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arXiv:1205.2213 · Physical Review B

Fermi liquid approach to the quantum RC circuit: Renormalization group analysis of the Anderson and Coulomb blockade models

Michele Filippone, Christophe Mora

Published Sep 12, 2012• 27 citations
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Abstract

We formulate a general approach for studying the low-frequency response of an interacting quantum dot connected to leads in the presence of oscillating gate voltages. The energy dissipated is characterized by the charge relaxation resistance, which under the loose assumption of Fermi liquid behavior at low energy, is shown to depend only on static charge susceptibilities. The predictions of the scattering theory are recovered in the noninteracting limit while the effect of interactions is simply to replace densities of states by charge susceptibilities in formulas. In order to substantiate the Fermi liquid picture in the case of a quantum $RC$ geometry, we apply a renormalization group analysis and derive the low-energy Hamiltonian for two specific models: the Anderson and the Coulomb blockade models. The Anderson model is shown, using a field theoretical approach based on Barnes slave bosons, to map onto the Kondo model. We recover the well-known expression of the Kondo temperature for the asymmetric Anderson model and compute the charge susceptibility. The Barnes slave bosons are extended to the Coulomb blockade model where the renormalization-group analysis can be carried out perturbatively up to zero energy. All calculations agree with the Fermi liquid nature of the low-energy fixed point and satisfy the Friedel sum rule.

DOI
10.1103/physrevb.86.125311

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We formulate a general approach for studying the low-frequency response of an interacting quantum dot connected to leads in the presence of oscillating gate voltages. The energy dissipated is characterized by the charge relaxation resistance, which under the loose assumption of Fermi liquid behavior at low energy, is shown to depend only on static charge susceptibilities. The predictions of the scattering theory are recovered in the noninteracting limit while the effect of interactions is simply to replace densities of states by charge susceptibilities in formulas. In order to substantiate the Fermi liquid picture in the case of a quantum RCRCRC geometry, we apply a renormalization group analysis and derive the low-energy Hamiltonian for two specific models: the Anderson and the Coulomb blockade models. The Anderson model is shown, using a field theoretical approach based on Barnes slave bosons, to map onto the Kondo model. We recover the well-known expression of the Kondo temperature for the asymmetric Anderson model and compute the charge susceptibility. The Barnes slave bosons are extended to the Coulomb blockade model where the renormalization-group analysis can be carried out perturbatively up to zero energy. All calculations agree with the Fermi liquid nature of the low-energy fixed point and satisfy the Friedel sum rule.
We study the Anderson model as a description of the quantum RCRCRC circuit for spin-1/21/21/2 electrons and a single level connected to a single lead. Our analysis relies on the Fermi liquid nature of the ground state, which fixes the form of the low-energy effective model. The constants of this effective model are extracted from a numerical solution of the Bethe ansatz equations for the Anderson model. They allow us to compute the charge relaxation resistance Rq{R}_{q}Rq​ in different parameter regimes. In the Kondo region, the peak in Rq{R}_{q}Rq​ as a function of the magnetic field is recovered and proven to be in quantitative agreement with previous numerical renormalization group results. In the valence-fluctuation region, the peak in Rq{R}_{q}Rq​ is shown to persist, with a maximum value of h/2e2h/2{e}^{2}h/2e2, and an analytical expression is obtained using perturbation theory. We extend our analysis to the SU(4) Anderson model where we also derive the existence of a giant peak in the charge relaxation resistance.
We investigate the dynamical charge response of the Anderson model viewed as a quantum RC circuit. Applying a low-energy effective Fermi liquid theory, a generalized Korringa-Shiba formula is derived at zero temperature, and the charge relaxation resistance is expressed solely in terms of static susceptibilities which are accessible by Bethe ansatz. We identify a giant charge relaxation resistance at intermediate magnetic fields related to the destruction of the Kondo singlet. The scaling properties of this peak are computed analytically in the Kondo regime. We also show that the resistance peak fades away at the particle-hole symmetric point.
We generalize Nozi\`eres' Fermi-liquid theory for the low-energy behavior of the Kondo model to that of the single-impurity Anderson model. In addition to the electrons' phase shift at the Fermi energy, the low-energy Fermi-liquid theory is characterized by four Fermi-liquid parameters: the two given by Nozi\`eres that enter to first order in the excitation energy, and two additional ones that enter to second order and are needed away from particle-hole symmetry. We express all four parameters in terms of zero-temperature physical observables, namely the local charge and spin susceptibilities and their derivatives with respect to the local level position. We determine these in terms of the bare parameters of the Anderson model using Bethe ansatz and numerical renormalization group (NRG) calculations. Our low-energy Fermi-liquid theory applies throughout the crossover from the strong-coupling Kondo regime via the mixed-valence regime to the empty-orbital regime. From the Fermi-liquid theory, we determine the conductance through a quantum dot symmetrically coupled to two leads in the regime of small magnetic field, low temperature, and small bias voltage, and compute the coefficients of the $\ensuremath{\sim}{B}^{2}, \ensuremath{\sim}{T}^{2}$, and $\ensuremath{\sim}{V}^{2}$ terms exactly in terms of the Fermi-liquid parameters. The coefficients of T2,V2{T}^{2}, {V}^{2}T2,V2, and B2{B}^{2}B2 are found to change sign during the Kondo to empty-orbital crossover. The crossover becomes universal in the limit that the local interaction is much larger than the level width. For completeness, we also compute the shot noise and discuss the resulting Fano factor.
We give a Hamiltonian-based interpretation of microscopic Fermi liquid theory within a renormalization group framework. The Fermi liquid fixed-point Hamiltonian with its leading-order corrections is identified and we show that the mean field calculations for this model correspond to the Landau phenomenological approach. This is illustrated first of all for the Kondo and Anderson models of magnetic impurities which display Fermi liquid behaviour at low temperatures. We then show how these results can be deduced by a reorganization of perturbation theory, in close parallel to that for the renormalized φ4 field theory. The Fermi liquid results follow from the two lowest order diagrams of the renormalized perturbation expansion. The calculations for the impurity models are simpler than for the general case because the self-energy depends on frequency only. We show, however, that a similar renormalized expansion can be derived also for the case of a translationally invariant system. The parameters specifying the Fermi liquid fixed-point Hamiltonian are related to the renormalized vertices appearing in the perturbation theory. The collective zero sound modes appear in the quasiparticle-quasihole ladder sum of the renormalized perturbation expansion. The renormalized perturbation expansion can in principle be used beyond the Fermi liquid regime to higher temperatures. This approach should be particularly useful for heavy fermions and other strongly correlated electron systems, where the renormalization of the single-particle excitations are particularly large. We briefly look at the breakdown of Fermi liquid theory from a renormalized perturbation theory point of view. We show how a modified version of the approach can be used in some situations, such as the spinless Luttinger model, where Fermi liquid theory is not applicable. Other examples of systems where the Fermi liquid theory breaks down are also briefly discussed.
Using different techniques, and Fermi-liquid relationships, we calculate the variation with the applied magnetic field (up to second order) of the zero-temperature equilibrium conductance through a quantum dot described by the impurity Anderson model. We focus on the strong-coupling limit $U\ensuremath{\gg}\mathrm{\ensuremath{\Delta}}$, where UUU is the Coulomb repulsion and $\mathrm{\ensuremath{\Delta}}$ is half the resonant-level width, and consider several values of the dot level energy Ed{E}_{d}Ed​, ranging from the Kondo regime ${\ensuremath{\epsilon}}_{F}\ensuremath{-}{E}_{d}\ensuremath{\gg}\mathrm{\ensuremath{\Delta}}$ to the intermediate-valence regime ${\ensuremath{\epsilon}}_{F}\ensuremath{-}{E}_{d}\ensuremath{\sim}\mathrm{\ensuremath{\Delta}}$, where ${\ensuremath{\epsilon}}_{F}$ is the Fermi energy. We have mainly used the density-matrix renormalization group (DMRG) and the numerical renormalization group (NRG) combined with renormalized perturbation theory (RPT). Results for the dot occupancy and magnetic susceptibility from the DMRG and NRG+RPT\mathrm{NRG}+\mathrm{RPT}NRG+RPT are compared with the corresponding Bethe ansatz results for $U\ensuremath{\rightarrow}\ensuremath{\infty}$, showing an excellent agreement once Ed{E}_{d}Ed​ is renormalized by a constant Haldane shift. For $U<3\mathrm{\ensuremath{\Delta}}$ a simple perturbative approach in UUU agrees very well with the other methods. The conductance decreases with the applied magnetic field for dot occupancies ${n}_{d}\ensuremath{\sim}1$ and increases for ${n}_{d}\ensuremath{\sim}0.5$ or ${n}_{d}\ensuremath{\sim}1.5$ regardless of the value of UUU. We also relate the energy scale for the magnetic-field dependence of the conductance with the width of the low-energy peak in the spectral density of the dot.
In this report, we describe a recent development in a Fermi liquid theory for the Kondo effect in quantum dots under a finite bias voltage VVV. Applying the microscopic theory of Yamada and Yosida to a nonequilibrium steady state, we derive the Ward identities for the Keldysh Green's function, and determine the low-energy behavior of the differential conductance dI/dVdI/dVdI/dV exactly up to terms of order (eV)2(eV)^2(eV)2 for the symmetric Anderson model. These results are deduced from the fact that the Green's function at the impurity site is a functional of a nonequilibrium distribution feff(ω)f_{\text{eff}}(ω)feff​(ω), which at eV=0eV=0eV=0 coincides with the Fermi function. Furthermore, we provide an alternative description of the low-energy properties using a renormalized perturbation theory (RPT). In the nonequilibrium state the unperturbed part of the RPT is determined by the renormalized free quasiparticles, the distribution function of which is given by feff(ω)f_{\text{eff}}(ω)feff​(ω). The residual interaction between the quasiparticles U~\widetilde{U}U, which is defined by the full vertex part at zero frequencies, is taken into account by an expansion in the power series of U~\widetilde{U}U. We also discuss the application of the RPT to a high-bias region beyond the Fermi-liquid regime.