Two-dimensional topological insulators protected by nonlocal symmetries or with fragile topology usually do not admit robust in-gap edge modes due to the incompatibility between the symmetry and the boundary. Here, we show that in a parity-time (PT) symmetric system robust in-gap topological edge modes can be stably induced by non-Hermitian couplings that spontaneously break the PT symmetry of the eigenstates. The topological edge modes traverse the imaginary spectral gap between a pair of fragile topological bands, which is opened by the presence of the non-Hermitian perturbation. We demonstrate that the net number of resulting in-gap modes is protected by an operator version of anomaly cancellation that extends beyond the Hermitian limit. The results imply that loss and gain can in principle drive fragile topological phenomena to stable topological phenomena.
Two-dimensional topological insulators protected by nonlocal symmetries or with fragile topology usually do not admit robust in-gap edge modes due to the incompatibility between the symmetry and the boundary. Here, we show that in a parity-time (PT) symmetric system robust in-gap topological edge modes can be stably induced by non-Hermitian couplings that spontaneously break the PT symmetry of the eigenstates. The topological edge modes traverse the imaginary spectral gap between a pair of fragile topological bands, which is opened by the presence of the non-Hermitian perturbation. We demonstrate that the net number of resulting in-gap modes is protected by an operator version of anomaly cancellation that extends beyond the Hermitian limit. The results imply that loss and gain can in principle drive fragile topological phenomena to stable topological phenomena.
One-dimensional non-Hermitian quasicrystals with parity and time-reversal (PT) symmetry can simultaneously exhibit localization-delocalization transition, topological phase transition, and PT-symmetry-breaking transition. This motivates this work to investigate how the absence of PT symmetry impacts topological metal-insulator transitions in non-Hermitian quasicrystals. We propose a non-Hermitian quasiperiodic model that generally does not preserve PT symmetry and demonstrate that, in most parameter regions, such a system supports triple phase transitions that encompass localization, topology, and degeneracy-breaking. The system may also exhibit a particular type of localization-delocalization transition analogous to the Hermitian case, namely, without activating topological phase transitions or degeneracy-breaking transitions. Our work extends the topological metal-insulator transitions previously studied in PT-symmetric systems to a more general class of non-Hermitian setting, and further reveals that non-Hermitian systems can host distinct types of localization behavior.
We show that there exist two-dimensional (2D) time-reversal invariant fractionalized insulators with the property that both their boundary with the vacuum and their boundary with a topological insulator can be fully gapped without breaking time-reversal or charge conservation symmetry. This result leads us to an apparent paradox: we consider a geometry in which a disklike region made up of a topological insulator is surrounded by an annular strip of a fractionalized insulator, which is, in turn, surrounded by the vacuum. If we gap both boundaries of the strip, we naively obtain an example of a gapped interface between a topological insulator and the vacuum that does not break any symmetries---an impossibility. The resolution of this paradox is that this system spontaneously breaks time-reversal symmetry in an unusual way, which we call weak symmetry breaking. In particular, we find that the only order parameters that are sensitive to the symmetry breaking are nonlocal operators that describe quasiparticle tunneling processes between the two edges of the strip; expectation values of local order parameters vanish exponentially in the limit of a wide strip. Also, we find that the symmetry breaking in our system comes with a ground-state degeneracy, but this ground-state degeneracy is topologically protected, rather than symmetry protected. We show that this kind of symmetry breaking can also occur at the edge of 2D fractional topological insulators.
Topological Euler insulators emerge in multiband systems with real Bloch Hamiltonians and wavefunctions. Their fragile topologies are characterized by the Euler class of degenerate bands and protected by the PT or C2T symmetry in two dimensions, which go beyond the tenfold K-theory classification of topological matter. In this work, we extend the conception of topological Euler insulators to non-Hermitian systems and propose a theoretical framework to unlock their nontrivial Euler topology. Focusing on two-dimensional, three-band non-Hermitian lattice models with symmetric Hamiltonians, we formulate a comprehensive description of their topological Euler bands, entanglement spectrum and bulk-boundary correspondence. Three typical models of non-Hermitian Euler insulators are constructed and investigated explicitly to illustrate our theory. Unique topological phase transitions and anomalous edge-band overlaps with non-Hermitian origins are further identified. Our study establishes the presence of topological Euler bands in non-Hermitian systems and unveils their intriguing physical characteristics, thereby broadening the existing territory of topological matter in non-Hermitian open systems.
We consider the role of degeneracy in Parity-Time (PT) symmetry breaking for non-hermitian wave equations beyond one dimension. We show that if the spectrum is degenerate in the absence of T-breaking, and T is broken in a generic manner (without preserving other discrete symmetries), then the standard PT-symmetry breaking transition does not occur, meaning that the spectrum is complex even for infinitesimal strength of gain and loss. However the realness of the entire spectrum can be preserved over a finite interval if additional discrete symmetries X are imposed when T is broken, if X decouple all degenerate modes. When this is true only for a subset of the degenerate spectrum, there can be a partial PT transition in which this subset remains real over a finite interval of T-breaking. If the spectrum has odd-degeneracy, a fraction of the degenerate spectrum can remain in the symmetric phase even without imposing additional discrete symmetries, and they are analogous to dark states in atomic physics. These results are illustrated by the example of different T-breaking perturbations of a uniform dielectric disk and sphere, and a group theoretical analysis is given in the disk case. Finally, we show that multimode coupling is capable of restoring the T-symmetric phase at finite T-breaking. We also analyze these questions when the parity operator is replaced by another spatial symmetry operator and find that the behavior can be qualitatively different.
The zero-mode corner states in the gap of two-dimensional non-Hermitian Su-Schrieffer-Heeger model are robust to infinitesimal perturbations that preserve chiral symmetry. However, we demonstrate that this general belief is no longer valid in large-sized systems. To reveal the higher-order topology of non-Hermitian systems, we establish a correspondence between the stable zero-mode singular states and the topologically protected corner states of energy spectrum in the thermodynamic limit. Within this framework, the number of zero-mode singular values is directly linked to the number of mid-gap corner states. The winding numbers in real space can be defined to count the number of stable zero-mode singular states. Our results formulate a bulk-boundary correspondence for both static and Floquet non-Hermitian systems, where topology arises intrinsically from the non-Hermiticity, even without symmetries.
Recent studies have revealed that not only does the correspondence between spectral winding numbers and skin modes break down in non-Hermitian systems, but the energy spectrum itself is highly sensitive to generic perturbations, system size, and boundary conditions. In amorphous non-Hermitian systems, where the positions of lattice sites are uncertain, the spectral instability becomes even more severe, making it difficult to identify stable topological edge states from the eigenvalue spectrum alone. To overcome this challenge, we introduce a correspondence between stable zero-mode singular states and mid-gap states of the energy spectrum in the thermodynamic limit. Because the singular value spectrum is highly robust against small perturbations and variation in size, topological edge states can be reliably probed via singular values even in finite-sized systems. Based on the singular-value decomposition of the Hamiltonian, we construct a topological invariant in real space to characterize the associated topologically protected edge states. Our approach provides a general strategy for exploring point-gap topology in real space and redefine the non-Hermitian skin effect from a new perspective.