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arXiv:1404.3359 · Europhysics Letters (EPL)

Typical pure nonequilibrium steady states

Takaaki Monnai, Kazuya Yuasa

Published Aug 1, 2014• 7 citations
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Abstract

We show that typicality holds for a class of nonequilibrium systems, i.e., nonequilibrium steady states (NESSs): almost all the pure states properly sampled from a certain Hilbert space well represent a NESS and characterize its intrinsic thermal nature. We clarify the relevant Hilbert space from which the pure states are to be sampled, and construct practically all the typical pure NESSs. The scattering approach leads us to the natural extension of the typicality for equilibrium systems. Each pure NESS correctly yields the expectation values of observables given by the standard ensemble approach. It means that we can calculate the expectation values in a NESS with only a single pure NESS. We provide an explicit construction of the typical pure NESS for a model with two reservoirs, and see that it correctly reproduces the Landauer-type formula for the current flowing steadily between the reservoirs.

DOI
10.1209/0295-5075/107/40006

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We show that typicality holds for a class of nonequilibrium systems, i.e., nonequilibrium steady states (NESSs): almost all the pure states properly sampled from a certain Hilbert space well represent a NESS and characterize its intrinsic thermal nature. We clarify the relevant Hilbert space from which the pure states are to be sampled, and construct practically all the typical pure NESSs. The scattering approach leads us to the natural extension of the typicality for equilibrium systems. Each pure NESS correctly yields the expectation values of observables given by the standard ensemble approach. It means that we can calculate the expectation values in a NESS with only a single pure NESS. We provide an explicit construction of the typical pure NESS for a model with two reservoirs, and see that it correctly reproduces the Landauer-type formula for the current flowing steadily between the reservoirs.
It is known that each single typical pure state in an energy shell of a large isolated quantum system well represents a thermal equilibrium state of the system. We show that such typicality holds also for nonequilibrium steady states (NESS's). We consider a small quantum system coupled to multiple infinite reservoirs. In the long run, the total system reaches a unique NESS. We identify a large Hilbert space from which pure states of the system are to be sampled randomly and show that the typical pure states well describe the NESS. We also point out that the irreversible relaxation to the unique NESS is important to the typicality of the pure NESS's.
We study the nonequilibrium steady state (NESS) in a quantum system in contact with two heat baths at different temperatures. We use a time-independent perturbative expansion with respect to the coupling with the two heat baths to obtain the density matrix for the NESS. In particular, we show an explicit representation of the density matrix for the reflection symmetric and weakly nonequilibrium case. We also calculate the expectation value of the energy current and show that the Kubo formula holds in this case.
The fluctuations of macroscopic observables in quantum systems which are in a nonequilibrium steady state are studied rigorously in the thermodynamic limit. In particular, the nonequilibrium steady state (NESS) of a quantum spin system that is composed of two infinite reservoirs at different temperatures coupled in a bounded region is considered. Under suitable assumptions on the interaction and the asymptotics of the fluctuations, a nonequilibrium central limit theorem for the fluctuations of the NESS expectation value of the empirical average of observables is proven by showing the analyticity of the corresponding moment generating function in a neighbourhood of the origin using the cluster expansion method. Furthermore, the large deviation principle is proven for a class of observables by establishing the existence and differentiability of the corresponding moment generating function.
We show that it is possible to calculate equilibrium expectation values of many-body correlated quantities such as the characteristic functions and probability distributions with the use of only a single typical pure state. It also means that we can apply the pure state approach to Heisenberg operators and their spectral fluctuation, and hence to nonequilibrium processes starting from equilibrium. In particular, we can accurately analyze the full statistics of entropy production in nonequilibrium mesoscopic systems. In this way, we can access the full information on higher-order fluctuations in the large deviation regime far from equilibrium.
We extend the notion of the eigenstate thermalization hypothesis (ETH) to open quantum systems governed by the Gorini-Kossakowski-Lindblad-Sudarshan (GKLS) master equation. We present evidence that the eigenstates of nonequilibrium steady-state (NESS) density matrices obey a generalization of ETH in boundary-driven systems when the bulk Hamiltonian is nonintegrable, just as eigenstates of Gibbs density matrices are conjectured to do in equilibrium. This generalized ETH, which we call NESS ETH, can be used to obtain representative pure states that reproduce the expectation values of few-body operators in the NESS. The density matrices of these representative pure states can be further interpreted as weak solutions of the GKLS master equation. Additionally, we explore the validity and breakdown of NESS-ETH in the presence of symmetries, integrability, and many-body localization in the bulk Hamiltonian.