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arXiv:1210.5797 · Physical Review Letters

Quasiuniversal Transient Behavior of a Nonequilibrium Mott Insulator Driven by an Electric Field

Karlis Mikelsons, James K. Freericks, H. R. Krishnamurthy

Published Dec 28, 2012• 11 citations
arXivHTMLPDF

Abstract

We use a self-consistent strong-coupling expansion for the self-energy (perturbation theory in the hopping) to describe the nonequilibrium dynamics of strongly correlated lattice fermions. We study the three-dimensional homogeneous Fermi-Hubbard model driven by an external electric field showing that the damping of the ensuing Bloch oscillations depends on the direction of the field and that for a broad range of field strengths a long-lived transient prethermalized state emerges. This long-lived transient regime implies that thermal equilibrium may be out of reach of the time scales accessible in present cold atom experiments but shows that an interesting new quasiuniversal transient state exists in nonequilibrium governed by a thermalized kinetic energy but not a thermalized potential energy. In addition, when the field strength is equal in magnitude to the interaction between atoms, the system undergoes a rapid thermalization, characterized by a different quasiuniversal behavior of the current and spectral function for different values of the hopping.

DOI
10.1103/physrevlett.109.260402

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We use a self-consistent strong-coupling expansion for the self-energy (perturbation theory in the hopping) to describe the nonequilibrium dynamics of strongly correlated lattice fermions. We study the three-dimensional homogeneous Fermi-Hubbard model driven by an external electric field showing that the damping of the ensuing Bloch oscillations depends on the direction of the field and that for a broad range of field strengths a long-lived transient prethermalized state emerges. This long-lived transient regime implies that thermal equilibrium may be out of reach of the time scales accessible in present cold atom experiments but shows that an interesting new quasiuniversal transient state exists in nonequilibrium governed by a thermalized kinetic energy but not a thermalized potential energy. In addition, when the field strength is equal in magnitude to the interaction between atoms, the system undergoes a rapid thermalization, characterized by a different quasiuniversal behavior of the current and spectral function for different values of the hopping.
Understanding strongly correlated systems driven out of equilibrium is a challenging task necessitating the simultaneous treatment of quantum mechanics, dynamical constraints, and strong interactions. A Mott insulator subjected to a uniform and static electric field is prototypical, raising key questions such as the fate of Bloch oscillations with increasing correlation strength, the approach to a steady-state DC transport regime and the role of dissipation in it, and electric-field-driven phase transitions. Despite tremendous efforts over the past decade employing various numerical and analytical approaches, the manner in which a nonequilibrium steady state gets established has remained an unresolved problem. We develop here an effective large-N\mathcal{N}N Keldysh field theory for studying nonequilibrium transport in a regular one-dimensional dissipative Mott insulator system subjected to a uniform electric field. Upon abruptly turning on the electric field (a quench), a transient oscillatory current response reminiscent of Bloch oscillations is found. In the regime of small tunneling conductance the amplitude of these oscillations, over a large time window, decreases as an inverse square power law in time, ultimately going over to an exponential decay beyond a large characteristic time ${\ensuremath{\tau}}_{d}$ that increases with N.\mathcal{N}.N. Such a relaxation to a steady-state DC response is absent in the dissipation-free Hubbard chain at half filling. The steady-state current at small fields is governed by large-distance cotunneling, a process absent in the equilibrium counterpart. The low-field DC current has a Landau-Zener-Schwinger form but qualitatively differs from the expression for pair-production probability for the dissipation-free counterpart. The breakdown of perturbation theory in the Mott phase possibly signals a nonequilibrium phase transition to a metallic phase. Our study sheds light on the approach of a driven, dissipative strongly correlated system to a nonequilibrium steady state and also provides a general analytic microscopic framework for understanding other nonequilibrium phenomena in these systems.
Nonequilibrium dynamical mean field theory and nonequilibrium self-consistent strong coupling expansion[1] are used to study the relaxation of correlated quantum systems driven out of equilibrium by DC electric fields[2]. Both the FalicovKimball and the Hubbard model are found to exhibit regimes of monotonic or oscillatory themalization as well as regimes where they evolve in a monotonic or oscillatory manner towards a non-thermal state. This suggests that driven quantum systems have a richer behavior than their quenched counterparts and that integrability does not play as critical a role. In the monotonic thermalization scenario, the system evolves through successive quasi-thermal states and it is possible to extrapolate its long time properties from its transient; bridging the gap between the transient and the steady state with very little computational cost. Furthermore, regardless of the relaxation scenario, it is interesting to ask how the particles are distributed as the system evolves in time. We will show that non-trivial parameter-dependent patterns are formed when the system is visualized in momentum space [3]. These features should be observable in current cold atom experiments.
We study the dynamics of the Fermi-Hubbard model driven by a time-periodic modulation of the interaction within nonequilibrium dynamical mean-field theory. For moderate interaction, we find clear evidence of thermalization to a genuine infinite-temperature state with no residual oscillations. Quite differently, in the strongly correlated regime, we find a quasistationary extremely long-lived state with oscillations synchronized with the drive (Floquet prethermalization). Remarkably, the nature of this state dramatically changes upon tuning the drive frequency. In particular, we show the existence of a critical frequency at which the system rapidly thermalizes despite the large interaction. We characterize this resonant thermalization and provide an analytical understanding in terms of a breakdown of the periodic Schrieffer-Wolff transformation.
We study the single-band Hubbard model in the presence of a large spatially uniform electric field out of equilibrium. Using the Keldysh nonequilibrium formalism, we solve the problem using perturbation theory in the Coulomb interaction UUU. We present numerical results for the charge current, the total energy of the system, and the double occupancy on an infinite-dimensional hypercubic lattice with nearest-neighbor hopping. The system is isolated from an external bath and is in the paramagnetic state. We show that an electric field pulse can drive the system to a steady nonequilibrium state, which does not evolve into a thermal state. We compare results obtained within second-order perturbation theory (SOPT), self-consistent SOPT, and iterated perturbation theory (IPT). We also discuss the importance of initial conditions for a system which is not coupled to an external bath.
We use nonequilibrium dynamical mean-field theory in combination with a recently implemented strong-coupling impurity solver to investigate the relaxation of a Mott insulator after a laser excitation with frequency comparable to the Hubbard gap. The time evolution of the double occupancy exhibits a crossover from a strongly damped transient at short times toward an exponential thermalization at long times. In the limit of strong interactions, the thermalization time is consistent with the exponentially small decay rate for artificially created doublons, which was measured in ultracold atomic gases. When the interaction is comparable to the bandwidth, however, the double occupancy thermalizes within a few times the inverse bandwidth along a rapid thermalization path in which the exponential tail is absent. Similar behavior can be observed in time-resolved photoemission spectroscopy. Our results show that a simple quasi-equilibrium description of the electronic state breaks down for pump-excited Mott insulators characterized by strong interactions.
We study the effect of spatially nonlocal correlations on the nonequilibrium dynamics of interacting fermions by constructing the nonequilibrium dynamical cluster theory, a cluster generalization of the nonequilibrium dynamical mean-field theory (DMFT). The formalism is applied to interaction quenches in the Hubbard model in one and two dimensions, and the results are compared with data from single-site DMFT, the time-dependent density matrix renormalization group, and lattice perturbation theory. Both in one and two dimensions the double occupancy quickly thermalizes, while the momentum distribution relaxes only on much longer time scales. For the two-dimensional square lattice we find a strongly momentum-dependent evolution of the momentum distribution around the Fermi energy, with a much faster relaxation near the momenta $(0,\ensuremath{\pi})$ and $(\ensuremath{\pi},0)$ than near $(\ensuremath{\pi}/2,\ensuremath{\pi}/2)$. This result is interpreted as reflecting the momentum-anisotropic quasiparticle lifetime of the marginal Fermi liquid. The method is further applied to the two-dimensional Hubbard model driven by a dc electric field, where the damping of the Bloch oscillation of the current is found to be less effective than predicted by DMFT and lattice perturbation theory.