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arXiv:0902.0927 · Physical Review Letters

Dynamical Typicality of Quantum Expectation Values

Christian Bartsch, Jochen Gemmer B

Published Mar 19, 2009• 182 citations
arXivHTMLPDF

Abstract

We show that the vast majority of all pure states featuring a common expectation value of some generic observable at a given time will yield very similar expectation values of the same observable at any later time. This is meant to apply to Schrödinger type dynamics in high dimensional Hilbert spaces. As a consequence individual dynamics of expectation values are then typically well described by the ensemble average. Our approach is based on the Hilbert space average method. We support the analytical investigations with numerics obtained by exact diagonalization of the full time-dependent Schrödinger equation for some pertinent, abstract Hamiltonian model. Furthermore, we discuss the implications for the applicability of projection operator methods with respect to initial states, as well as for irreversibility in general.

DOI
10.1103/physrevlett.102.110403

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We show that the vast majority of all pure states featuring a common expectation value of some generic observable at a given time will yield very similar expectation values of the same observable at any later time. This is meant to apply to Schrödinger type dynamics in high dimensional Hilbert spaces. As a consequence individual dynamics of expectation values are then typically well described by the ensemble average. Our approach is based on the Hilbert space average method. We support the analytical investigations with numerics obtained by exact diagonalization of the full time-dependent Schrödinger equation for some pertinent, abstract Hamiltonian model. Furthermore, we discuss the implications for the applicability of projection operator methods with respect to initial states, as well as for irreversibility in general.
Dynamical typicality refers to the property that two pure states, which initially exhibit (almost) the same expectation value for some given observable A, are very likely to exhibit also very similar expectation values when evolving in time according to the pertinent Schrödinger equation. We unify and generalize a variety of previous findings of this type for sufficiently high-dimensional quantum mechanical model systems. Particular emphasis is put on the necessary and sufficient conditions, which the initial expectation value and the spectrum of A have to fulfill.
Abstract Typicality is a well-established and very general property of quantum many-body systems, referring to the phenomenon that the expectation values of any given observable are practically indistinguishable for the overwhelming majority of all pure states (normalized vectors) in a sufficiently high-dimensional Hilbert (sub-)space. Here, we provide very simple and general arguments that analogous typicality properties of pure states (phase space points) in classical many-body systems are still expected to hold true for macroscopic observables, but not any more for microscopic (few-body) observables.
Recently, the possibility of investigating single molecule, or single spin observables, as well as the necessity of a better understanding of the mechanisms underlying quantum dynamics in order to obtain nanoscale devices and nanostructered materials suitable for quantum computing tasks, have revived the interest in foundational aspects of quantum statistical mechanics. This thesis aims to give a contribution to this field by re-considering the statistical characterization of a quantum system at the light of some paradigmatic changes in our understanding of quantum theory which have taken place in the last two decades. In particular the impressive development of quantum information theory has changed the perceptions of quantum entanglement: for a long time it has been considered a somewhat paradoxical property of the matter at the atomic scale, but now it is regarded as an essential and ubiquitous phenomenon whose consequences are affecting the very macroscopic world that we experience. Still the decoherence program has brought out the importance of considering a quantum system together with its environment in order to clarify some key aspects of quantum dynamics. Thus, we start from the idea that quantum correlations are ubiquitous and somewhat uncontrollable in systems with many degrees of freedom which are typically considered in statistical mechanics. As a consequence we assume the standpoint that quantum statistical mechanics has not to be based on the underlying idea of a collection of many, independent quantum systems but rather it has to emerge at the level of a global wavefunction (pure state) which describes the system as well as its environment as a whole. In order to investigate the consequences of these assumptions we study the equilibrium distribution of an isolated quantum system. This is defined, in analogy with the ergodic foundations of classical statistical mechanics, on the basis of the time evolution of the quantum state. Then, we study the emergence of thermodynamic properties in a quantum system by studying the probability distribution of some function of interests, as the entropy and the equilibrium state of a subsystem, on Ensembles of Pure States. Such a probability distribution is derived from the geometry of the Hilbert space, and the theoretical tools suitable for its characterization are developed. On the one hand we perform a numerical sampling of the ensemble distributions by employing Monte Carlo techniques, on the other hand simpler analytical approximation of the geometrical distributions are derived by means of a maximum entropy principle. Model systems composed of an ensemble of spins are chosen to illustrate the salient features which emerge from the developed theoretical framework: the main point is that the Ensemble Distributions of “thermodynamic observables” (entropy or equilibrium state of a subsystem) are sharply peaked around a typical value. From the analysis it emerges that each of the overwhelming majority of the wavefunctions which has appreciable weight in the considered ensemble, is characterized by the same value of the “macroscopic” functions. This is a striking evidence of the “typicality” of these properties. In the essence, our impossibility to know the state of the system in detail does not matter, just for the remarkable fact that almost all quantum states behave essentially in the same way. By virtue of this typicality the study of the behaviour of the typical values of the thermodynamic function become meaningful. Notably, under certain conditions, one recovers the results of standard statistical mechanics, that is, the equilibrium average of the state of a subsystem can be cast in the Boltzmann canonical form at the temperature given by the usual thermodynamical relation . In the second part of the thesis we consider the dynamical aspects of the equilibrium state of a subsystem interacting with its environment. The fluctuations around the equilibrium average critically depends on the entanglement between the system and the environment and on the form of the interaction Hamiltonian. The connection between the dynamics of the fluctuations of an observable at the equilibrium and the relaxation toward the equilibrium from a “non typical” initial value is also investigated with the aid of simple model systems. The study presented in this thesis was partly motivated by a critical analysis of the statistical methods available for the theoretical modelling of magnetic resonance experiments. One of these, the Stochastic Liouville Equation, has been employed in a work completed during the first year of my Ph.D. program in order to interpret some feature of a two dimensional electron spin resonance experiment, [Fresch B., Frezzato D., Moro G. J., Kothe G., Freed J. H.; J. Phys. Chem. B., 110, 24238, (2006)].
Abstract We consider a closed macroscopic quantum system in a pure state ψt\psi _tψt​ ψ t evolving unitarily and take for granted that different macro states correspond to mutually orthogonal subspaces Hν{\mathcal {H}}_\nu Hν​ H ν (macro spaces) of Hilbert space, each of which has large dimension. We extend previous work on the question what the evolution of ψt\psi _tψt​ ψ t looks like macroscopically, specifically on how much of ψt\psi _tψt​ ψ t lies in each Hν{\mathcal {H}}_\nu Hν​ H ν . Previous bounds concerned the absolute error for typical ψ0\psi _0ψ0​ ψ 0 and/or t and are valid for arbitrary Hamiltonians H; now, we provide bounds on the relative error, which means much tighter bounds, with probability close to 1 by modeling H as a random matrix, more precisely as a random band matrix (i.e., where only entries near the main diagonal are significantly nonzero) in a basis aligned with the macro spaces. We exploit particularly that the eigenvectors of H are delocalized in this basis. Our main mathematical results confirm the two phenomena of generalized normal typicality (a type of long-time behavior) and dynamical typicality (a type of similarity within the ensemble of ψ0\psi _0ψ0​ ψ 0 from an initial macro space). They are based on an extension we prove of a no-gaps delocalization result for random matrices by Rudelson and Vershynin (Geom Funct Anal 26:1716–1776, 2016).
Our point of departure are the unitary dynamics of closed quantum systems as generated from the Schrödinger equation. We focus on a class of quantum models that typically exhibit roughly exponential relaxation of some observable within this framework. Furthermore, we focus on pure state evolutions. An entropy in accord with Jaynes principle is defined on the basis of the quantum expectation value of the above observable. It is demonstrated that the resulting deterministic entropy dynamics are in a sense in accord with a transient fluctuation theorem. Moreover, we demonstrate that the dynamics of the expectation value are describable in terms of an Ornstein-Uhlenbeck process. These findings are demonstrated numerically and supported by analytical considerations based on quantum typicality.
We show that typicality holds for a class of nonequilibrium systems, i.e., nonequilibrium steady states (NESSs): almost all the pure states properly sampled from a certain Hilbert space well represent a NESS and characterize its intrinsic thermal nature. We clarify the relevant Hilbert space from which the pure states are to be sampled, and construct practically all the typical pure NESSs. The scattering approach leads us to the natural extension of the typicality for equilibrium systems. Each pure NESS correctly yields the expectation values of observables given by the standard ensemble approach. It means that we can calculate the expectation values in a NESS with only a single pure NESS. We provide an explicit construction of the typical pure NESS for a model with two reservoirs, and see that it correctly reproduces the Landauer-type formula for the current flowing steadily between the reservoirs.