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arXiv:1309.3571 · Physical Review Letters

Floquet Fractional Chern Insulators

Adolfo G. Grushin, Álvaro Gómez-León, Titus Neupert

Published Apr 18, 2014• 263 citations
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Abstract

We show theoretically that periodically driven systems with short range Hubbard interactions offer a feasible platform to experimentally realize fractional Chern insulator states. We exemplify the procedure for both the driven honeycomb and the square lattice, where we derive the effective steady state band structure of the driven system by using the Floquet theory and subsequently study the interacting system with exact numerical diagonalization. The fractional Chern insulator state equivalent to the 1/3 Laughlin state appears at 7/12 total filling (1/6 filling of the upper band). The state also features spontaneous ferromagnetism and is thus an example of the spontaneous breaking of a continuous symmetry along with a topological phase transition. We discuss light-driven graphene and shaken optical lattices as possible experimental systems that can realize such a state.

DOI
10.1103/physrevlett.112.156801

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We show theoretically that periodically driven systems with short range Hubbard interactions offer a feasible platform to experimentally realize fractional Chern insulator states. We exemplify the procedure for both the driven honeycomb and the square lattice, where we derive the effective steady state band structure of the driven system by using the Floquet theory and subsequently study the interacting system with exact numerical diagonalization. The fractional Chern insulator state equivalent to the 1/3 Laughlin state appears at 7/12 total filling (1/6 filling of the upper band). The state also features spontaneous ferromagnetism and is thus an example of the spontaneous breaking of a continuous symmetry along with a topological phase transition. We discuss light-driven graphene and shaken optical lattices as possible experimental systems that can realize such a state.
We study the many-body physics in twisted bilayer graphene coupled to periodic driving of a circularly polarized light when electron-electron interactions are taken into account. In the limit of high driving frequency \Omega Ω , we use Floquet theory to formulate the system by an effective static Hamiltonian truncated to the order of \Omega^{-2} Ω − 2 , which consists of a single-electron part and the screened Coulomb interaction. We numerically simulate this effective Hamiltonian by extensive exact diagonalization in the parameter space spanned by the twist angle and the driving strength. Remarkably, in a wide region of the parameter space, we identify Floquet fractional Chern insulator states in the partially filled Floquet valence bands. We characterize these topologically ordered states by ground-state degeneracy, spectral flow, and entanglement spectrum. In regions of the parameter space where fractional Chern insulator states are absent, we find topologically trivial charge density waves and band-dispersion-induced Fermi liquids which strongly compete with fractional Chern insulator states.
We propose a simple scheme for the realization of a topological quasienergy band structure with ultracold atoms in a periodically driven optical square lattice. It is based on a circular lattice shaking in the presence of a superlattice that lowers the energy on every other site. The topological band gap, which separates the two bands with Chern numbers $\ifmmode\pm\else\textpm\fi{}1$, is opened in a way characteristic of Floquet topological insulators, namely, by terms of the effective Hamiltonian that appear in subleading order of a high-frequency expansion. These terms correspond to processes where a particle tunnels several times during one driving period. The interplay of such processes with particle interactions also gives rise to new interaction terms of several distinct types. For bosonic atoms with on-site interactions, they include nearest-neighbor density-density interactions introduced at the cost of weakened on-site repulsion as well as density-assisted tunneling. Using exact diagonalization, we investigate the impact of the individual induced interaction terms on the stability of a bosonic fractional Chern insulator state at half filling of the lowest band.
Twisted bilayer materials provide a versatile platform for realizing correlated topological states. Motivated by the recent experimental realization of atomic Bose-Einstein condensates in twisted bilayer optical lattices, we investigate the emergence of fractional topological phases in such systems. For experimentally realistic parameters, the single-particle spectrum hosts a pair of quasi-degenerate nearly flat moiré bands. We show using self-consistent Hartree-Fock calculations that atomic interactions spontaneously break time-reversal symmetry, lift the quasi-degeneracy, and generate an isolated nearly flat band with a nonzero Chern number. At fractional filling, exact diagonalization of the Hamiltonian projected to this band reveals a threefold degenerate ground-state manifold and a characteristic particle entanglement spectrum, providing strong evidence for a fractional Chern insulator. The resulting many-body gap is of order 10−3ER10^{-3}E_R10−3ER​, corresponding to a nanokelvin energy scale accessible to state-of-the-art cold-atom experiments. Our scheme requires neither spin-orbit coupling, as in transition metal dichalcogenides, nor a finite magnetic field, as in existing twisted-bilayer-graphene experiments, providing a highly tunable route to strongly correlated topological phases in twisted bilayer optical lattices.
Fractional Chern insulators are the proposed phases of matter mimicking the physics of fractional quantum Hall states on a lattice without an overall magnetic field. The notion of Floquet fractional Chern insulators refers to the potential possibilities to generate the underlying topological band structure by means of Floquet engineering. In these schemes, a highly controllable and strongly interacting system is periodically driven by an external force at a frequency such that double tunneling events during one forcing period become important and contribute to shaping the required effective energy bands. We show that in the described circumstances it is necessary to take into account also third order processes combining two tunneling events with interactions. Referring to the obtained contributions as micromotion-induced interactions, we find that those interactions tend to have a negative impact on the stability of fractional Chern insulating phases and discuss implications for future experiments.
Chern insulators are band insulators exhibiting a nonzero Hall conductance but preserving the lattice translational symmetry. We conclusively show that a partially filled Chern insulator at 1/3 filling exhibits a fractional quantum Hall effect and rule out charge-density wave states that have not been ruled out by previous studies. By diagonalizing the Hubbard interaction in the flat-band limit of these insulators, we show the following: The system is incompressible and has a 3-fold degenerate ground state whose momenta can be computed by postulating an generalized Pauli principle with no more than 1 particle in 3 consecutive orbitals. The ground state density is constant, and equal to 1/3 in momentum space. Excitations of the system are fractional statistics particles whose total counting matches that of quasiholes in the Laughlin state based on the same generalized Pauli principle. The entanglement spectrum of the state has a clear entanglement gap which seems to remain finite in the thermodynamic limit. The levels below the gap exhibit counting identical to that of Laughlin 1/3 quasiholes. Both the 3 ground states and excited states exhibit spectral flow upon flux insertion. All the properties above disappear in the trivial state of the insulator - both the many-body energy gap and the entanglement gap close at the phase transition when the single-particle Hamiltonian goes from topologically nontrivial to topologically trivial. These facts clearly show that fractional many-body states are possible in topological insulators.
The recent progress in engineering topological band structures in optical-lattice systems makes it promising to study fractional Chern insulator states in these systems. Here we consider a realistic finite system of a few repulsively interacting bosons on a square lattice with magnetic flux and sharp edges, as it can be realized in quantum-gas microscopes. We investigate under which conditions a fractional Chern insulator state corresponding to the Laughlin-like state at filling \nu=1/2 ν = 1 / 2 can be stabilized and its fractional excitations probed. Using numerical simulations, we find an incompressible bulk density at the expected filling for systems, whose linear extent is as small as 6-8 sites. This is a promising result, since such small systems are favorable with respect to the required adiabatic state preparation. Moreover, we also see very clear signatures of excitations with fractional charge in response both to static pinning potentials and dynamical flux insertion. Since the compressible edges, which are found to feature chiral currents, can serve as a reservoir, these observations are robust against changes in the total particle number. Our results suggest that signatures of both a fractional Chern insulator state and its fractional excitations can be found under realistic experimental conditions.