© 2026 Aqora Quantum S.A.S.

Terms Privacy Legal Notice

arXiv:1311.0767 · Physical Review B

Weak symmetry breaking in two-dimensional topological insulators

Chenjie Wang, Michael Levin

Published Dec 30, 2013• 41 citations

Abstract

We show that there exist two-dimensional (2D) time-reversal invariant fractionalized insulators with the property that both their boundary with the vacuum and their boundary with a topological insulator can be fully gapped without breaking time-reversal or charge conservation symmetry. This result leads us to an apparent paradox: we consider a geometry in which a disklike region made up of a topological insulator is surrounded by an annular strip of a fractionalized insulator, which is, in turn, surrounded by the vacuum. If we gap both boundaries of the strip, we naively obtain an example of a gapped interface between a topological insulator and the vacuum that does not break any symmetries---an impossibility. The resolution of this paradox is that this system spontaneously breaks time-reversal symmetry in an unusual way, which we call weak symmetry breaking. In particular, we find that the only order parameters that are sensitive to the symmetry breaking are nonlocal operators that describe quasiparticle tunneling processes between the two edges of the strip; expectation values of local order parameters vanish exponentially in the limit of a wide strip. Also, we find that the symmetry breaking in our system comes with a ground-state degeneracy, but this ground-state degeneracy is topologically protected, rather than symmetry protected. We show that this kind of symmetry breaking can also occur at the edge of 2D fractional topological insulators.

DOI: 10.1103/physrevb.88.245136

Related papers

Exactly soluble models for fractional topological insulators in two and three dimensions

Michael Levin, F. J. Burnell, Maciej Koch-Janusz +1 more

We construct exactly soluble lattice models for fractionalized, time-reversal-invariant electronic insulators in two and three dimensions. The low-energy physics of these models is exactly equivalent to a noninteracting topological insulator built out of fractionally charged fermionic quasiparticles. We show that some of our models have protected edge modes [in two dimensions (2D)] and surface modes (in 3D), and are thus fractionalized analogs of topological insulators. We also find that some of the 2D models do not have protected edge modes; that is, the edge modes can be gapped out by appropriate time-reversal-invariant, charge-conserving perturbations. (A similar state of affairs may also exist in 3D.) We show that all of our models are topologically ordered, exhibiting fractional statistics as well as ground-state degeneracy on a torus. In the 3D case, we find that the models exhibit a fractional magnetoelectric effect.

arXiv:1108.4954•Physical Review B•Dec 27, 2011•71 citations

Anomalous gapped boundaries between surface topological orders in higher-order topological insulators and superconductors with inversion symmetry

M. Li, Titus Neupert, S. A. Parameswaran +1 more

We show that the gapless boundary signatures---namely, chiral/helical hinge modes or localized zero modes---of three-dimensional higher-order topological insulators and superconductors with inversion symmetry can be gapped without symmetry breaking upon the introduction of non-Abelian surface topological order. In each case, the fractionalization pattern that appears on the surface is ``anomalous'' in the sense that it can be made consistent with symmetry only on the surface of a three-dimensional higher-order insulator/superconductor. Our results show that the interacting manifestation of higher-order topology is the appearance of ``anomalous gapped boundaries'' between distinct topological orders whose quasiparticles are related by inversion, possibly in conjunction with other protecting symmetries such as time-reversal symmetry and charge conservation.

arXiv:2203.01957•Physical review. B./Physical review. B•Sep 14, 2022•1 citation

Gapped symmetric edges of symmetry-protected topological phases

Yuan-Ming Lu, D. H. Lee

Symmetry-protected topological (SPT) phases are gapped quantum phases which host symmetry-protected gapless edge excitations. On the other hand, the edge states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken edge cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phases by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between a topological Ising paramagnet and the double-semion model, and a fermionic example about the quantum spin Hall edge. Such a hybrid structure containing both SPT phase and fractionalized phase generally support ground-state degeneracy on a torus.

arXiv:1311.1807•Physical Review B•May 19, 2014•22 citations

Stable boundary modes for fragile topology from spontaneous PT-symmetry breaking

Kang Yang, Fei Song, Piet W. Brouwer

Two-dimensional topological insulators protected by nonlocal symmetries or with fragile topology usually do not admit robust in-gap edge modes due to the incompatibility between the symmetry and the boundary. Here, we show that in a parity-time (PT) symmetric system robust in-gap topological edge modes can be stably induced by non-Hermitian couplings that spontaneously break the PT symmetry of the eigenstates. The topological edge modes traverse the imaginary spectral gap between a pair of fragile topological bands, which is opened by the presence of the non-Hermitian perturbation. We demonstrate that the net number of resulting in-gap modes is protected by an operator version of anomaly cancellation that extends beyond the Hermitian limit. The results imply that loss and gain can in principle drive fragile topological phenomena to stable topological phenomena.

cond-mat.mes-hallCross-listedarXiv:2601.02672•Jan 7, 2026

Gapped symmetric boundaries of symmetry protected topological phases

Yuan-Ming Lu, D. H. Lee

Symmetry protected topological (SPT) phases are gapped quantum phases which host symmetryprotected gapless boundary excitations. On the other hand, the boundary states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken boundary cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phase by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between topological Ising paramagnet and double semion model, and a fermionic example on quantum spin Hall edge. Such a hybrid structure containing SPT phase and fractionalized phase generally support ground state degeneracy on torus.

•Nov 7, 2013•0 citations

Time reversal invariant gapped boundaries of the double semion state

F. J. Burnell, Xie Chen, Alexei Kitaev +2 more

The boundary of a fractionalized topological phase can be gapped by condensing a proper set of bosonic quasiparticles. Interestingly, in the presence of a global symmetry, such a boundary can have different symmetry transformation properties. Here we present an explicit example of this kind, in the double semion state with time reversal symmetry. We find two distinct cases where the semionic excitations on the boundary can transform either as time reversal singlets or as time reversal (Kramers) doublets, depending on the coherent phase factor of the Bose condensate. The existence of these two possibilities are demonstrated using both field-theory argument and exactly solvable lattice models. Furthermore, we study the domain walls between these two types of gapped boundaries and find that the application of time reversal symmetry tunnels a semion between them.

arXiv:1509.00355•Physical review. B./Physical review. B•Jun 30, 2016•5 citations

We show that there exist two-dimensional (2D) time-reversal invariant fractionalized insulators with the property that both their boundary with the vacuum and their boundary with a topological insulator can be fully gapped without breaking time-reversal or charge conservation symmetry. This result leads us to an apparent paradox: we consider a geometry in which a disklike region made up of a topological insulator is surrounded by an annular strip of a fractionalized insulator, which is, in turn, surrounded by the vacuum. If we gap both boundaries of the strip, we naively obtain an example of a gapped interface between a topological insulator and the vacuum that does not break any symmetries---an impossibility. The resolution of this paradox is that this system spontaneously breaks time-reversal symmetry in an unusual way, which we call weak symmetry breaking. In particular, we find that the only order parameters that are sensitive to the symmetry breaking are nonlocal operators that describe quasiparticle tunneling processes between the two edges of the strip; expectation values of local order parameters vanish exponentially in the limit of a wide strip. Also, we find that the symmetry breaking in our system comes with a ground-state degeneracy, but this ground-state degeneracy is topologically protected, rather than symmetry protected. We show that this kind of symmetry breaking can also occur at the edge of 2D fractional topological insulators.

We construct exactly soluble lattice models for fractionalized, time-reversal-invariant electronic insulators in two and three dimensions. The low-energy physics of these models is exactly equivalent to a noninteracting topological insulator built out of fractionally charged fermionic quasiparticles. We show that some of our models have protected edge modes [in two dimensions (2D)] and surface modes (in 3D), and are thus fractionalized analogs of topological insulators. We also find that some of the 2D models do not have protected edge modes; that is, the edge modes can be gapped out by appropriate time-reversal-invariant, charge-conserving perturbations. (A similar state of affairs may also exist in 3D.) We show that all of our models are topologically ordered, exhibiting fractional statistics as well as ground-state degeneracy on a torus. In the 3D case, we find that the models exhibit a fractional magnetoelectric effect.

We show that the gapless boundary signatures---namely, chiral/helical hinge modes or localized zero modes---of three-dimensional higher-order topological insulators and superconductors with inversion symmetry can be gapped without symmetry breaking upon the introduction of non-Abelian surface topological order. In each case, the fractionalization pattern that appears on the surface is ``anomalous'' in the sense that it can be made consistent with symmetry only on the surface of a three-dimensional higher-order insulator/superconductor. Our results show that the interacting manifestation of higher-order topology is the appearance of ``anomalous gapped boundaries'' between distinct topological orders whose quasiparticles are related by inversion, possibly in conjunction with other protecting symmetries such as time-reversal symmetry and charge conservation.

Symmetry-protected topological (SPT) phases are gapped quantum phases which host symmetry-protected gapless edge excitations. On the other hand, the edge states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken edge cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phases by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between a topological Ising paramagnet and the double-semion model, and a fermionic example about the quantum spin Hall edge. Such a hybrid structure containing both SPT phase and fractionalized phase generally support ground-state degeneracy on a torus.

Two-dimensional topological insulators protected by nonlocal symmetries or with fragile topology usually do not admit robust in-gap edge modes due to the incompatibility between the symmetry and the boundary. Here, we show that in a parity-time (PT) symmetric system robust in-gap topological edge modes can be stably induced by non-Hermitian couplings that spontaneously break the PT symmetry of the eigenstates. The topological edge modes traverse the imaginary spectral gap between a pair of fragile topological bands, which is opened by the presence of the non-Hermitian perturbation. We demonstrate that the net number of resulting in-gap modes is protected by an operator version of anomaly cancellation that extends beyond the Hermitian limit. The results imply that loss and gain can in principle drive fragile topological phenomena to stable topological phenomena.

Symmetry protected topological (SPT) phases are gapped quantum phases which host symmetryprotected gapless boundary excitations. On the other hand, the boundary states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken boundary cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phase by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between topological Ising paramagnet and double semion model, and a fermionic example on quantum spin Hall edge. Such a hybrid structure containing SPT phase and fractionalized phase generally support ground state degeneracy on torus.

The boundary of a fractionalized topological phase can be gapped by condensing a proper set of bosonic quasiparticles. Interestingly, in the presence of a global symmetry, such a boundary can have different symmetry transformation properties. Here we present an explicit example of this kind, in the double semion state with time reversal symmetry. We find two distinct cases where the semionic excitations on the boundary can transform either as time reversal singlets or as time reversal (Kramers) doublets, depending on the coherent phase factor of the Bose condensate. The existence of these two possibilities are demonstrated using both field-theory argument and exactly solvable lattice models. Furthermore, we study the domain walls between these two types of gapped boundaries and find that the application of time reversal symmetry tunnels a semion between them.