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arXiv:1504.00901

QFT Treatment of the Klein Paradox

Chuting Xu, Y. J. Li

Published Mar 31, 2015• 0 citations
arXivHTMLPDF

Abstract

It is well known that, Klein paradox is one of the most exotic and counterintuitive consequences of quantum theory. Nevertheless, many discussions about the Klein paradox are based upon single-particle Dirac equation in quantum mechanics rather than quantum field method. By using the path integral formalism, we evaluate the reflection and transmission coefficients up to the lowest order for the electron scattering by the finite square barrier potential. Within the context of assuming the step potential is the limiting case of the finite square barrier potential, we explain the Klein paradox that is caused by the ill-definition of the step potential.

DOI
10.48550/arxiv.1504.00901

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It is well known that, Klein paradox is one of the most exotic and counterintuitive consequences of quantum theory. Nevertheless, many discussions about the Klein paradox are based upon single-particle Dirac equation in quantum mechanics rather than quantum field method. By using the path integral formalism, we evaluate the reflection and transmission coefficients up to the lowest order for the electron scattering by the finite square barrier potential. Within the context of assuming the step potential is the limiting case of the finite square barrier potential, we explain the Klein paradox that is caused by the ill-definition of the step potential.
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We present a new resolution of the Klein paradox by considering the problem of electron incidence on a step potential barrier using modified Dirac equations (MDE). Contrary to the generally accepted interpretation, which is based on the Dirac equation (DE) and predicts electron tunneling through an infinitely high barrier, our calculations show that tunneling is impossible if the electron kinetic energy is less than the barrier height. We propose to investigate MDE as an alternative DE relativistic quantum mechanical equation for spin ½ particles․
The early papers by Klein, Sauter and Hund which investigate scattering off a high step potential in the context of the Dirac equation are discussed to derive the 'paradox' first obtained by Klein. The explanation of this effect in terms of electron-positron production is re-assessed. It is shown that a potential well or barrier in the Dirac equation can become supercritical and emit positrons or electrons spontaneously if the potential is strong enough. If the well or barrier is wide enough, a seemingly constant current is emitted. This phenomenon is transient whereas the tunnelling first calculated by Klein is time-independent. It is shown that tunnelling without exponential suppression occurs when an electron is incident on a high barrier, even when the barrier is not high enough to radiate. Klein tunnelling is therefore a property of relativistic wave equations and is not necessarily connected to particle emission. The Coulomb potential is investigated and it is shown that a heavy nucleus of sufficiently large Z will bind positrons. Correspondingly, as Z increases the Coulomb barrier should become increasingly transparent to positrons. This is an example of Klein tunnelling. Phenomena akin to supercritical positron emission may be studied experimentally in superfluid 3 He.
The Klein paradox is one of the cornerstones in the development of quantum mechanics, and its consequences were used in various branches of physics, ranging from elementary particles to solid state. Yet its mathematical derivation is questionable in a number of steps, resulting in the wrong solution of Dirac equation. In this paper, the paradox is analysed in more detail, and its mathematical content is emphasized in order to show that in the study of extreme conditions of matter simple arguments may result in erroneous predictions.
Whenever we consider any relativistic quantum wave equation we are confronted with the Klein paradox, which asserts that incident particles will suffer a surplus of reflection when dispersed by a discontinuous potential. Following recent results on the Dirac equation, we propose a solution to this paradox for the Klein-Gordon case by introducing virtual beams in a natural well-posed generalization of the method of images in the theory of partial differential equations. Thus, our solution considers a global reflection coefficient obtained from the two contributions, the reflected particles plus the incident virtual particles. Despite its simplicity, this method allows a reasonable understanding of the paradox within the context of the quantum relativistic theory of particles (according to the original setup for the Klein paradox) and without resorting to any quantum field theoretic issues.