundaries, i.e. the fields are parallel to each other and in the case of the XXZ model parallel to the distinguished direction.Kitanine et al. have managed to express local operators in terms of the non-local elements of the underlying algebraic structure in the case of half-infinite chain length hence establishing a possible approach to evaluate expectation values of physical observables.Their results will be picked up in this work and generalized to spin chains of arbitrary (including finite) lengths using non-linear integral equations for the lowest lying state with zero magnetization.In the case of non-diagonal boundary fields the lack of a reference state or pseudo vacuum prohibits the solution by algebraic Bethe ansatz.The method of separation of variables proposed by Sklyanin is not constrained in that sense and will be applied to this situation.In this approach for the XXX spin chain no restrictions to the boundary parameters are needed.The result is a TQ-equation on a finite discrete set of points and the eigenvalues of the transfer matrix are obtainable from this finite difference equation.As the underlying algebraic structure is independent of the representation, the analysis for the XXX spin chain can be extended to a spin-boson model.Using a known representation of the algebra for the bosonic degree of freedom again a TQ-equation is obtained but in this case being defined on an infinite discrete set of points.Finally a different approach to the case of non-diagonal boundary conditions using non-linear integral equations is studied.By construction of higher dimensional representations of the Yang Baxter algebra a hierarchy of transfer matrices is obtained.In this construction two R-matrices are fused together yielding the name of fusion hierarchy.From such hierarchies it is possible to derive non-linear integral equations for a certain eigenvalue of the transfer matrix using Fourier transform techniques.The equations are valid for arbitrary system sizes and a range of boundary parameters.By careful analysis of the zero and pole structure it is possible to extract information about the eigenvalue of a specific state.
We study the spectrum of the integrable open XXX Heisenberg spin chain subject to non-diagonal boundary magnetic fields. The spectral problem for this model can be formulated in terms of functional equations obtained by separation of variables or, equivalently, from the fusion of transfer matrices. For generic boundary conditions the eigenvalues cannot be obtained from the solution of finitely many algebraic Bethe equations. Based on careful finite size studies of the analytic properties of the underlying hierarchy of transfer matrices we devise two approaches to analyze the functional equations. First we introduce a truncation method leading to Bethe-type equations determining the energy spectrum of the spin chain. In a second approach, the hierarchy of functional equations is mapped to an infinite system of nonlinear integral equations of TBA type. The two schemes have complementary ranges of applicability and facilitate an efficient numerical analysis for a wide range of boundary parameters. Some data are presented on the finite-size corrections to the energy of the state which evolves into the antiferromagnetic ground state in the limit of parallel boundary fields.