Chern insulators are band insulators exhibiting a nonzero Hall conductance but preserving the lattice translational symmetry. We conclusively show that a partially filled Chern insulator at 1/3 filling exhibits a fractional quantum Hall effect and rule out charge-density wave states that have not been ruled out by previous studies. By diagonalizing the Hubbard interaction in the flat-band limit of these insulators, we show the following: The system is incompressible and has a 3-fold degenerate ground state whose momenta can be computed by postulating an generalized Pauli principle with no more than 1 particle in 3 consecutive orbitals. The ground state density is constant, and equal to 1/3 in momentum space. Excitations of the system are fractional statistics particles whose total counting matches that of quasiholes in the Laughlin state based on the same generalized Pauli principle. The entanglement spectrum of the state has a clear entanglement gap which seems to remain finite in the thermodynamic limit. The levels below the gap exhibit counting identical to that of Laughlin 1/3 quasiholes. Both the 3 ground states and excited states exhibit spectral flow upon flux insertion. All the properties above disappear in the trivial state of the insulator - both the many-body energy gap and the entanglement gap close at the phase transition when the single-particle Hamiltonian goes from topologically nontrivial to topologically trivial. These facts clearly show that fractional many-body states are possible in topological insulators.
Chern insulators are band insulators exhibiting a nonzero Hall conductance but preserving the lattice translational symmetry. We conclusively show that a partially filled Chern insulator at 1/3 filling exhibits a fractional quantum Hall effect and rule out charge-density wave states that have not been ruled out by previous studies. By diagonalizing the Hubbard interaction in the flat-band limit of these insulators, we show the following: The system is incompressible and has a 3-fold degenerate ground state whose momenta can be computed by postulating an generalized Pauli principle with no more than 1 particle in 3 consecutive orbitals. The ground state density is constant, and equal to 1/3 in momentum space. Excitations of the system are fractional statistics particles whose total counting matches that of quasiholes in the Laughlin state based on the same generalized Pauli principle. The entanglement spectrum of the state has a clear entanglement gap which seems to remain finite in the thermodynamic limit. The levels below the gap exhibit counting identical to that of Laughlin 1/3 quasiholes. Both the 3 ground states and excited states exhibit spectral flow upon flux insertion. All the properties above disappear in the trivial state of the insulator - both the many-body energy gap and the entanglement gap close at the phase transition when the single-particle Hamiltonian goes from topologically nontrivial to topologically trivial. These facts clearly show that fractional many-body states are possible in topological insulators.
We investigate topological phase transitions in Chern insulators within three-band models, focusing on the empty band and lowest band populated by spinless fermions. We consider Lieb and kagome lattices and notice phase transitions driven by the hopping integral between nearest-neighbors, which leads to the change of the lowest band Chern number from C=1 to C=−1. In the single-particle picture, different phases are examined by investigating corresponding entanglement spectra and the evolution of the entanglement entropy. Entanglement spectra reveal the spectral flow characteristic of topologically nontrivial systems before and after phase transitions. For the lowest band with 1/3 filling, Fractional Chern insulator (FCI) phases are identified by examining the ground state momenta, the spectral flow, and counting of the entanglement energy levels below the gap in the entanglement spectrum. A quasilinear dependence of the entanglement entropy α(nA) term is observed for FCI phase, similarly to linear behavior expected for Laughlin phase in the fractional quantum Hall effect. At the topological phase transition, for both empty and partially filled lowest bands, the energy gap closure and a discontinuity in the entanglement entropy are observed. This coincides with the divergence of a standard deviation of the Berry curvature. We notice also a phase transition driven by the nearest-neighbor interaction in the Lieb lattice, where the many-body energy gap closes. The phase transitions are shown to be stable for an arbitrary system size, thus predicted to be present in the thermodynamic limit. While our calculations are performed for an interaction energy far exceeding the gap between the two lowest energy bands, we note that the higher band does not affect the phase transitions, however destabilizes FCI phases.
The energy and entanglement spectrum of fractionally filled interacting topological insulators exhibit a peculiar manifold of low-energy states separated by a gap from a high-energy set of spurious states. In the current paper, we show that in the case of fractionally filled Chern insulators, the topological information of the many-body state developing in the system resides in this low-energy manifold. We identify an emergent many-body translational symmetry which allows us to separate the states in quasidegenerate center-of-mass momentum sectors. Within one center-of-mass sector, the states can be further classified as eigenstates of an emergent (in the thermodynamic limit) set of many-body relative translation operators. We analytically establish a mapping between the two-dimensional Brillouin zone for the fractional quantum Hall effect on the torus and the one for the fractional Chern insulator. We show that the counting of quasidegenerate levels below the gap for the fractional Chern insulator should arise from a folding of the states in the fractional quantum Hall system at an identical filling factor. We show how to count and separate the excitations of the Laughlin, Moore-Read, and Read-Rezayi series in the fractional quantum Hall effect into two-dimensional Brillouin zone momentum sectors and then how to map these into the momentum sectors of the fractional Chern insulator. We numerically check our results by showing the emergent symmetry at work for Laughlin, Moore-Read, and Read-Rezayi states on the checkerboard model of a Chern insulator, thereby also showing, as a proof of principle, that non-Abelian fractional Chern insulators exist.
We analytically and numerically analyze the one-dimensional "thin-torus" limit of Fractional Topological Insulators in a series of simple models exhibiting exactly flat bands with local hopping. These models are the one-dimensional limit of two dimensional Chern Insulators, and the Hubbard-type interactions projected into their lowest band take particularly simple forms. By exactly solving the many-body interacting spectrum of these models, we show that, just like in the Fractional Quantum Hall effect, the zero modes of the thin-torus limit are CDW states of occupation numbers satisfying generalized Pauli principles. As opposed to the FQH where the thin-torus CDW appear in orbital space, in the thin-torus FCI states, the CDW states are in real-space. We show the counting of the quasihole excitations in the energy spectrum cannot distinguish between a CDW state and a FQH state. However, by exactly computing the entanglement spectrum for the thin-torus states, we show that it can qualitatively and quantitatively distinguish between a CDW and a fractional topological state such as the FCI. We then discover a previously unknown separation of energy scales of the full FQH energy spectrum in the thin torus limit and find that Chern insulator models exhibiting strong isotropic FCI states have a similar structure in their thin-torus limit spectrum. We close by numerically computing the evolution of energy and entanglement spectra from the thin-torus to the isotropic limit. Our results can also be interpreted as an analysis of one-body, 1-dimensional topological insulators stabilized by inversion symmetry in the presence of interactions.
A flat band with Chern number C = 0 , well isolated from the rest of Hilbert space by a gap much larger than interaction strength, is an unexpected context for fractional quantum Hall physics. In this work, we demonstrate the emergence of the fractional Chern insulator (FCI) states in such a trivial flat band using large-scale exact diagonalization and infinite density matrix renormalization group simulations. Hosted by an anisotropic lattice, this band has a sharp peak for the quantum geometry. At 1/3 hole filling, we find the unexpected FCI with 3-fold ground-state degeneracy and σ H = − 1 / 3 ( e 2 / h ) . The momentum-space carrier distribution shows that the quantum geometry peak tends to push the interacting holes away, toward other regions of the Brillouin zone with the nearly "ideal" quantum geometry, underlying the formation of the FCI in the C = 0 flat band. In comparison, we find only trivial ground states when the quantum geometry peak becomes less avoidable. Our work not only shows that FCl states could exist without the single-particle topology, relying on the more intrinsic quantum geometry, but also suggests a possibly generic scenario to explore FCIs in otherwise trivial flat bands.
We present a class of states with both topological and conventional Landau order that arise out of strongly interacting spinless fermions in fractionally filled and topologically nontrivial bands with Chern number C=±1. These quantum states show the features of fractional Chern insulators, such as fractional Hall conductivity and interchange of ground-state levels upon insertion of a magnetic flux. In addition, they exhibit charge order and a related additional trivial ground-state degeneracy. Band mixing and geometric frustration of the charge pattern place these lattice states markedly beyond a single-band description.
The integer quantum Hall state occurs when Landau levels are fully occupied by fermions, while the fractional quantum Hall state usually emerges when the Landau level is partially filled by strongly correlated fermions or bosons. Here, we report two fractional Chern insulating states of hard-core bosons in a multiband lattice model hosting topological flat bands with a high Chern number. The previously proposed $\ensuremath{\nu}=1/3$ fractional Chern insulating state inherited from the high Chern number C=2 of the lowest topological flat band is revisited by the infinite density matrix renormalization group algorithm. In particular, we numerically identify a bosonic 1/2-Laughlin-like fractional Chern insulating state at the integer fillings. We show two lower topological flat bands jointly generate an effective C=1 Chern band with half filling. Furthermore, we find a strictly particle-hole-like symmetry between the $\ensuremath{\nu}$ and $3\ensuremath{-}\ensuremath{\nu}$ filling in our model. These findings extend our understanding of quantum Hall states and offer a route to realize fractional states in the system with multibands and high Chern numbers.