Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Entropy

Superluminal Tunneling and the Sauter–Schwinger Effect

Randall S. Dumont

Published May 23, 2026• 0 citations
Publisher

Abstract

Previous 1+1-dimensional Dirac wavepacket calculations showed that the tunneling component of a relativistic electron wavepacket can generate an arrival-time distribution whose peak occurs earlier than the corresponding free-photon peak. However, adapting superluminal tunneling to signaling leads to subluminal signaling due to the low tunneling probability. In the present work we note that the barriers used in those calculations are supercritical with respect to the Sauter-Schwinger effect. Consequently, the single-electron evolution must be accompanied by spontaneous electron-positron production from the vacuum. We derive compact formulas for the electron and positron densities when one additional electron is present, showing that the evolved wavepacket contribution adds to the vacuum-produced electron density, while Pauli blocking reduces the positron density by the negative-energy component of the propagated electron. We then apply these formulas to a fourth-order super-Gaussian barrier which produces superluminal tunneling of an electron. The resulting densities are shown explicitly at several times, and are compared with a semiclassical resonance model for the pair number. The semiclassical description reproduces the numerical growth of the pair yield and clarifies the role of Klein-zone resonance energies and widths. Finally, we outline the extension from 1+1 to 1+3 dimensions by integrating over transverse momenta, using scaling properties of the 1+1-dimensional pair number.

DOI
10.3390/e28060583

Related papers

The relativistic tunneling flight time may be superluminal, but it does not imply superluminal signaling

Randall S Dumont, Tom Rivlin, Eli Pollak

Abstract Wavepacket tunneling, in the relativistic limit, is studied via solutions to the Dirac equation for a square barrier potential. Specifically, the arrival time distribution (the time-dependent flux) is computed for wavepackets initiated far away from the barrier, and whose momentum is well below the threshold for above-barrier transmission. The resulting distributions exhibit peaks at shorter times than those of photons with the same initial wavepacket transmitting through a vacuum. However, this apparent superluminality in time is accompanied by very low transmission probabilities. We discuss these observations, and related observations by other authors, in the context of published objections to the notion that tunneling can be superluminal in time. We find that many of these objections are not consistent with our observations, and conclude that post-selected (for transmission) distributions of arrival times can be superluminal. However, the low probability of tunneling means a photon will most likely be seen first and therefore the superluminality does not imply superluminal signaling.

New Journal of Physics•Sep 1, 2020•31 citations

Relativistic Quantum Field Theory Approach to Wavepacket Tunneling: Lack of Superluminal Transmission

M. Alkhateeb, X. Gutiérrez de la Cal, M. Pons +2 more

We investigate relativistic wavepacket dynamics for an electron tunneling through a potential barrier employing space-time resolved solutions to relativistic quantum field theory (QFT) equations. We prove by linking the QFT property of micro-causality to the wavepacket behavior that the tunneling dynamics is fully causal, precluding instantaneous or superluminal effects that have recently been reported in the literature. We illustrate these results by performing numerical computations for an electron tunneling through a potential barrier for standard tunneling as well for Klein tunneling. In all cases (Klein tunneling \ or regular tunneling across a standard or a supercritical potential) the transmitted wavepacket remains in the causal envelope of the propagator, even when its average position lies ahead of the average position of the corresponding freely propagated wavepacket.

arXiv:2407.07160•Jul 9, 2024•1 citation

History and physics of the Klein paradox

A. Calogeracos, Norman Dombey

The early papers by Klein, Sauter and Hund which investigate scattering off a high step potential in the context of the Dirac equation are discussed to derive the 'paradox' first obtained by Klein. The explanation of this effect in terms of electron-positron production is re-assessed. It is shown that a potential well or barrier in the Dirac equation can become supercritical and emit positrons or electrons spontaneously if the potential is strong enough. If the well or barrier is wide enough, a seemingly constant current is emitted. This phenomenon is transient whereas the tunnelling first calculated by Klein is time-independent. It is shown that tunnelling without exponential suppression occurs when an electron is incident on a high barrier, even when the barrier is not high enough to radiate. Klein tunnelling is therefore a property of relativistic wave equations and is not necessarily connected to particle emission. The Coulomb potential is investigated and it is shown that a heavy nucleus of sufficiently large Z will bind positrons. Correspondingly, as Z increases the Coulomb barrier should become increasingly transparent to positrons. This is an example of Klein tunnelling. Phenomena akin to supercritical positron emission may be studied experimentally in superfluid 3 He.

arXiv:quant-ph/9905076•Contemporary Physics•Sep 1, 1999•261 citations

Superluminal Tunneling of a Relativistic Half-Integer Spin Particle Through a Potential Barrier

Luca Nanni

This paper investigates the problem of a relativistic Dirac half-integer spin free particle tunneling through a rectangular quantum-mechanical barrier. If the energy difference between the barrier and the particle is positive, and the barrier width is large enough, there is proof that the tunneling may be superluminal. For first spinor components of particle and antiparticle states, the tunneling is always superluminal regardless the barrier width. Conversely, the second spinor components of particle and antiparticle states may be either subluminal or superluminal depending on the barrier width. These results derive from studying the tunneling time in terms of phase time. For the first spinor components of particle and antiparticle states, it is always negative while for the second spinor components of particle and antiparticle states, it is always positive, whatever the height and width of the barrier. In total, the tunneling time always remains positive for particle states while it becomes negative for antiparticle ones. Furthermore, the phase time tends to zero, increasing the potential barrier both for particle and antiparticle states. This agrees with the interpretation of quantum tunneling that the Heisenberg uncertainty principle provides. This study’s results are innovative with respect to those available in the literature. Moreover, they show that the superluminal behaviour of particles occurs in those processes with high-energy confinement.

International Journal of Modern Physics Conference Series•Jan 1, 2018•0 citations

A study of transit times in Dirac tunneling

Stefano De Leo

Based on the Dirac equation, the behavior of relativistic electrons which tunnel a potential barrier of height V 0 for incoming energies between V 0 and V 0 + m is studied by using the wave packet formalism. The choice of this incoming energy zone guarantees that only electrons participate in the tunneling process. In the opaque limit, as shown in a previous analysis, the transit velocity is proportional to the barrier width and for relativistic potential tends to a constant value greater than c . In this paper, a new numerical study shows a very surprising result: superluminal transmissions are also evident for thin barriers.

arXiv:1304.1561•Journal of Physics A Mathematical and Theoretical•Apr 3, 2013•8 citations

Superluminal Tunneling of a Relativistic Half-Integer Spin Particle through a Potential Barrier

Luca Nanni

This paper investigates the problem of a relativistic Dirac half-integer spin free particle tunneling through a rectangular quantum-mechanical barrier. If the energy difference between the barrier and the particle is positive, and the barrier width is large enough, there is proof that the tunneling is always superluminal. For antiparticle states, the tunneling may be either subluminal or superluminal instead, depending on the barrier width. These results derive from studying the tunneling time in terms of phase time. For particle states these are always negatives while for antiparticle states they are always positives, whatever the height and width of the barrier. The scattering also leads to an anomalous distortion of the Dirac spinor that tends to disappear as the particle velocity approaches the speed of light. Moreover, the phase time tends to zero, increasing the potential barrier both for particle and antiparticle states. This agrees with the interpretation of quantum tunneling that the Heisenberg uncertainty principle provides. This study’s results are innovative with respect to those available in the literature. Moreover, they show that the superluminal behaviour of particles occurs in those processes with high-energy confinement.

•May 4, 2017•0 citations
Previous 1+1-dimensional Dirac wavepacket calculations showed that the tunneling component of a relativistic electron wavepacket can generate an arrival-time distribution whose peak occurs earlier than the corresponding free-photon peak. However, adapting superluminal tunneling to signaling leads to subluminal signaling due to the low tunneling probability. In the present work we note that the barriers used in those calculations are supercritical with respect to the Sauter-Schwinger effect. Consequently, the single-electron evolution must be accompanied by spontaneous electron-positron production from the vacuum. We derive compact formulas for the electron and positron densities when one additional electron is present, showing that the evolved wavepacket contribution adds to the vacuum-produced electron density, while Pauli blocking reduces the positron density by the negative-energy component of the propagated electron. We then apply these formulas to a fourth-order super-Gaussian barrier which produces superluminal tunneling of an electron. The resulting densities are shown explicitly at several times, and are compared with a semiclassical resonance model for the pair number. The semiclassical description reproduces the numerical growth of the pair yield and clarifies the role of Klein-zone resonance energies and widths. Finally, we outline the extension from 1+1 to 1+3 dimensions by integrating over transverse momenta, using scaling properties of the 1+1-dimensional pair number.
Abstract Wavepacket tunneling, in the relativistic limit, is studied via solutions to the Dirac equation for a square barrier potential. Specifically, the arrival time distribution (the time-dependent flux) is computed for wavepackets initiated far away from the barrier, and whose momentum is well below the threshold for above-barrier transmission. The resulting distributions exhibit peaks at shorter times than those of photons with the same initial wavepacket transmitting through a vacuum. However, this apparent superluminality in time is accompanied by very low transmission probabilities. We discuss these observations, and related observations by other authors, in the context of published objections to the notion that tunneling can be superluminal in time. We find that many of these objections are not consistent with our observations, and conclude that post-selected (for transmission) distributions of arrival times can be superluminal. However, the low probability of tunneling means a photon will most likely be seen first and therefore the superluminality does not imply superluminal signaling.
We investigate relativistic wavepacket dynamics for an electron tunneling through a potential barrier employing space-time resolved solutions to relativistic quantum field theory (QFT) equations. We prove by linking the QFT property of micro-causality to the wavepacket behavior that the tunneling dynamics is fully causal, precluding instantaneous or superluminal effects that have recently been reported in the literature. We illustrate these results by performing numerical computations for an electron tunneling through a potential barrier for standard tunneling as well for Klein tunneling. In all cases (Klein tunneling \ or regular tunneling across a standard or a supercritical potential) the transmitted wavepacket remains in the causal envelope of the propagator, even when its average position lies ahead of the average position of the corresponding freely propagated wavepacket.
The early papers by Klein, Sauter and Hund which investigate scattering off a high step potential in the context of the Dirac equation are discussed to derive the 'paradox' first obtained by Klein. The explanation of this effect in terms of electron-positron production is re-assessed. It is shown that a potential well or barrier in the Dirac equation can become supercritical and emit positrons or electrons spontaneously if the potential is strong enough. If the well or barrier is wide enough, a seemingly constant current is emitted. This phenomenon is transient whereas the tunnelling first calculated by Klein is time-independent. It is shown that tunnelling without exponential suppression occurs when an electron is incident on a high barrier, even when the barrier is not high enough to radiate. Klein tunnelling is therefore a property of relativistic wave equations and is not necessarily connected to particle emission. The Coulomb potential is investigated and it is shown that a heavy nucleus of sufficiently large Z will bind positrons. Correspondingly, as Z increases the Coulomb barrier should become increasingly transparent to positrons. This is an example of Klein tunnelling. Phenomena akin to supercritical positron emission may be studied experimentally in superfluid 3 He.
This paper investigates the problem of a relativistic Dirac half-integer spin free particle tunneling through a rectangular quantum-mechanical barrier. If the energy difference between the barrier and the particle is positive, and the barrier width is large enough, there is proof that the tunneling may be superluminal. For first spinor components of particle and antiparticle states, the tunneling is always superluminal regardless the barrier width. Conversely, the second spinor components of particle and antiparticle states may be either subluminal or superluminal depending on the barrier width. These results derive from studying the tunneling time in terms of phase time. For the first spinor components of particle and antiparticle states, it is always negative while for the second spinor components of particle and antiparticle states, it is always positive, whatever the height and width of the barrier. In total, the tunneling time always remains positive for particle states while it becomes negative for antiparticle ones. Furthermore, the phase time tends to zero, increasing the potential barrier both for particle and antiparticle states. This agrees with the interpretation of quantum tunneling that the Heisenberg uncertainty principle provides. This study’s results are innovative with respect to those available in the literature. Moreover, they show that the superluminal behaviour of particles occurs in those processes with high-energy confinement.
Based on the Dirac equation, the behavior of relativistic electrons which tunnel a potential barrier of height V 0 for incoming energies between V 0 and V 0 + m is studied by using the wave packet formalism. The choice of this incoming energy zone guarantees that only electrons participate in the tunneling process. In the opaque limit, as shown in a previous analysis, the transit velocity is proportional to the barrier width and for relativistic potential tends to a constant value greater than c . In this paper, a new numerical study shows a very surprising result: superluminal transmissions are also evident for thin barriers.
This paper investigates the problem of a relativistic Dirac half-integer spin free particle tunneling through a rectangular quantum-mechanical barrier. If the energy difference between the barrier and the particle is positive, and the barrier width is large enough, there is proof that the tunneling is always superluminal. For antiparticle states, the tunneling may be either subluminal or superluminal instead, depending on the barrier width. These results derive from studying the tunneling time in terms of phase time. For particle states these are always negatives while for antiparticle states they are always positives, whatever the height and width of the barrier. The scattering also leads to an anomalous distortion of the Dirac spinor that tends to disappear as the particle velocity approaches the speed of light. Moreover, the phase time tends to zero, increasing the potential barrier both for particle and antiparticle states. This agrees with the interpretation of quantum tunneling that the Heisenberg uncertainty principle provides. This study’s results are innovative with respect to those available in the literature. Moreover, they show that the superluminal behaviour of particles occurs in those processes with high-energy confinement.