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Annales Henri Poincaré

Typical Macroscopic Long-Time Behavior for Random Hamiltonians

Stefan Teufel, Roderich Tumulka, Cornelia Vogel

Published Dec 12, 2024• 4 citations
Publisher

Abstract

Abstract We consider a closed macroscopic quantum system in a pure state $$\psi _t$$ ψ t evolving unitarily and take for granted that different macro states correspond to mutually orthogonal subspaces $${\mathcal {H}}_\nu $$ H ν (macro spaces) of Hilbert space, each of which has large dimension. We extend previous work on the question what the evolution of $$\psi _t$$ ψ t looks like macroscopically, specifically on how much of $$\psi _t$$ ψ t lies in each $${\mathcal {H}}_\nu $$ H ν . Previous bounds concerned the absolute error for typical $$\psi _0$$ ψ 0 and/or t and are valid for arbitrary Hamiltonians H; now, we provide bounds on the relative error, which means much tighter bounds, with probability close to 1 by modeling H as a random matrix, more precisely as a random band matrix (i.e., where only entries near the main diagonal are significantly nonzero) in a basis aligned with the macro spaces. We exploit particularly that the eigenvectors of H are delocalized in this basis. Our main mathematical results confirm the two phenomena of generalized normal typicality (a type of long-time behavior) and dynamical typicality (a type of similarity within the ensemble of $$\psi _0$$ ψ 0 from an initial macro space). They are based on an extension we prove of a no-gaps delocalization result for random matrices by Rudelson and Vershynin (Geom Funct Anal 26:1716–1776, 2016).

DOI
10.1007/s00023-024-01521-3

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On the Increase of Boltzmann Entropy in Closed Macroscopic Quantum Systems

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We consider a closed macroscopic quantum system in a pure state $ψ$ evolving unitarily with Hamiltonian $H$ in a finite-dimensional Hilbert space $\mathscr{H}$. Following von Neumann, we assume a decomposition of $\mathscr{H}$ into mutually orthogonal subspaces $\mathscr{H}_ν$, where each $ν$ represents a macro state, and $\mathscr{H}_ν$ contains the pure states compatible with $ν$. We define the quantum Boltzmann entropy for a macro state $ν$ as $S_\mathrm{qB}(ν) = k_{\mathrm{B}} \log \dim \mathscr{H}_ν$, where $k_\mathrm{B}$ is the Boltzmann constant. Goldstein et al. [http://arxiv.org/abs/1903.11870] have suggested, as a version of the second law of thermodynamics, that $S_\mathrm{qB}$ predominantly increases with time for realistic macroscopic systems. Here, we discuss precise versions of this statement and confirm them for several simple models of $H$ and $\mathscr{H}_ν$.

quant-pharXiv:2610.18553•Oct 14, 2026•0 citations

Long-time behavior of typical pure states from thermal equilibrium ensembles

Cornelia Vogel

We consider an isolated macroscopic quantum system in a pure state ψt evolving unitarily in a separable Hilbert space H and take for granted that different macro states ν correspond to mutually orthogonal subspaces Hν⊂H. Let Pν be the projection to Hν. It was recently shown that for all Hamiltonians with no highly degenerate eigenvalues and gaps most ψ0∈Hμ are such that for most t ≥ 0, ‖Pνψt‖2 is close to a t-and ψ0-independent value Mμν provided that Mμν is not too small. Here, “most” refers to the uniform distribution on the sphere S(Hμ). In the present work, we generalize this result from the uniform distribution, corresponding to the micro-canonical ensemble, to the much more general class of Gaussian adjusted projected (GAP) measures. For any density matrix ρ on H, GAP(ρ) is the most spread out distribution on S(H) with density matrix ρ. We show that also for GAP(ρ)-most ψ0∈H for most t ≥ 0, ‖Pνψt‖2 is close to a fixed value MρPν (which must not be too small). Moreover, we prove a generalization for certain operators B instead of Pν and for finite times. Since certain GAP measures are quantum analogs of the (grand-)canonical ensemble, our result expresses a version of equivalence of ensembles.

arXiv:2412.16666•Journal of Mathematical Physics•Oct 1, 2025•1 citation

Macroscopic Thermalization for Highly Degenerate Hamiltonians After Slight Perturbation

Barbara Roos, Shoki Sugimoto, Stefan Teufel +2 more

Abstract We say of an isolated macroscopic quantum system in a pure state $$\psi $$ ψ that it is in macroscopic thermal equilibrium (MATE) if $$\psi $$ ψ lies in or close to a suitable subspace $$\mathcal {H}_\textrm{eq}$$ H eq of Hilbert space. It is known that every initial state $$\psi _0$$ ψ 0 will eventually reach and stay there most of the time (“thermalize”) if the Hamiltonian is non-degenerate and satisfies the appropriate version of the eigenstate thermalization hypothesis (ETH), i.e., that every eigenvector is in MATE. Tasaki recently proved the ETH for a certain perturbation $$H_\theta ^\textrm{fF}$$ H θ fF of the Hamiltonian $$H_0^\textrm{fF}$$ H 0 fF of $$N\gg 1$$ N ≫ 1 free fermions on a one-dimensional lattice. The perturbation is needed to remove the high degeneracies of $$H_0^\textrm{fF}$$ H 0 fF . Here, we first point out that also for degenerate Hamiltonians all $$\psi _0$$ ψ 0 thermalize if the ETH holds, i.e., if every eigenbasis lies in MATE, and we prove that this is the case for $$H_0^\textrm{fF}$$ H 0 fF . Inspired by the fact that there is one eigenbasis of $$H_0^\textrm{fF}$$ H 0 fF for which MATE can be proved more easily than for the others, with smaller error bounds, and also in higher spatial dimensions, we show for any given $$H_0$$ H 0 that the existence of one eigenbasis in MATE implies quite generally that most eigenbases of $$H_0$$ H 0 lie in MATE. We also show that, as a consequence, after adding a small generic perturbation, $$H=H_0+\lambda V$$ H = H 0 + λ V with $$\lambda \ll 1$$ λ ≪ 1 , for most perturbations V the perturbed Hamiltonian H satisfies ETH and all states thermalize.

arXiv:2408.15832•Journal of Statistical Physics•Jul 26, 2025•3 citations

Canonical Typicality for Other Ensembles than Micro-canonical

Stefan Teufel, Roderich Tumulka, Cornelia Vogel

Abstract We generalize Lévy’s lemma, a concentration-of-measure result for the uniform probability distribution on high-dimensional spheres, to a much more general class of measures, so-called GAP measures. For any given density matrix $$\rho $$ ρ on a separable Hilbert space $${\mathcal {H}}$$ H , $${\textrm{GAP}}(\rho )$$ GAP ( ρ ) is the most spread-out probability measure on the unit sphere of $${\mathcal {H}}$$ H that has density matrix $$\rho $$ ρ and thus forms the natural generalization of the uniform distribution. We prove concentration-of-measure whenever the largest eigenvalue $$\Vert \rho \Vert $$ ‖ ρ ‖ of $$\rho $$ ρ is small. We use this fact to generalize and improve well-known and important typicality results of quantum statistical mechanics to GAP measures, namely canonical typicality and dynamical typicality. Canonical typicality is the statement that for “most” pure states $$\psi $$ ψ of a given ensemble, the reduced density matrix of a sufficiently small subsystem is very close to a $$\psi $$ ψ -independent matrix. Dynamical typicality is the statement that for any observable and any unitary time evolution, for “most” pure states $$\psi $$ ψ from a given ensemble the (coarse-grained) Born distribution of that observable in the time-evolved state $$\psi _t$$ ψ t is very close to a $$\psi $$ ψ -independent distribution. So far, canonical typicality and dynamical typicality were known for the uniform distribution on finite-dimensional spheres, corresponding to the micro-canonical ensemble, and for rather special mean-value ensembles. Our result shows that these typicality results hold also for $${\textrm{GAP}}(\rho )$$ GAP ( ρ ) , provided the density matrix $$\rho $$ ρ has small eigenvalues. Since certain GAP measures are quantum analogs of the canonical ensemble of classical mechanics, our results can also be regarded as a version of equivalence of ensembles.

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Phase-random states: Ensembles of states with fixed amplitudes and uniformly distributed phases in a fixed basis

Yoshifumi Nakata, Peter S. Turner, Mio Murao

Motivated by studies of typical properties of quantum states in statistical mechanics, we introduce phase-random states, an ensemble of pure states with fixed amplitudes and uniformly distributed phases in a fixed basis. We first give a sufficient condition for canonical states to typically appear in subsystems of phase-random states, which reveals a trade-off relation between the initial state in the bounded energy subspace and the energy eigenstates that define that subspace. We then investigate the simulatability of phase-random states, which is directly related to that of time evolution in closed systems, by studying their entanglement properties. We find that, starting from a separable state, time evolutions under Hamiltonians composed of only separable eigenstates generate extremely high entanglement and are difficult to simulate with matrix-product states. We also show that random quantum circuits consisting of only two-qubit diagonal unitaries can generate an ensemble with the same average entanglement as phase-random states.

arXiv:1111.2747•Physical Review A•Jul 3, 2012•28 citations
Abstract We consider a closed macroscopic quantum system in a pure state ψt\psi _tψt​ ψ t evolving unitarily and take for granted that different macro states correspond to mutually orthogonal subspaces Hν{\mathcal {H}}_\nu Hν​ H ν (macro spaces) of Hilbert space, each of which has large dimension. We extend previous work on the question what the evolution of ψt\psi _tψt​ ψ t looks like macroscopically, specifically on how much of ψt\psi _tψt​ ψ t lies in each Hν{\mathcal {H}}_\nu Hν​ H ν . Previous bounds concerned the absolute error for typical ψ0\psi _0ψ0​ ψ 0 and/or t and are valid for arbitrary Hamiltonians H; now, we provide bounds on the relative error, which means much tighter bounds, with probability close to 1 by modeling H as a random matrix, more precisely as a random band matrix (i.e., where only entries near the main diagonal are significantly nonzero) in a basis aligned with the macro spaces. We exploit particularly that the eigenvectors of H are delocalized in this basis. Our main mathematical results confirm the two phenomena of generalized normal typicality (a type of long-time behavior) and dynamical typicality (a type of similarity within the ensemble of ψ0\psi _0ψ0​ ψ 0 from an initial macro space). They are based on an extension we prove of a no-gaps delocalization result for random matrices by Rudelson and Vershynin (Geom Funct Anal 26:1716–1776, 2016).
Abstract We consider a macroscopic quantum system with unitarily evolving pure state ψt∈H\psi _t\in \mathcal {H}ψt​∈H ψ t ∈ H and take it for granted that different macro states correspond to mutually orthogonal, high-dimensional subspaces Hν\mathcal {H}_\nu Hν​ H ν (macro spaces) of H\mathcal {H}H H . Let PνP_\nu Pν​ P ν denote the projection to Hν\mathcal {H}_\nu Hν​ H ν . We prove two facts about the evolution of the superposition weights ∥Pνψt∥2\Vert P_\nu \psi _t\Vert ^2∥Pν​ψt​∥2 ‖ P ν ψ t ‖ 2 : First, given any T>0T>0T>0 T > 0 , for most initial states ψ0\psi _0ψ0​ ψ 0 from any particular macro space Hμ\mathcal {H}_\mu Hμ​ H μ (possibly far from thermal equilibrium), the curve t↦∥Pνψt∥2t\mapsto \Vert P_\nu \psi _t\Vert ^2t↦∥Pν​ψt​∥2 t ↦ ‖ P ν ψ t ‖ 2 is approximately the same (i.e., nearly independent of ψ0\psi _0ψ0​ ψ 0 ) on the time interval [0, T]. And second, for most ψ0\psi _0ψ0​ ψ 0 from Hμ\mathcal {H}_\mu Hμ​ H μ and most t∈[0,∞)t\in [0,\infty )t∈[0,∞) t ∈ [ 0 , ∞ ) , ∥Pνψt∥2\Vert P_\nu \psi _t\Vert ^2∥Pν​ψt​∥2 ‖ P ν ψ t ‖ 2 is close to a value MμνM_{\mu \nu }Mμν​ M μ ν that is independent of both t and ψ0\psi _0ψ0​ ψ 0 . The first is an instance of the phenomenon of dynamical typicality observed by Bartsch, Gemmer, and Reimann, and the second modifies, extends, and in a way simplifies the concept, introduced by von Neumann, now known as normal typicality.
We consider a closed macroscopic quantum system in a pure state ψψψ evolving unitarily with Hamiltonian HHH in a finite-dimensional Hilbert space H\mathscr{H}H. Following von Neumann, we assume a decomposition of H\mathscr{H}H into mutually orthogonal subspaces Hν\mathscr{H}_νHν​, where each ννν represents a macro state, and Hν\mathscr{H}_νHν​ contains the pure states compatible with ννν. We define the quantum Boltzmann entropy for a macro state ννν as SqB(ν)=kBlog⁡dim⁡HνS_\mathrm{qB}(ν) = k_{\mathrm{B}} \log \dim \mathscr{H}_νSqB​(ν)=kB​logdimHν​, where kBk_\mathrm{B}kB​ is the Boltzmann constant. Goldstein et al. [http://arxiv.org/abs/1903.11870] have suggested, as a version of the second law of thermodynamics, that SqBS_\mathrm{qB}SqB​ predominantly increases with time for realistic macroscopic systems. Here, we discuss precise versions of this statement and confirm them for several simple models of HHH and Hν\mathscr{H}_νHν​.
We consider an isolated macroscopic quantum system in a pure state ψt evolving unitarily in a separable Hilbert space H and take for granted that different macro states ν correspond to mutually orthogonal subspaces Hν⊂H. Let Pν be the projection to Hν. It was recently shown that for all Hamiltonians with no highly degenerate eigenvalues and gaps most ψ0∈Hμ are such that for most t ≥ 0, ‖Pνψt‖2 is close to a t-and ψ0-independent value Mμν provided that Mμν is not too small. Here, “most” refers to the uniform distribution on the sphere S(Hμ). In the present work, we generalize this result from the uniform distribution, corresponding to the micro-canonical ensemble, to the much more general class of Gaussian adjusted projected (GAP) measures. For any density matrix ρ on H, GAP(ρ) is the most spread out distribution on S(H) with density matrix ρ. We show that also for GAP(ρ)-most ψ0∈H for most t ≥ 0, ‖Pνψt‖2 is close to a fixed value MρPν (which must not be too small). Moreover, we prove a generalization for certain operators B instead of Pν and for finite times. Since certain GAP measures are quantum analogs of the (grand-)canonical ensemble, our result expresses a version of equivalence of ensembles.
Abstract We say of an isolated macroscopic quantum system in a pure state ψ\psi ψ ψ that it is in macroscopic thermal equilibrium (MATE) if ψ\psi ψ ψ lies in or close to a suitable subspace Heq\mathcal {H}_\textrm{eq}Heq​ H eq of Hilbert space. It is known that every initial state ψ0\psi _0ψ0​ ψ 0 will eventually reach and stay there most of the time (“thermalize”) if the Hamiltonian is non-degenerate and satisfies the appropriate version of the eigenstate thermalization hypothesis (ETH), i.e., that every eigenvector is in MATE. Tasaki recently proved the ETH for a certain perturbation HθfFH_\theta ^\textrm{fF}HθfF​ H θ fF of the Hamiltonian H0fFH_0^\textrm{fF}H0fF​ H 0 fF of N≫1N\gg 1N≫1 N ≫ 1 free fermions on a one-dimensional lattice. The perturbation is needed to remove the high degeneracies of H0fFH_0^\textrm{fF}H0fF​ H 0 fF . Here, we first point out that also for degenerate Hamiltonians all ψ0\psi _0ψ0​ ψ 0 thermalize if the ETH holds, i.e., if every eigenbasis lies in MATE, and we prove that this is the case for H0fFH_0^\textrm{fF}H0fF​ H 0 fF . Inspired by the fact that there is one eigenbasis of H0fFH_0^\textrm{fF}H0fF​ H 0 fF for which MATE can be proved more easily than for the others, with smaller error bounds, and also in higher spatial dimensions, we show for any given H0H_0H0​ H 0 that the existence of one eigenbasis in MATE implies quite generally that most eigenbases of H0H_0H0​ H 0 lie in MATE. We also show that, as a consequence, after adding a small generic perturbation, H=H0+λVH=H_0+\lambda VH=H0​+λV H = H 0 + λ V with λ≪1\lambda \ll 1λ≪1 λ ≪ 1 , for most perturbations V the perturbed Hamiltonian H satisfies ETH and all states thermalize.
Abstract We generalize Lévy’s lemma, a concentration-of-measure result for the uniform probability distribution on high-dimensional spheres, to a much more general class of measures, so-called GAP measures. For any given density matrix ρ\rho ρ ρ on a separable Hilbert space H{\mathcal {H}}H H , GAP(ρ){\textrm{GAP}}(\rho )GAP(ρ) GAP ( ρ ) is the most spread-out probability measure on the unit sphere of H{\mathcal {H}}H H that has density matrix ρ\rho ρ ρ and thus forms the natural generalization of the uniform distribution. We prove concentration-of-measure whenever the largest eigenvalue ∥ρ∥\Vert \rho \Vert ∥ρ∥ ‖ ρ ‖ of ρ\rho ρ ρ is small. We use this fact to generalize and improve well-known and important typicality results of quantum statistical mechanics to GAP measures, namely canonical typicality and dynamical typicality. Canonical typicality is the statement that for “most” pure states ψ\psi ψ ψ of a given ensemble, the reduced density matrix of a sufficiently small subsystem is very close to a ψ\psi ψ ψ -independent matrix. Dynamical typicality is the statement that for any observable and any unitary time evolution, for “most” pure states ψ\psi ψ ψ from a given ensemble the (coarse-grained) Born distribution of that observable in the time-evolved state ψt\psi _tψt​ ψ t is very close to a ψ\psi ψ ψ -independent distribution. So far, canonical typicality and dynamical typicality were known for the uniform distribution on finite-dimensional spheres, corresponding to the micro-canonical ensemble, and for rather special mean-value ensembles. Our result shows that these typicality results hold also for GAP(ρ){\textrm{GAP}}(\rho )GAP(ρ) GAP ( ρ ) , provided the density matrix ρ\rho ρ ρ has small eigenvalues. Since certain GAP measures are quantum analogs of the canonical ensemble of classical mechanics, our results can also be regarded as a version of equivalence of ensembles.
Motivated by studies of typical properties of quantum states in statistical mechanics, we introduce phase-random states, an ensemble of pure states with fixed amplitudes and uniformly distributed phases in a fixed basis. We first give a sufficient condition for canonical states to typically appear in subsystems of phase-random states, which reveals a trade-off relation between the initial state in the bounded energy subspace and the energy eigenstates that define that subspace. We then investigate the simulatability of phase-random states, which is directly related to that of time evolution in closed systems, by studying their entanglement properties. We find that, starting from a separable state, time evolutions under Hamiltonians composed of only separable eigenstates generate extremely high entanglement and are difficult to simulate with matrix-product states. We also show that random quantum circuits consisting of only two-qubit diagonal unitaries can generate an ensemble with the same average entanglement as phase-random states.