© 2026 Aqora Quantum S.A.S.

Terms Privacy Legal Notice

arXiv:quant-ph/9905076 · Contemporary Physics

History and physics of the Klein paradox

A. Calogeracos, Norman Dombey

Published Sep 1, 1999• 261 citations

Abstract

The early papers by Klein, Sauter and Hund which investigate scattering off a high step potential in the context of the Dirac equation are discussed to derive the 'paradox' first obtained by Klein. The explanation of this effect in terms of electron-positron production is re-assessed. It is shown that a potential well or barrier in the Dirac equation can become supercritical and emit positrons or electrons spontaneously if the potential is strong enough. If the well or barrier is wide enough, a seemingly constant current is emitted. This phenomenon is transient whereas the tunnelling first calculated by Klein is time-independent. It is shown that tunnelling without exponential suppression occurs when an electron is incident on a high barrier, even when the barrier is not high enough to radiate. Klein tunnelling is therefore a property of relativistic wave equations and is not necessarily connected to particle emission. The Coulomb potential is investigated and it is shown that a heavy nucleus of sufficiently large Z will bind positrons. Correspondingly, as Z increases the Coulomb barrier should become increasingly transparent to positrons. This is an example of Klein tunnelling. Phenomena akin to supercritical positron emission may be studied experimentally in superfluid 3 He.

DOI: 10.1080/001075199181387

Related papers

Barrier penetration and Klein paradox

Ru-keng Su C, G. G. Siu, Xiu Chou

Particle penetration through a square potential barrier is studied with the Dirac equation and relativistic tunnelling occurs in an overcritical potential. Relations between this phenomenon and the Klein paradox are discussed. However, the relativistic correction to mesoscopic conduction, the Landauer formula, is negligible and relativistic tunnelling would not occur in solid-state physics owing to the barrier height never reaching the overcritical region. Relativistic tunnelling is essentially a high-energy phenomenon.

Journal of Physics A Mathematical and General•Feb 21, 1993•83 citations

Motion of a wave packet in the Klein paradox

H. Nitta, Tomoshige Kudo, Hiroaki Minowa

Computer simulations for the scattering of a relativistic wave packet by a step potential are performed. Under the condition of the Klein paradox, where the height of the potential barrier becomes supercritical, the scattering induces the creation of electron–positron pairs. The “pair creation” is demonstrated in the present simulation by making use of the hole theory.

American Journal of Physics•Nov 1, 1999•53 citations

New Resolution of Klein Paradox by Modified Dirac Equations

Grigori G. Karapetyan

We present a new resolution of the Klein paradox by considering the problem of electron incidence on a step potential barrier using modified Dirac equations (MDE). Contrary to the generally accepted interpretation, which is based on the Dirac equation (DE) and predicts electron tunneling through an infinitely high barrier, our calculations show that tunneling is impossible if the electron kinetic energy is less than the barrier height. We propose to investigate MDE as an alternative DE relativistic quantum mechanical equation for spin ½ particles․

Armenian Journal of Physics•Sep 11, 2024•0 citations

Superluminal Tunneling and the Sauter–Schwinger Effect

Randall S. Dumont

Previous 1+1-dimensional Dirac wavepacket calculations showed that the tunneling component of a relativistic electron wavepacket can generate an arrival-time distribution whose peak occurs earlier than the corresponding free-photon peak. However, adapting superluminal tunneling to signaling leads to subluminal signaling due to the low tunneling probability. In the present work we note that the barriers used in those calculations are supercritical with respect to the Sauter-Schwinger effect. Consequently, the single-electron evolution must be accompanied by spontaneous electron-positron production from the vacuum. We derive compact formulas for the electron and positron densities when one additional electron is present, showing that the evolved wavepacket contribution adds to the vacuum-produced electron density, while Pauli blocking reduces the positron density by the negative-energy component of the propagated electron. We then apply these formulas to a fourth-order super-Gaussian barrier which produces superluminal tunneling of an electron. The resulting densities are shown explicitly at several times, and are compared with a semiclassical resonance model for the pair number. The semiclassical description reproduces the numerical growth of the pair yield and clarifies the role of Klein-zone resonance energies and widths. Finally, we outline the extension from 1+1 to 1+3 dimensions by integrating over transverse momenta, using scaling properties of the 1+1-dimensional pair number.

Entropy•May 23, 2026•0 citations

QFT Treatment of the Klein Paradox

Chuting Xu, Y. J. Li

It is well known that, Klein paradox is one of the most exotic and counterintuitive consequences of quantum theory. Nevertheless, many discussions about the Klein paradox are based upon single-particle Dirac equation in quantum mechanics rather than quantum field method. By using the path integral formalism, we evaluate the reflection and transmission coefficients up to the lowest order for the electron scattering by the finite square barrier potential. Within the context of assuming the step potential is the limiting case of the finite square barrier potential, we explain the Klein paradox that is caused by the ill-definition of the step potential.

arXiv:1504.00901•Mar 31, 2015•0 citations

Klein paradox with spin-resolved electrons and positrons

Piotr Krekora, Qichang C. Su, R. Grobe

Using numerical solutions to relativistic quantum field theory with space-time resolution, we illustrate how an incoming electron wave packet with a definite spin scatters off a supercritical potential step. We show that the production rate is reduced of only those electrons that have the same spin as the incoming electron is reduced. This spin-resolved result further clarifies the importance of the Pauli-exclusion principle for the Klein paradox.

Physical Review A•Dec 30, 2005•55 citations

The early papers by Klein, Sauter and Hund which investigate scattering off a high step potential in the context of the Dirac equation are discussed to derive the 'paradox' first obtained by Klein. The explanation of this effect in terms of electron-positron production is re-assessed. It is shown that a potential well or barrier in the Dirac equation can become supercritical and emit positrons or electrons spontaneously if the potential is strong enough. If the well or barrier is wide enough, a seemingly constant current is emitted. This phenomenon is transient whereas the tunnelling first calculated by Klein is time-independent. It is shown that tunnelling without exponential suppression occurs when an electron is incident on a high barrier, even when the barrier is not high enough to radiate. Klein tunnelling is therefore a property of relativistic wave equations and is not necessarily connected to particle emission. The Coulomb potential is investigated and it is shown that a heavy nucleus of sufficiently large Z will bind positrons. Correspondingly, as Z increases the Coulomb barrier should become increasingly transparent to positrons. This is an example of Klein tunnelling. Phenomena akin to supercritical positron emission may be studied experimentally in superfluid 3 He.

Particle penetration through a square potential barrier is studied with the Dirac equation and relativistic tunnelling occurs in an overcritical potential. Relations between this phenomenon and the Klein paradox are discussed. However, the relativistic correction to mesoscopic conduction, the Landauer formula, is negligible and relativistic tunnelling would not occur in solid-state physics owing to the barrier height never reaching the overcritical region. Relativistic tunnelling is essentially a high-energy phenomenon.

We present a new resolution of the Klein paradox by considering the problem of electron incidence on a step potential barrier using modified Dirac equations (MDE). Contrary to the generally accepted interpretation, which is based on the Dirac equation (DE) and predicts electron tunneling through an infinitely high barrier, our calculations show that tunneling is impossible if the electron kinetic energy is less than the barrier height. We propose to investigate MDE as an alternative DE relativistic quantum mechanical equation for spin ½ particles․

Previous 1+1-dimensional Dirac wavepacket calculations showed that the tunneling component of a relativistic electron wavepacket can generate an arrival-time distribution whose peak occurs earlier than the corresponding free-photon peak. However, adapting superluminal tunneling to signaling leads to subluminal signaling due to the low tunneling probability. In the present work we note that the barriers used in those calculations are supercritical with respect to the Sauter-Schwinger effect. Consequently, the single-electron evolution must be accompanied by spontaneous electron-positron production from the vacuum. We derive compact formulas for the electron and positron densities when one additional electron is present, showing that the evolved wavepacket contribution adds to the vacuum-produced electron density, while Pauli blocking reduces the positron density by the negative-energy component of the propagated electron. We then apply these formulas to a fourth-order super-Gaussian barrier which produces superluminal tunneling of an electron. The resulting densities are shown explicitly at several times, and are compared with a semiclassical resonance model for the pair number. The semiclassical description reproduces the numerical growth of the pair yield and clarifies the role of Klein-zone resonance energies and widths. Finally, we outline the extension from 1+1 to 1+3 dimensions by integrating over transverse momenta, using scaling properties of the 1+1-dimensional pair number.

It is well known that, Klein paradox is one of the most exotic and counterintuitive consequences of quantum theory. Nevertheless, many discussions about the Klein paradox are based upon single-particle Dirac equation in quantum mechanics rather than quantum field method. By using the path integral formalism, we evaluate the reflection and transmission coefficients up to the lowest order for the electron scattering by the finite square barrier potential. Within the context of assuming the step potential is the limiting case of the finite square barrier potential, we explain the Klein paradox that is caused by the ill-definition of the step potential.