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arXiv:2203.01957 · Physical review. B./Physical review. B

Anomalous gapped boundaries between surface topological orders in higher-order topological insulators and superconductors with inversion symmetry

M. Li, Titus Neupert, S. A. Parameswaran, Apoorv Tiwari

Published Sep 14, 2022• 1 citation
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Abstract

We show that the gapless boundary signatures---namely, chiral/helical hinge modes or localized zero modes---of three-dimensional higher-order topological insulators and superconductors with inversion symmetry can be gapped without symmetry breaking upon the introduction of non-Abelian surface topological order. In each case, the fractionalization pattern that appears on the surface is ``anomalous'' in the sense that it can be made consistent with symmetry only on the surface of a three-dimensional higher-order insulator/superconductor. Our results show that the interacting manifestation of higher-order topology is the appearance of ``anomalous gapped boundaries'' between distinct topological orders whose quasiparticles are related by inversion, possibly in conjunction with other protecting symmetries such as time-reversal symmetry and charge conservation.

DOI
10.1103/physrevb.106.125121

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We show that the gapless boundary signatures---namely, chiral/helical hinge modes or localized zero modes---of three-dimensional higher-order topological insulators and superconductors with inversion symmetry can be gapped without symmetry breaking upon the introduction of non-Abelian surface topological order. In each case, the fractionalization pattern that appears on the surface is anomalous'' in the sense that it can be made consistent with symmetry only on the surface of a three-dimensional higher-order insulator/superconductor. Our results show that the interacting manifestation of higher-order topology is the appearance of anomalous gapped boundaries'' between distinct topological orders whose quasiparticles are related by inversion, possibly in conjunction with other protecting symmetries such as time-reversal symmetry and charge conservation.
We show that the chiral Dirac and Majorana hinge modes in three-dimensional higher-order topological insulators (HOTIs) and superconductors (HOTSCs) can be gapped while preserving the protecting C_{2n}T symmetry upon the introduction of non-Abelian surface topological order. In both cases, the topological order on a single side surface breaks time-reversal symmetry, but appears with its time-reversal conjugate on alternating sides in a C_{2n}T preserving pattern. In the absence of the HOTI/HOTSC bulk, such a pattern necessarily involves gapless chiral modes on hinges between C_{2n}T-conjugate domains. However, using a combination of K-matrix and anyon condensation arguments, we show that on the boundary of a 3D HOTI/HOTSC these topological orders are fully gapped and hence "anomalous." Our results suggest that new patterns of surface and hinge states can be engineered by selectively introducing topological order only on specific surfaces.
We show that boundaries of 3D weak topological insulators can become gapped by strong interactions while preserving all symmetries, leading to Abelian surface topological order. The anomalous nature of weak topological insulator surfaces manifests itself in a nontrivial action of symmetries on the quasiparticles; most strikingly, translations change the anyon types in a manner impossible in strictly 2D systems with the same symmetry. As a further consequence, screw dislocations form non-Abelian defects that trap Z_{4} parafermion zero modes.
In this work, we present a collection of three-dimensional higher-order symmetry-protected topological phases (HOSPTs) with gapless hinge modes that exist only in strongly interacting systems subject to subsystem symmetry constraints. We use a coupled wire construction to generate three families of microscopic lattice models: insulators with helical hinge modes, superconductors with chiral Majorana hinge modes, and fractionalized insulators with helical hinge modes that carry fractional charge. In particular, these HOSPTs do not require spatial symmetry protection, but are instead protected by subsystem symmetries, and support ``fractonic'' quasiparticle excitations that move within only a low-dimensional submanifold of the system. We analyze the anomaly structure for the boundary theory and the entanglement Hamiltonian, and show that the side surfaces of these HOSPTs, despite being partially gapped, exhibit symmetry anomalies, and can only be realized as the boundary of three-dimensional HOSPT phases.
The surface of a three-dimensional topological electron system often hosts symmetry-protected gapless surface states. With the effect of electron interactions, these surface states can be gapped out without symmetry breaking by a surface topological order, in which the anyon excitations carry anomalous symmetry fractionalization that cannot be realized in a genuine two-dimensional system. We show that for a mirror-symmetry-protected topological crystalline insulator with mirror Chern number n=4, its surface can be gapped out by an anomalous Z_{2} topological order, where all anyons carry mirror-symmetry fractionalization M^{2}=-1. The identification of such anomalous crystalline symmetry fractionalization implies that in a two-dimensional Z_{2} spin liquid, the vison excitation cannot carry M^{2}=-1 if the spinon carries M^{2}=-1 or a half-integer spin.
Abstract A 3D fermionic topological insulator has a gapless Dirac surface state protected by time-reversal symmetry and charge conservation symmetry. The surface state can be gapped by introducing ferromagnetism to break time-reversal symmetry, introducing superconductivity to break charge conservation, or entering a topological phase. In this paper, we construct a minimal gapped topological phase that preserves both time-reversal and charge conservation symmetries and supports Ising-type non-Abelian anyons. This phase can be understood heuristically as emerging from a surface s-wave superconducting state via the condensation of eight-vortex composites. The topological phase inherits vortices supporting Majorana zero modes from the surface superconducting state. However, since it is time-reversal invariant, the surface topological phase is a distinct phase from the Ising topological phase, which can be viewed as a quantum-disordered spin-polarized p x + ip y superconductor. We discuss the anyon model of this topological phase and the manner in which time-reversal symmetry is realized in it. We also study the interfaces between the topological state and other surface gapped phases.
Three dimensional topological insulator represents a class of novel quantum phases hosting robust gapless boundary excitations, which is protected by global symmetries such as time reversal, charge conservation and spin rotational symmetry. In this work we systematically study another class of topological phases of weakly interacting electrons protected by spatial inversion symmetry, which generally don't support stable gapless boundary states. We classify these inversion-symmetric topological insulators and superconductors in the framework of K-theory, and construct their lattice models. We also discuss quantized response functions of these inversion-protected topological phases, which serve as their experimental signatures.