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arXiv:1808.07064 · Physical review. B./Physical review. B

Keldysh field theory of a driven dissipative Mott insulator: Nonequilibrium response and phase transitions

S. G. Sankar, Vikram Tripathi

Published Jun 7, 2019• 8 citations
arXivHTMLPDF

Abstract

Understanding strongly correlated systems driven out of equilibrium is a challenging task necessitating the simultaneous treatment of quantum mechanics, dynamical constraints, and strong interactions. A Mott insulator subjected to a uniform and static electric field is prototypical, raising key questions such as the fate of Bloch oscillations with increasing correlation strength, the approach to a steady-state DC transport regime and the role of dissipation in it, and electric-field-driven phase transitions. Despite tremendous efforts over the past decade employing various numerical and analytical approaches, the manner in which a nonequilibrium steady state gets established has remained an unresolved problem. We develop here an effective large-$\mathcal{N}$ Keldysh field theory for studying nonequilibrium transport in a regular one-dimensional dissipative Mott insulator system subjected to a uniform electric field. Upon abruptly turning on the electric field (a quench), a transient oscillatory current response reminiscent of Bloch oscillations is found. In the regime of small tunneling conductance the amplitude of these oscillations, over a large time window, decreases as an inverse square power law in time, ultimately going over to an exponential decay beyond a large characteristic time ${\ensuremath{\tau}}_{d}$ that increases with $\mathcal{N}.$ Such a relaxation to a steady-state DC response is absent in the dissipation-free Hubbard chain at half filling. The steady-state current at small fields is governed by large-distance cotunneling, a process absent in the equilibrium counterpart. The low-field DC current has a Landau-Zener-Schwinger form but qualitatively differs from the expression for pair-production probability for the dissipation-free counterpart. The breakdown of perturbation theory in the Mott phase possibly signals a nonequilibrium phase transition to a metallic phase. Our study sheds light on the approach of a driven, dissipative strongly correlated system to a nonequilibrium steady state and also provides a general analytic microscopic framework for understanding other nonequilibrium phenomena in these systems.

DOI
10.1103/physrevb.99.245113

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Understanding strongly correlated systems driven out of equilibrium is a challenging task necessitating the simultaneous treatment of quantum mechanics, dynamical constraints, and strong interactions. A Mott insulator subjected to a uniform and static electric field is prototypical, raising key questions such as the fate of Bloch oscillations with increasing correlation strength, the approach to a steady-state DC transport regime and the role of dissipation in it, and electric-field-driven phase transitions. Despite tremendous efforts over the past decade employing various numerical and analytical approaches, the manner in which a nonequilibrium steady state gets established has remained an unresolved problem. We develop here an effective large-N\mathcal{N}N Keldysh field theory for studying nonequilibrium transport in a regular one-dimensional dissipative Mott insulator system subjected to a uniform electric field. Upon abruptly turning on the electric field (a quench), a transient oscillatory current response reminiscent of Bloch oscillations is found. In the regime of small tunneling conductance the amplitude of these oscillations, over a large time window, decreases as an inverse square power law in time, ultimately going over to an exponential decay beyond a large characteristic time \ensuremathτd{\ensuremath{\tau}}_{d}\ensuremathτd​ that increases with N.\mathcal{N}.N. Such a relaxation to a steady-state DC response is absent in the dissipation-free Hubbard chain at half filling. The steady-state current at small fields is governed by large-distance cotunneling, a process absent in the equilibrium counterpart. The low-field DC current has a Landau-Zener-Schwinger form but qualitatively differs from the expression for pair-production probability for the dissipation-free counterpart. The breakdown of perturbation theory in the Mott phase possibly signals a nonequilibrium phase transition to a metallic phase. Our study sheds light on the approach of a driven, dissipative strongly correlated system to a nonequilibrium steady state and also provides a general analytic microscopic framework for understanding other nonequilibrium phenomena in these systems.
Dynamical mean-field theory is generalized to solve the nonequilibrium Keldysh boundary problem: a system is started in equilibrium at a temperature T=0.1T=0.1T=0.1, a uniform electric field is turned on at t=0t=0t=0, and the system is monitored as it approaches the steady state. The focus here is on the Bloch oscillations of the current and how they decay after their initial appearance near t=0t=0t=0. The system is evolved out to the longest time allowed by our computational resources---in most cases we are unable to reach the steady state. The strongly correlated material is modeled by the spinless Falicov-Kimball model at half-filling on a hypercubic lattice in $d=\ensuremath{\infty}$ dimensions, which has a Mott-like metal-insulator transition at U=2U=\sqrt{2}U=2​. The computational algorithm employed is highly efficient, parallelizes well, and scales to thousands of processors. For strong fields, we find beats develop with a period of $2\ensuremath{\pi}∕U$, while for strong interactions, the Bloch oscillations are sharply damped and become quite irregular in time.
Novel physics arises when strongly correlated system is driven out of equilibrium by external fields. Dramatic changes in physical properties, such as conductivity, are empirically observed in strongly correlated materials under high electric field. In particular, electric-field driven metal-insulator transitions are well-known as the resistive switching effect in a variety of materials, such as VO2_22​, V2_22​O3_33​ and other transition metal oxides. To satisfactorily explain both the phenomenology and its underlying mechanism, it is required to model microscopically the out-of-equilibrium dissipative lattice system of interacting electrons. In this thesis, we developed a systematic method of modeling non-equilibrium steady states for dissipative lattice systems by means of Non-equilibrium Green's function and Dynamical Mean Field Theory. We firstly establish a "minimum model" to formulate the strong-field transport in non-interacting dissipative electron lattice. This model is exactly soluble and convenient for discussing energy dissipation and steady-state properties. The formalism is then combined with Dynamical Mean Field Theory to provide a systematic framework describing the nonequilibrium steady-state of correlated materials. We use the formalism to study the strong-field transport properties of correlated materials, Mott insulators and Dirac electrons in graphene. We concentrate on the microscopic description of resistive switching. Of particular interest is the filament formation during the dynamical phase transition, which has been interpreted as a result of the delicate interplay between dissipation and Mott physics. We will also examine IVIVIV characteristics and particularly the current saturation of Dirac electrons in graphene. The arXiv version has been updated with minor modifications and corrections.
We study the spectral and transport properties of a Mott insulator driven by a static electric field into a nonequilibrium steady state. For the dissipation, we consider two mechanisms: wide band fermion reservoirs and phonons included within the Migdal approximation. The electron correlations are treated via nonequilibrium dynamical mean field theory with an impurity solver suitable for strong correlations. We find that dissipation via phonons is limited to restricted ranges of field values around Wannier-Stark resonances. To cover the full range of field strengths, we allow for a small coupling with fermionic baths, which stabilizes the solution. When considering both dissipation mechanisms, we find that phonons enhance the current for field strengths close to half of the gap while lowering it at the gap resonance as compared to the purely electronic dissipation used by Murakami and Werner [Murakami and Werner, Phys. Rev. B 98, 075102 (2018)]. Once phonons are the only dissipation mechanism, the current in the metallic phase is almost one order of magnitude smaller than the typical values obtained by coupling to a fermionic bath. In this case, the transport regime is characterized by an accumulation of charge in the upper Hubbard band described by two effective chemical potentials.
In this work, we explore the possibility of emergent nonequilibrium steady states arising from the electric-field-driven Mott insulator via the Keldysh-Floquet dynamical mean-field theory (DMFT), which can determine the fully interacting, nonequilibrium steady-state Green's functions with the noninteracting counterparts as an input to the DMFT self-consistency loop. Unlike the retarded component, obtaining the lesser Green's function for the noninteracting system presents an important obstacle since the thermalization of the noninteracting system still requires a precise understanding of the dissipation mechanism. A crucial breakthrough in this work is that the noninteracting lesser Green's function can be determined in terms of the Wannier-Stark ladder (WSL) eigenstates, which are thermalized via the standard canonical ensemble according to the Markovian quantum master equation. As a result, it is shown that the intricate interplay between strong correlation and large electric field can generate a sequence of two dielectric breakdowns with the first induced by a coherent reconstruction of the midgap state within the Mott gap and the second by an incoherent tunneling through the biased Hubbard bands. It is predicted that the reconstructed midgap state generates its own emergent WSL structure with a reduced effective electric field. The two dielectric breakdowns are mediated by a reentrant insulating phase, which is characterized by the population inversion, causing instability toward inhomogeneous current density states at weak electron-impurity scattering.
We calculate the nonequilibrium electronic transport properties of a one-dimensional interacting chain at half filling, coupled to noninteracting leads. The interacting chain is initially in a Mott insulator state that is driven out of equilibrium by applying a strong bias voltage between the leads. For bias voltages above a certain threshold we observe the breakdown of the Mott insulator state and the establishment of a steady-state electronic current through the system. Based on extensive time-dependent density-matrix renormalization-group simulations, we show that this steady-state current always has the same functional dependence on voltage, independent of the microscopic details of the model and we relate the value of the threshold to the Lieb-Wu gap. We frame our results in terms of the Landau-Zener dielectric breakdown picture. Finally, we also discuss the real-time evolution of the current, and characterize the current-carrying state resulting from the breakdown of the Mott insulator by computing the double occupancy, the spin structure factor, and the entanglement entropy.
We use a self-consistent strong-coupling expansion for the self-energy (perturbation theory in the hopping) to describe the nonequilibrium dynamics of strongly correlated lattice fermions. We study the three-dimensional homogeneous Fermi-Hubbard model driven by an external electric field showing that the damping of the ensuing Bloch oscillations depends on the direction of the field and that for a broad range of field strengths a long-lived transient prethermalized state emerges. This long-lived transient regime implies that thermal equilibrium may be out of reach of the time scales accessible in present cold atom experiments but shows that an interesting new quasiuniversal transient state exists in nonequilibrium governed by a thermalized kinetic energy but not a thermalized potential energy. In addition, when the field strength is equal in magnitude to the interaction between atoms, the system undergoes a rapid thermalization, characterized by a different quasiuniversal behavior of the current and spectral function for different values of the hopping.