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arXiv:1311.1807 · Physical Review B

Gapped symmetric edges of symmetry-protected topological phases

Yuan-Ming Lu, D. H. Lee

Published May 19, 2014• 22 citations
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Abstract

Symmetry-protected topological (SPT) phases are gapped quantum phases which host symmetry-protected gapless edge excitations. On the other hand, the edge states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken edge cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phases by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between a topological Ising paramagnet and the double-semion model, and a fermionic example about the quantum spin Hall edge. Such a hybrid structure containing both SPT phase and fractionalized phase generally support ground-state degeneracy on a torus.

DOI
10.1103/physrevb.89.205117

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Gapped symmetric boundaries of symmetry protected topological phases

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Symmetry protected topological (SPT) phases are gapped quantum phases which host symmetryprotected gapless boundary excitations. On the other hand, the boundary states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken boundary cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phase by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between topological Ising paramagnet and double semion model, and a fermionic example on quantum spin Hall edge. Such a hybrid structure containing SPT phase and fractionalized phase generally support ground state degeneracy on torus.

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Symmetry-protected topological (SPT) phases are gapped phases of matter that cannot be deformed to a trivial phase without breaking the symmetry or closing the bulk gap.Here we introduce a notion of a topological obstruction that is not captured by bulk energy gap closings in periodic boundary conditions.More specifically, given a symmetric boundary termination we say two bulk Hamiltonians belong to distinct boundary obstructed topological phases (BOTPs) if they can be deformed to each other on a system with periodic boundaries, but cannot be deformed to each other in the open system without closing the gap at at least one high-symmetry surface.BOTPs are not topological phases of matter in the standard sense since they are adiabatically deformable to each other on a torus, but, similar to SPTs, they are associated with boundary signatures in open systems such as surface states or fractional corner charges.In contrast to SPTs, these boundary signatures are not anomalous and can be removed by symmetrically adding lower-dimensional SPTs on the boundary, but they are stable as long as the spectral gap at high-symmetry edges/surfaces remains open.We show that the double-mirror quadrupole model of [W. A. Benalcazar, B. A. Bernevig, and T. L. Hughes, Science 357, 61 (2017)] is a prototypical example of such phases, and present a detailed analysis of several aspects of boundary obstructions in this model.In addition, we introduce several three-dimensional models having boundary obstructions, which are characterized either by surface states or fractional corner charges.Furthermore, we provide a complete characterization of boundary obstructed phases in terms of symmetry representations.Namely, two distinct BOTP phases correspond to equivalent band representations in the periodic system which become inequivalent upon restricting the symmetry group to that of the open system.This is used to shown that for a given open boundary, there is only one class of BOTPs which corresponds to a local representation of the symmetry of the open system and thus can be designated as the trivial phase.All other BOTP classes do not correspond to local representation of the open system and as a result necessarily exhibit a filling anomaly or gapless surface states.

arXiv:1908.00011•Physical Review Research•Mar 15, 2021•170 citations
Symmetry-protected topological (SPT) phases are gapped quantum phases which host symmetry-protected gapless edge excitations. On the other hand, the edge states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken edge cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phases by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between a topological Ising paramagnet and the double-semion model, and a fermionic example about the quantum spin Hall edge. Such a hybrid structure containing both SPT phase and fractionalized phase generally support ground-state degeneracy on a torus.
Symmetry protected topological (SPT) phases are gapped quantum phases which host symmetryprotected gapless boundary excitations. On the other hand, the boundary states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken boundary cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phase by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between topological Ising paramagnet and double semion model, and a fermionic example on quantum spin Hall edge. Such a hybrid structure containing SPT phase and fractionalized phase generally support ground state degeneracy on torus.
Symmetry protected topological (SPT) states are short-range entangled states with symmetry. The boundary of a SPT phases has either gapless excitations or degenerate ground states, around a gapped bulk. Recently, we proposed a systematic construction of SPT phases in interacting bosonic systems, however it is not very clear what is the form of the low-energy excitations on the gapless edge. In this paper, we answer this question for two-dimensional (2D) bosonic SPT phases with ZN{\mathbb{Z}}_{N}ZN​ and U(1)\text{U}(1)U(1) symmetry. We find that while the low-energy modes of the gapless edges are nonchiral, symmetry acts on them in a ``chiral'' way, i.e., acts on the right movers and the left movers differently. This special realization of symmetry protects the gaplessness of the otherwise unstable edge states by prohibiting a direct scattering between the left and right movers. Moreover, understanding of the low-energy effective theory leads to experimental predictions about the SPT phases. In particular, we find that all the 2D U(1)\text{U}(1)U(1) SPT phases have even integer quantized Hall conductance.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.
Symmetry protected topological (SPT) phase is a generalization of topological insulator (TI). Different from the intrinsic topological phase, e.g., the fractional quantum hall (FQH) phase, SPT phase is only distinguishable from a trivial disordered phase when certain symmetry is preserved. Indeed, SPT phase has a long history in 1D, and it has been shown that the well known Haldane phase of S=1 Heisenberg chain belongs to this class. However, in higher dimensions, most of the previous studies focus on free electron systems. Until very recently, it was realized that SPT phase also exists in interacting boson/spin systems in higher dimensions. In this talk, I will show that there is an interesting duality map between intrinsic topological phase and SPT phase. I will focus on a simple model that realizes an Ising paramagnet with gapless edge modes protected by Ising symmetry. The duality provides us a simple physical construction that distinguishes this system from a conventional paramagnet: we couple the system to a Z2 gauge field and then show that the flux excitations have different braiding statistics from that of a usual paramagnet. In addition, these braiding statistics directly implies the existence of protected edge modes. The duality map also provides us a complementary way to derive topological terms of SPT phases, which classify different SPT phases in bosonic systems. Finally, I will discuss the possible generalization for interacting fermion/electron systems.
Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.
Symmetry-protected topological (SPT) phases are gapped phases of matter that cannot be deformed to a trivial phase without breaking the symmetry or closing the bulk gap.Here we introduce a notion of a topological obstruction that is not captured by bulk energy gap closings in periodic boundary conditions.More specifically, given a symmetric boundary termination we say two bulk Hamiltonians belong to distinct boundary obstructed topological phases (BOTPs) if they can be deformed to each other on a system with periodic boundaries, but cannot be deformed to each other in the open system without closing the gap at at least one high-symmetry surface.BOTPs are not topological phases of matter in the standard sense since they are adiabatically deformable to each other on a torus, but, similar to SPTs, they are associated with boundary signatures in open systems such as surface states or fractional corner charges.In contrast to SPTs, these boundary signatures are not anomalous and can be removed by symmetrically adding lower-dimensional SPTs on the boundary, but they are stable as long as the spectral gap at high-symmetry edges/surfaces remains open.We show that the double-mirror quadrupole model of [W. A. Benalcazar, B. A. Bernevig, and T. L. Hughes, Science 357, 61 (2017)] is a prototypical example of such phases, and present a detailed analysis of several aspects of boundary obstructions in this model.In addition, we introduce several three-dimensional models having boundary obstructions, which are characterized either by surface states or fractional corner charges.Furthermore, we provide a complete characterization of boundary obstructed phases in terms of symmetry representations.Namely, two distinct BOTP phases correspond to equivalent band representations in the periodic system which become inequivalent upon restricting the symmetry group to that of the open system.This is used to shown that for a given open boundary, there is only one class of BOTPs which corresponds to a local representation of the symmetry of the open system and thus can be designated as the trivial phase.All other BOTP classes do not correspond to local representation of the open system and as a result necessarily exhibit a filling anomaly or gapless surface states.