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arXiv:1112.5292 · Europhysics Letters (EPL)

Transient fluctuation theorem in closed quantum systems

C. Bartsch, Jochen Gemmer B

Published Dec 1, 2011• 15 citations
arXivHTMLPDF

Abstract

Our point of departure are the unitary dynamics of closed quantum systems as generated from the Schrödinger equation. We focus on a class of quantum models that typically exhibit roughly exponential relaxation of some observable within this framework. Furthermore, we focus on pure state evolutions. An entropy in accord with Jaynes principle is defined on the basis of the quantum expectation value of the above observable. It is demonstrated that the resulting deterministic entropy dynamics are in a sense in accord with a transient fluctuation theorem. Moreover, we demonstrate that the dynamics of the expectation value are describable in terms of an Ornstein-Uhlenbeck process. These findings are demonstrated numerically and supported by analytical considerations based on quantum typicality.

DOI
10.1209/0295-5075/96/60008

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Our point of departure are the unitary dynamics of closed quantum systems as generated from the Schrödinger equation. We focus on a class of quantum models that typically exhibit roughly exponential relaxation of some observable within this framework. Furthermore, we focus on pure state evolutions. An entropy in accord with Jaynes principle is defined on the basis of the quantum expectation value of the above observable. It is demonstrated that the resulting deterministic entropy dynamics are in a sense in accord with a transient fluctuation theorem. Moreover, we demonstrate that the dynamics of the expectation value are describable in terms of an Ornstein-Uhlenbeck process. These findings are demonstrated numerically and supported by analytical considerations based on quantum typicality.
We analytically describe the decay to equilibrium of generic observables of a nonintegrable system after a perturbation in the form of a random matrix. We further obtain an analytic form for the time-averaged fluctuations of an observable in terms of the rate of decay to equilibrium. Our result shows the emergence of a fluctuation-dissipation theorem corresponding to a classical Brownian process, specifically, the Ornstein-Uhlenbeck process. Our predictions can be tested in quantum simulation experiments, thus helping to bridge the gap between theoretical and experimental research in quantum thermalization. We test our analytic results by exact numerical experiments in a spin chain. We argue that our fluctuation-dissipation relation can be used to measure the density of states involved in the nonequilibrium dynamics of an isolated quantum system.
We construct a complete set of Wannier functions that are localized at both given positions and momenta. This allows us to introduce the quantum phase space, onto which a quantum pure state can be mapped unitarily. Using its probability distribution in quantum phase space, we define an entropy for a quantum pure state. We prove an inequality regarding the long-time behavior of our entropy's fluctuation. For a typical initial state, this inequality indicates that our entropy can relax dynamically to a maximized value and stay there most of time with small fluctuations. This result echoes the quantum H theorem proved by von Neumann [Zeitschrift für Physik 57, 30 (1929)]. Our entropy is different from the standard von Neumann entropy, which is always zero for quantum pure states. According to our definition, a system always has bigger entropy than its subsystem even when the system is described by a pure state. As the construction of the Wannier basis can be implemented numerically, the dynamical evolution of our entropy is illustrated with an example.
The second law of thermodynamics states that the entropy of an isolated system can only increase over time. This appears to conflict with the reversible evolution of isolated quantum systems under the Schrödinger equation, which preserves the von Neumann entropy. Nonetheless, one finds that with respect to many observables, expectation values approach a fixed value—their equilibrium value. This ultimately raises the question: ? For classical systems, one introduces the assumption of a low-entropy initial state along with the concept of ignorance about the microscopic details of the physical system, leading to a statistical interpretation of the second law. By considering the observables through which we examine quantum systems, both these assumptions can be incorporated, building upon recent studies of the of observables. While the statistical behavior of observable expectation values is well established, a quantitative connection to entropy increase has been lacking so far. In deriving novel bounds for the equilibration of observables, and considering the entropy of the system relative to observables, we recover a variant of the second law: the entropy with respect to a given observable tends toward its equilibrium value in the course of the system’s unitary evolution. These results also support recent findings that question the necessity of nonintegrability for equilibration in quantum systems. We further illustrate our bounds using numerical results from the paradigmatic example of a quantum Ising model on a chain of spins. There, we observe entropy increasing up to equilibrium values, as well as fluctuations, which expose the underlying reversible evolution in accordance with the derived bounds.
We show that the vast majority of all pure states featuring a common expectation value of some generic observable at a given time will yield very similar expectation values of the same observable at any later time. This is meant to apply to Schrödinger type dynamics in high dimensional Hilbert spaces. As a consequence individual dynamics of expectation values are then typically well described by the ensemble average. Our approach is based on the Hilbert space average method. We support the analytical investigations with numerics obtained by exact diagonalization of the full time-dependent Schrödinger equation for some pertinent, abstract Hamiltonian model. Furthermore, we discuss the implications for the applicability of projection operator methods with respect to initial states, as well as for irreversibility in general.
We improve on our version of the second law of thermodynamics as a deterministic theorem for quantum spin systems in two basic aspects. The first concerns the general statement of the second law: spontaneous changes in an adiabatically closed system will always be in the direction of increasing mean entropy, which rises to a maximal value. Two specific examples concern the transition from pure to mixed states in two different universality classes of dynamics in one dimension, one being the exponential model, the other the Dyson model, the dynamics of the latter exhibiting strong graphical evidence of quantum chaos, as a consequence of the results of Albert and Kiessling on the Cloitre function.
We derive a generalization of the Ehrenfest theorem valid for open quantum systems. From this result, we identify three contributions to the evolution of expected values: (i) the explicit time dependence of the observable, (ii) the incompatibility between the observable and an operator which plays the role of an effective Hamiltonian, and (iii) entropy changes. Considering the local Hamiltonian as the observable, and adopting a specific interpretation of the nature of thermal interactions, we obtain an alternative version of the first law of thermodynamics. Within this framework, we show that in some cases the power performed by the system can be considered as a quantum observable. As an application, the pure-dephasing process is reinterpreted from this perspective.