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arXiv:2605.25072

Topological metal-insulator transitions in one-dimensional non-Hermitian quasicrystals: beyond PT-symmetry

Guangjie Zhang, Bing Shao, Longwen Zhou, Jiangbin Gong, Weiwei Zhu

cond-mat.dis-nncond-mat.mes-hallquant-phSubmitted May 24, 2026• Announced May 26, 2026
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Abstract

One-dimensional non-Hermitian quasicrystals with parity and time-reversal (PT) symmetry can simultaneously exhibit localization-delocalization transition, topological phase transition, and PT-symmetry-breaking transition. This motivates this work to investigate how the absence of PT symmetry impacts topological metal-insulator transitions in non-Hermitian quasicrystals. We propose a non-Hermitian quasiperiodic model that generally does not preserve PT symmetry and demonstrate that, in most parameter regions, such a system supports triple phase transitions that encompass localization, topology, and degeneracy-breaking. The system may also exhibit a particular type of localization-delocalization transition analogous to the Hermitian case, namely, without activating topological phase transitions or degeneracy-breaking transitions. Our work extends the topological metal-insulator transitions previously studied in PT-symmetric systems to a more general class of non-Hermitian setting, and further reveals that non-Hermitian systems can host distinct types of localization behavior.

Comments
8 pages, 6 figures

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Abstract Parity Time Reversal (PT) phase transition is a typical characteristic of most of the PT symmetric non-Hermitian (NH) systems. Depending on the theory, a particular system and spacetime dimensionality PT phase transition has various interesting features. In this article we review some of our works on PT phase transitions in quantum mechanics (QM) as well as in Quantum Field theory (QFT). We demonstrate typical characteristics of PT phase transition with the help of several analytically solved examples. In one dimensional QM, we consider examples with exactly as well as quasi exactly solvable (QES) models to capture essential features of PT phase transition. The discrete symmetries have rich structures in higher dimensions which are used to explore the PT phase transition in higher dimensional systems. We consider anisotropic SHOs in two and three dimensions to realize some connection between the symmetry of original hermitian Hamiltonian and the unbroken phase of the NH system. We consider the 2+1 dimensional massless Dirac particle in the external magnetic field with PT symmetric non-Hermitian spin-orbit interaction in the background of the Dirac oscillator potential to show the PT phase transition in a relativistic system. A small mass gap, consistent with the other approaches and experimental observations is generated only in the unbroken phase of the system. Finally we develop the NH formulation in an SU(N) gauge field theoretic model by using the natural but unconventional Hermiticity properties of the ghost fields. Deconfinement to confinement phase transition has been realized as PT phase transition in such a non-hermitian model.

Journal of Physics Conference Series•Oct 1, 2021•0 citations
One-dimensional non-Hermitian quasicrystals with parity and time-reversal (PT) symmetry can simultaneously exhibit localization-delocalization transition, topological phase transition, and PT-symmetry-breaking transition. This motivates this work to investigate how the absence of PT symmetry impacts topological metal-insulator transitions in non-Hermitian quasicrystals. We propose a non-Hermitian quasiperiodic model that generally does not preserve PT symmetry and demonstrate that, in most parameter regions, such a system supports triple phase transitions that encompass localization, topology, and degeneracy-breaking. The system may also exhibit a particular type of localization-delocalization transition analogous to the Hermitian case, namely, without activating topological phase transitions or degeneracy-breaking transitions. Our work extends the topological metal-insulator transitions previously studied in PT-symmetric systems to a more general class of non-Hermitian setting, and further reveals that non-Hermitian systems can host distinct types of localization behavior.
The scaling law of entanglement entropy could undergo qualitative changes during the nonunitary evolution of a quantum many-body system. In this work, we uncover such entanglement phase transitions for free fermions in one-dimensional non-Hermitian quasicrystals (NHQCs). We identify two types of entanglement transitions with different scaling laws and critical behaviors due to the interplay between non-Hermitian effects and quasiperiodic potentials. The first type represents a typical volume-law to area-law transition, which happens together with a PT-symmetry breaking and a localization transition. The second type features an abnormal log-law to area-law transition, which is mediated by a critical phase with a volume-law scaling in the steady-state entanglement entropy. These entangling phases and transitions are demonstrated in two representative models of noninteracting NHQCs. Our results thus advance the study of entanglement transitions in non-Hermitian disordered systems and further disclose the rich entanglement patterns in NHQCs.
We consider the role of degeneracy in Parity-Time (PT) symmetry breaking for non-hermitian wave equations beyond one dimension. We show that if the spectrum is degenerate in the absence of T-breaking, and T is broken in a generic manner (without preserving other discrete symmetries), then the standard PT-symmetry breaking transition does not occur, meaning that the spectrum is complex even for infinitesimal strength of gain and loss. However the realness of the entire spectrum can be preserved over a finite interval if additional discrete symmetries X are imposed when T is broken, if X decouple all degenerate modes. When this is true only for a subset of the degenerate spectrum, there can be a partial PT transition in which this subset remains real over a finite interval of T-breaking. If the spectrum has odd-degeneracy, a fraction of the degenerate spectrum can remain in the symmetric phase even without imposing additional discrete symmetries, and they are analogous to dark states in atomic physics. These results are illustrated by the example of different T-breaking perturbations of a uniform dielectric disk and sphere, and a group theoretical analysis is given in the disk case. Finally, we show that multimode coupling is capable of restoring the T-symmetric phase at finite T-breaking. We also analyze these questions when the parity operator is replaced by another spatial symmetry operator and find that the behavior can be qualitatively different.
Analysis of fundamentally open systems which exhibit both spatial reflection (parity) and time-reversal symmetry, called PT-symmetric [1] systems, has played an important role in understanding the dynamics of a broad class of non-Hermitian systems. Such systems support distinct regimes of stability and instability respectively, and the transition between these plays an important role in the system dynamics. We investigate a variety of non-Hermitian systems which exhibit a PT-symmetry breaking transition in both classical and quantum contexts using an array of theoretical and numerical approaches which are directly amenable to physical experiments. Organizationally, we divide these studies into those done on classical and quantum systems. Specifically for classical systems we analyze several interesting phenomena in the context of optical waveguide arrays. These provide an important testing ground for much of the discrete, PT-symmetric theory. In our case, we analyze PT-symmetric extensions of several interesting lattice models. Firstly, we explore single gain/loss pair, PT-symmetric extensions of the Su-Schreiffer-Heeger (SSH) model [2] and the Aubry-Andre-Harper (AAH) model [3,4]. In both cases, we find a veiled symmetry which is responsible for the PT-symmetry. Secondly we expand upon the Rudner-Levitov (RL) model [5,6], a non-Hermitian extension of the SSH model with multiple gain/loss pairs, and we explore the dependence of topological phenomena on changes in the initial state as well as their robustness in the presence of gain-induced nonlinearity. For quantum systems, we explore the rich PT-symmetric phase diagram resulting from time-periodic, Floquet PT-symmetry [7,8]. This is experimentally implementable in ultracold atomic systems [9], and features a reentrant PT-symmetric phase. Secondly, we examine quantum multi-photon statistics for a simple non-Hermitian model which is transformed and mapped to a system with unitary evolution via a unitary dilation, and is fully realizable on a small-scale quantum simulator [10].
Two-dimensional topological insulators protected by nonlocal symmetries or with fragile topology usually do not admit robust in-gap edge modes due to the incompatibility between the symmetry and the boundary. Here, we show that in a parity-time (PT) symmetric system robust in-gap topological edge modes can be stably induced by non-Hermitian couplings that spontaneously break the PT symmetry of the eigenstates. The topological edge modes traverse the imaginary spectral gap between a pair of fragile topological bands, which is opened by the presence of the non-Hermitian perturbation. We demonstrate that the net number of resulting in-gap modes is protected by an operator version of anomaly cancellation that extends beyond the Hermitian limit. The results imply that loss and gain can in principle drive fragile topological phenomena to stable topological phenomena.
In the present study, the interplay among interaction, topology, quasiperiodicity, and non-Hermiticity is studied. The hard-core bosons model on a one-dimensional lattice with asymmetry hoppings and quasiperiodic onsite potentials is selected. This model, which preserves time-reversal symmetry (TRS), will exhibit three types of phase transition: Real-complex transition of eigenenergies, topological phase transition, and many-body localization (MBL) phase transition. For the real-complex transition, it is found that the imaginary parts of the eigenenergies are always suppressed by the MBL. Moreover, by calculating the winding number, a topological phase transition can be revealed with the increase of potential amplitude, and we find that the behavior is quite different from the single-particle systems. Based on our numerical results, we conjecture that these three types of phase transition occur at the same point in the thermodynamic limit, and the MBL transition of quasiperiodic system and disordered system should belong to different universality classes. Finally, we demonstrate that these phase transitions can profoundly affect the dynamics of the non-Hermitian many-body system.
Abstract Parity Time Reversal (PT) phase transition is a typical characteristic of most of the PT symmetric non-Hermitian (NH) systems. Depending on the theory, a particular system and spacetime dimensionality PT phase transition has various interesting features. In this article we review some of our works on PT phase transitions in quantum mechanics (QM) as well as in Quantum Field theory (QFT). We demonstrate typical characteristics of PT phase transition with the help of several analytically solved examples. In one dimensional QM, we consider examples with exactly as well as quasi exactly solvable (QES) models to capture essential features of PT phase transition. The discrete symmetries have rich structures in higher dimensions which are used to explore the PT phase transition in higher dimensional systems. We consider anisotropic SHOs in two and three dimensions to realize some connection between the symmetry of original hermitian Hamiltonian and the unbroken phase of the NH system. We consider the 2+1 dimensional massless Dirac particle in the external magnetic field with PT symmetric non-Hermitian spin-orbit interaction in the background of the Dirac oscillator potential to show the PT phase transition in a relativistic system. A small mass gap, consistent with the other approaches and experimental observations is generated only in the unbroken phase of the system. Finally we develop the NH formulation in an SU(N) gauge field theoretic model by using the natural but unconventional Hermiticity properties of the ghost fields. Deconfinement to confinement phase transition has been realized as PT phase transition in such a non-hermitian model.