Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:0812.3728 · Physical Review B

Metal-insulator transition in cluster dynamical mean field theory: Intersite correlation, cluster size, interaction strength, and the location of the transition line

Chungwei Lin, Andrew J. Millis

Published May 14, 2009• 8 citations
arXivHTMLPDF

Abstract

To gain insight into the physics of the metal-insulator transition and the effectiveness of cluster dynamical mean field theory (DMFT) we have used 1, 2-, and 4-site dynamical mean field theory to solve a polaron model of electrons coupled to a classical phonon field. The metal to polaronic insulator phase boundary is determined along with electron spectral functions and cluster correlation functions. Pronounced cluster size effects occur in the intermediate coupling region in which the cluster calculation leads to a gap and the single-site approximation does not. Differences in spectra (in particular a sharper band edge in the cluster calculation) persist in the strong-coupling regime. A partial density of states is defined encoding a generalized nesting property of the band structure; variations in this density of states account for differences between the dynamical cluster approximation and the cellular-DMFT implementations of cluster DMFT, as well as for differences in behavior between the single-band models appropriate for cuprates and the multiband models appropriate for manganites. A pole or strong resonance in the self-energy is associated with insulating states; the momentum dependence of the pole is found to distinguish between Slater-like and Mott-like mechanisms for metal-insulator transition. Implications for the theoretical treatment of doped manganites are discussed.

DOI
10.1103/physrevb.79.205109

Related papers

Cluster Dynamical Mean Field Theory of the Mott Transition

H. Park, Kristjan Haule, Gabriel Kotliar

We address the nature of the Mott transition in the Hubbard model at half-filling using cluster dynamical mean field theory (DMFT). We compare cluster-DMFT results with those of single-site DMFT. We show that inclusion of the short-range correlations on top of the on-site correlations does not change the order of the transition between the paramagnetic metal and the paramagnetic Mott insulator, which remains first order. However, the short range correlations reduce substantially the critical U and modify the shape of the transition lines. Moreover, they lead to very different physical properties of the metallic and insulating phases near the transition point. Approaching the transition from the metallic side, we find an anomalous metallic state with very low coherence scale. The insulating state is characterized by the narrow Mott gap with pronounced peaks at the gap edge.

arXiv:0803.1324•Physical Review Letters•Oct 30, 2008•306 citations

Momentum-space anisotropy and pseudogaps: A comparative cluster dynamical mean-field analysis of the doping-driven metal-insulator transition in the two-dimensional Hubbard model

Emanuel Gull, Michel Ferrero, Olivier Parcollet +2 more

Cluster dynamical mean-field calculations based on 2-, 4-, 8-, and 16-site clusters are used to analyze the doping-driven metal-insulator transition in the two-dimensional Hubbard model. Comparison of results obtained on different clusters enables a determination of those aspects of the physics that are common to all clusters and permits identification of artifacts associated with particular cluster geometries. A modest particle-hole asymmetry in the underlying band structure is shown to lead to qualitatively different behavior on the hole-doped side than on the electron-doped side. For particle-hole asymmetry of the sign and magnitude appropriate to high-${T}_{c}$ cuprates, the approach to the insulator from the hole-doping side is found to proceed in two stages from a high-doping region where the properties are those of a Fermi liquid with moderately renormalized parameters and very weak momentum dependence. As doping is reduced the system first enters an intermediate doping regime where the Fermi-liquid renormalizations are larger and the electron self-energy varies significantly around the Fermi surface and then passes to a small doping regime characterized by a gap on some parts of the Fermi surface but gapless behavior in other parts. On the electron-doped side the partially gapped regime does not occur, and the momentum dependence of the electron self-energy is less pronounced. Implications for the high-${T}_{c}$ cuprates and for the use of cluster dynamical mean-field methods in wider classes of problems are discussed.

arXiv:1007.2592•Physical Review B•Oct 1, 2010•192 citations

Spatial Correlations and the Insulating Phase of the High- T c Cuprates: Insights from a Configuration-Interaction-Based Solver for Dynamical Mean Field Theory

Ara Go, Andrew J. Millis

A recently proposed configuration-interaction-based impurity solver is used in combination with the single-site and four-site cluster dynamical mean field approximations to investigate the three-band copper oxide model believed to describe the electronic structure of high transition temperature copper-oxide superconductors. Use of the configuration interaction solver enables verification of the convergence of results with respect to the number of bath orbitals. The spatial correlations included in the cluster approximation substantially shift the metal-insulator phase boundary relative to the prediction of the single-site approximation and increase the predicted energy gap of the insulating phase by about 1 eV above the single-site result. Vertex corrections occurring in the four-site approximation act to dramatically increase the value of the optical conductivity near the gap edge, resulting in better agreement with the data. The calculations reveal two distinct correlated insulating states: the "magnetically correlated insulator," in which nontrivial intersite correlations play an essential role in stabilizing the insulating state, and the strongly correlated insulator, in which local physics suffices. Comparison of the calculations to the data places the cuprates in the magnetically correlated Mott insulator regime.

arXiv:1311.6819•Physical Review Letters•Jan 6, 2015•46 citations

Single-site and cellular dynamical mean-field theory of the Anderson-Hubbard model

Ara Go, Gun Sang Jeon

We study the Anderson-Hubbard model to examine the interplay between the disordered potential and the Hubbard interactions. We use the dynamical mean-field theory (DMFT) with an exact diagonalization as an impurity solver to effectively deal with the quantum fluctuations due to the local interactions. In order to characterize the paramagnetic metal-insulator transition in disordered systems, we compute the typical local density of states, as well as the arithmetically-averaged local density of states. Our approach is found to reproduce the characteristic features of the metal-insulator transition in infinite dimensions, such as the existence of the disorder-driven metallic phase for moderate values of disorder strength and interactions, as observed in earlier studies. In two dimensions, the system turns out to exhibit more insulating behavior when we increase the cluster size in the cellular DMFT. The metallic phase, which is induced from weak Mott insulators by the introduction of a disordered potential, is not observed in two dimensions.

Journal of the Korean Physical Society•Mar 1, 2013•0 citations

Dynamical mean field theory of polarons and bipolarons in the half-filled Holstein model

Massimo Capone, P. Carta, Sergio Ciuchi

The evolution of the properties of a finite density electronic system as a function of the electron-phonon coupling is investigated in the Holstein model using the dynamical mean-field theory (DMFT) that becomes exact in infinite dimensions. We compare the spinless fermion case, in which only isolated polarons can be formed, with the spinful model in which the polarons can bind and form bipolarons. In the latter case, the bipolaronic binding occurs within DMFT as a metal-insulator transition. In the adiabatic regime in which the phonon energy is small with respect to the electron hopping we compare numerically exact DMFT results with an analytical scheme inspired by the Born-Oppenheimer procedure. Within the latter approach, a truncation of the phononic Hilbert space leads to a mapping of the original model onto an Anderson spin-fermion model. In the anti-adiabatic regime (where the phonon energy exceeds the electronic scales) the standard treatment based on Lang-Firsov canonical transformation allows one to map the original model on to an attractive Hubbard model in the spinful case. The separate analysis of the two regimes supports the numerical evidence that the presence of well-defined polaronic lattice displacements is not necessarily associated to a metal-insulator transition, which is instead due to pairing between the carriers. The finite-dimensionality effects neglected in DMFT may lead to a finite conductivity in the bipolaronic state which is, however, not always associated with polaronic distortions. At the polaron crossover the Born-Oppenheimer approximation is shown to break down due to the entanglement of the electron-phonon state.

arXiv:cond-mat/0509542•Physical Review B•Jul 10, 2006•38 citations

Correlation strength, gaps, and particle-hole asymmetry in high- T c cuprates: A dynamical mean field study of the three-band copper-oxide model

Luca de’ Medici, Xin Wang, Massimo Capone +1 more

The three-band model relevant to high-temperature copper-oxide superconductors is solved using single-site dynamical mean field theory and a tight-binding parametrization of the copper and oxygen bands. For a band filling of one hole per unit cell the metal/charge-transfer-insulator phase diagram is determined. The electron spectral function, optical conductivity, and quasiparticle mass enhancement are computed as functions of electron and hole doping for parameters such that at one hole per cell the paramagnetic phase is insulating and for parameters such that at one hole per unit cell the paramagnetic phase is metallic. The optical conductivity is computed using the Peierls phase approximation for the optical matrix elements. The calculation includes the physics of ``Zhang-Rice singlets.'' The effects of antiferromagnetism on the magnitude of the gap and the relation between correlation strength and doping-induced changes in state density are determined. Three-band and one-band models are compared. The two models are found to yield quantitatively consistent results for all energies less than about 4 eV including energies in the vicinity of the charge-transfer gap. Parameters on the insulating side of the metal/charge-transfer insulator phase boundary lead to gaps which are too large and near-gap conductivities which are too small relative to data. The results place the cuprates clearly in the intermediate correlation regime, on the paramagnetic metal side of the metal/charge-transfer insulator phase boundary.

arXiv:0804.2250•Physical Review B•Aug 4, 2009•58 citations
To gain insight into the physics of the metal-insulator transition and the effectiveness of cluster dynamical mean field theory (DMFT) we have used 1, 2-, and 4-site dynamical mean field theory to solve a polaron model of electrons coupled to a classical phonon field. The metal to polaronic insulator phase boundary is determined along with electron spectral functions and cluster correlation functions. Pronounced cluster size effects occur in the intermediate coupling region in which the cluster calculation leads to a gap and the single-site approximation does not. Differences in spectra (in particular a sharper band edge in the cluster calculation) persist in the strong-coupling regime. A partial density of states is defined encoding a generalized nesting property of the band structure; variations in this density of states account for differences between the dynamical cluster approximation and the cellular-DMFT implementations of cluster DMFT, as well as for differences in behavior between the single-band models appropriate for cuprates and the multiband models appropriate for manganites. A pole or strong resonance in the self-energy is associated with insulating states; the momentum dependence of the pole is found to distinguish between Slater-like and Mott-like mechanisms for metal-insulator transition. Implications for the theoretical treatment of doped manganites are discussed.
We address the nature of the Mott transition in the Hubbard model at half-filling using cluster dynamical mean field theory (DMFT). We compare cluster-DMFT results with those of single-site DMFT. We show that inclusion of the short-range correlations on top of the on-site correlations does not change the order of the transition between the paramagnetic metal and the paramagnetic Mott insulator, which remains first order. However, the short range correlations reduce substantially the critical U and modify the shape of the transition lines. Moreover, they lead to very different physical properties of the metallic and insulating phases near the transition point. Approaching the transition from the metallic side, we find an anomalous metallic state with very low coherence scale. The insulating state is characterized by the narrow Mott gap with pronounced peaks at the gap edge.
Cluster dynamical mean-field calculations based on 2-, 4-, 8-, and 16-site clusters are used to analyze the doping-driven metal-insulator transition in the two-dimensional Hubbard model. Comparison of results obtained on different clusters enables a determination of those aspects of the physics that are common to all clusters and permits identification of artifacts associated with particular cluster geometries. A modest particle-hole asymmetry in the underlying band structure is shown to lead to qualitatively different behavior on the hole-doped side than on the electron-doped side. For particle-hole asymmetry of the sign and magnitude appropriate to high-Tc{T}_{c}Tc​ cuprates, the approach to the insulator from the hole-doping side is found to proceed in two stages from a high-doping region where the properties are those of a Fermi liquid with moderately renormalized parameters and very weak momentum dependence. As doping is reduced the system first enters an intermediate doping regime where the Fermi-liquid renormalizations are larger and the electron self-energy varies significantly around the Fermi surface and then passes to a small doping regime characterized by a gap on some parts of the Fermi surface but gapless behavior in other parts. On the electron-doped side the partially gapped regime does not occur, and the momentum dependence of the electron self-energy is less pronounced. Implications for the high-Tc{T}_{c}Tc​ cuprates and for the use of cluster dynamical mean-field methods in wider classes of problems are discussed.
A recently proposed configuration-interaction-based impurity solver is used in combination with the single-site and four-site cluster dynamical mean field approximations to investigate the three-band copper oxide model believed to describe the electronic structure of high transition temperature copper-oxide superconductors. Use of the configuration interaction solver enables verification of the convergence of results with respect to the number of bath orbitals. The spatial correlations included in the cluster approximation substantially shift the metal-insulator phase boundary relative to the prediction of the single-site approximation and increase the predicted energy gap of the insulating phase by about 1 eV above the single-site result. Vertex corrections occurring in the four-site approximation act to dramatically increase the value of the optical conductivity near the gap edge, resulting in better agreement with the data. The calculations reveal two distinct correlated insulating states: the "magnetically correlated insulator," in which nontrivial intersite correlations play an essential role in stabilizing the insulating state, and the strongly correlated insulator, in which local physics suffices. Comparison of the calculations to the data places the cuprates in the magnetically correlated Mott insulator regime.
We study the Anderson-Hubbard model to examine the interplay between the disordered potential and the Hubbard interactions. We use the dynamical mean-field theory (DMFT) with an exact diagonalization as an impurity solver to effectively deal with the quantum fluctuations due to the local interactions. In order to characterize the paramagnetic metal-insulator transition in disordered systems, we compute the typical local density of states, as well as the arithmetically-averaged local density of states. Our approach is found to reproduce the characteristic features of the metal-insulator transition in infinite dimensions, such as the existence of the disorder-driven metallic phase for moderate values of disorder strength and interactions, as observed in earlier studies. In two dimensions, the system turns out to exhibit more insulating behavior when we increase the cluster size in the cellular DMFT. The metallic phase, which is induced from weak Mott insulators by the introduction of a disordered potential, is not observed in two dimensions.
The evolution of the properties of a finite density electronic system as a function of the electron-phonon coupling is investigated in the Holstein model using the dynamical mean-field theory (DMFT) that becomes exact in infinite dimensions. We compare the spinless fermion case, in which only isolated polarons can be formed, with the spinful model in which the polarons can bind and form bipolarons. In the latter case, the bipolaronic binding occurs within DMFT as a metal-insulator transition. In the adiabatic regime in which the phonon energy is small with respect to the electron hopping we compare numerically exact DMFT results with an analytical scheme inspired by the Born-Oppenheimer procedure. Within the latter approach, a truncation of the phononic Hilbert space leads to a mapping of the original model onto an Anderson spin-fermion model. In the anti-adiabatic regime (where the phonon energy exceeds the electronic scales) the standard treatment based on Lang-Firsov canonical transformation allows one to map the original model on to an attractive Hubbard model in the spinful case. The separate analysis of the two regimes supports the numerical evidence that the presence of well-defined polaronic lattice displacements is not necessarily associated to a metal-insulator transition, which is instead due to pairing between the carriers. The finite-dimensionality effects neglected in DMFT may lead to a finite conductivity in the bipolaronic state which is, however, not always associated with polaronic distortions. At the polaron crossover the Born-Oppenheimer approximation is shown to break down due to the entanglement of the electron-phonon state.
The three-band model relevant to high-temperature copper-oxide superconductors is solved using single-site dynamical mean field theory and a tight-binding parametrization of the copper and oxygen bands. For a band filling of one hole per unit cell the metal/charge-transfer-insulator phase diagram is determined. The electron spectral function, optical conductivity, and quasiparticle mass enhancement are computed as functions of electron and hole doping for parameters such that at one hole per cell the paramagnetic phase is insulating and for parameters such that at one hole per unit cell the paramagnetic phase is metallic. The optical conductivity is computed using the Peierls phase approximation for the optical matrix elements. The calculation includes the physics of ``Zhang-Rice singlets.'' The effects of antiferromagnetism on the magnitude of the gap and the relation between correlation strength and doping-induced changes in state density are determined. Three-band and one-band models are compared. The two models are found to yield quantitatively consistent results for all energies less than about 4 eV including energies in the vicinity of the charge-transfer gap. Parameters on the insulating side of the metal/charge-transfer insulator phase boundary lead to gaps which are too large and near-gap conductivities which are too small relative to data. The results place the cuprates clearly in the intermediate correlation regime, on the paramagnetic metal side of the metal/charge-transfer insulator phase boundary.