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arXiv:quant-ph/0205164

BEING AND CHANGE: FOUNDATIONS OF A REALISTIC OPERATIONAL FORMALISM

Diederik Aerts

Published Jun 1, 2002• 20 citations
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Abstract

The aim of this article is to represent the general description of an entity by means of its states, contexts and properties. The entity that we want to describe does not necessarily have to be a physical entity, but can also be an entity of a more abstract nature, for example a concept, or a cultural artifact, or the mind of a person, etc..., which means that we aim at very general description. The effect that a context has on the state of the entity plays a fundamental role, which means that our approach is intrinsically contextual. The approach is inspired by the mathematical formalisms that have been developed in axiomatic quantum mechanics, where a specific type of quantum contextuality is modelled. However, because in general states also influence context -- which is not the case in quantum mechanics -- we need a more general setting than the one used there. Our focus on context as a fundamental concept makes it possible to unify `dynamical change' and `change under influence of measurement', which makes our approach also more general and more powerful than the traditional quantum axiomatic approaches. For this reason an experiment (or measurement) is introduced as a specific kind of context. Mathematically we introduce a state context property system as the structure to describe an entity by means of its states, contexts and properties. We also strive from the start to a categorical setting and derive the morphisms between state context property systems from a merological covariance principle. We introduce the category SCOP with as elements the state context property systems and as morphisms the ones that we derived from this merological covariance principle. We introduce property completeness and state completeness and study the operational foundation of the formalism

DOI
10.1142/9789812778024_0004

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The aim of this article is to represent the general description of an entity by means of its states, contexts and properties. The entity that we want to describe does not necessarily have to be a physical entity, but can also be an entity of a more abstract nature, for example a concept, or a cultural artifact, or the mind of a person, etc..., which means that we aim at very general description. The effect that a context has on the state of the entity plays a fundamental role, which means that our approach is intrinsically contextual. The approach is inspired by the mathematical formalisms that have been developed in axiomatic quantum mechanics, where a specific type of quantum contextuality is modelled. However, because in general states also influence context -- which is not the case in quantum mechanics -- we need a more general setting than the one used there. Our focus on context as a fundamental concept makes it possible to unify dynamical change' and change under influence of measurement', which makes our approach also more general and more powerful than the traditional quantum axiomatic approaches. For this reason an experiment (or measurement) is introduced as a specific kind of context. Mathematically we introduce a state context property system as the structure to describe an entity by means of its states, contexts and properties. We also strive from the start to a categorical setting and derive the morphisms between state context property systems from a merological covariance principle. We introduce the category SCOP with as elements the state context property systems and as morphisms the ones that we derived from this merological covariance principle. We introduce property completeness and state completeness and study the operational foundation of the formalism
The aim of this article is to represent the general description of an entity by means of its states, contexts and properties. The entity that we want to describe does not necessarily have to be a physical entity, but can also be an entity of a more abstract nature, for example a concept, or a cultural artifact, or the mind of a person, etc..., which means that we aim at very general description. The effect that a context has on the state of the entity plays a fundamental role, which means that our approach is intrinsically contextual. The approach is inspired by the mathematical formalisms that have been developed in axiomatic quantum mechanics, where a specific type of quantum contextuality is modelled. However, because in general states also influence context -- which is not the case in quantum mechanics -- we need a more general setting than the one used there. Our focus on context as a fundamental concept makes it possible to unify `dynamical change' and `change under influence of measurement', which makes our approach also more general and more powerful than the traditional quantum axiomatic approaches. For this reason an experiment (or measurement) is introduced as a specific kind of context. Mathematically we introduce a state context property system as the structure to describe an entity by means of its states, contexts and properties. We also strive from the start to a categorical setting and derive the morphisms between state context property systems from a merological covariance principle. We introduce the category SCOP with as elements the state context property systems and as morphisms the ones that we derived from this merological covariance principle. We introduce property completeness and state completeness and study the operational foundation of the formalism
. A central theme in current work in quantum information and quantum foundations is to see quantum mechanics as occupying one point in a space of possible theories, and to use this perspective to understand the special features and properties which single it out, and the possibilities for alternative theories. Two formalisms which have been used in this context are operational theories , and categorical quantum mechanics . The aim of the present paper is to establish strong connections between these two formalisms. We show how models of categorical quantum mechanics have representations as operational theories. We then show how non-locality can be formulated at this level of generality, and study a number of examples from this point of view, including Hilbert spaces, sets and relations, and stochastic maps. The local, quantum, and no-signalling models are characterized in these terms. Introduction. A central theme in current work in quantum information and quantum foundations is to see quantum mechanics as occupying one point in a space of possible theories, and to use this perspective to understand the special features and properties which single it out, and the possibilities for alternative theories. Two formalisms which have been used in this context are operational theories [48, 41, 52, 47], and categorical quantum mechanics [6, 7]. • Operational theories allow general formulations of results in quantum foundations and quantum information [11, 12, 10]. They also play a prominent rôle in current work on axiomatizations of quantum mechanics [36, 19, 49, 25]. • Categorical quantum mechanics enables a high-level approach to quantum information and quantum foundations, which can be presented in terms of string-diagram representations of structures in monoidal categories [7]. This has proved very effective in providing a conceptually illuminating and technically powerful perspective on a range of topics, including quantum protocols [6], entanglement [24], measurement-based quantum computing [29], no-cloning [1], and non-locality [22]. The aim of the present paper is to establish strong connections between these two formalisms. We shall begin by reviewing operational theories. We then show how a proper formulation of compound systems within the operational framework leads to a view of operational theories as representations of monoidal categories of a particular form. We call these operational representations .
This chapter outlines some of the highlights of efforts undertaken by our group to describe the role of contextuality in the conceptualization of conscious experience using generalized formalisms from quantum mechanics. Conscious experience is filtered not just through innate categories to give rise to stimulusresponse reflexes, but also learned categories, including concepts such as ‘container’, ‘democracy’, ‘truth’ and ‘falsehood’. The meanings of these concepts are not rigid or static but shift fluidly depending on context, increasing dramatically our potential to both inform and be informed by the world. As Edelman and Tonini (2000, p. 101) put it: “Every act of perception is, to some extent, an act of creation, and every act of memory is, to some degree, an act of imagination.” Elements of conscious experience, such as perceived stimuli, retrieved memories, and concepts are considered entities of the personal cognitive sphere, referred to collectively as ‘conceptual entities’. These can be modelled by considering them as configurations of properties, which are consistently testable through personal and interpersonal cognitive processes such as perception, reflection, and social interactions. Specifically, we are concerned with the interface between the conceptual entity and its extraneous surroundings: the context. The interrelation and concatenation of concepts consciously experienced as a stream of thought is particularly affected by context, being influenced not only by the ever-fluctuating
The general view is that all fundamental physical laws should be formulated within the framework given by quantum mechanics (QM). In a sense, QM therefore has the character of a metaphysical theory. Consequently, if it is possible to derive QM from more basic principles, these principles should be of general, philosophical nature. Here, we derive the formalism of QM from well-motivated epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. First, an epistemic formalism is developed, using concepts like knowledge and potential knowledge, identifying a physical state SSS with the potential knowledge of the physical world. It is demonstrated that QM emerges from this formalism. However, Hilbert spaces, wave functions and probabilities are defined in certain well-defined observational contexts only. This means that the epistemic formalism is broader than QM. In the fundamental layer of description, the physical state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains many elements ZZZ. These elements correspond to unattainable states of complete knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time an event occurs, each time potential knowledge changes. Sequential time nnn can be separated from relational time ttt, which describes distances between events in space-time. There is an entire space-time associated with each nnn, in which ttt represents the knowledge at sequential time nnn about the temporal relations between present and past events.
We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
The mathematics of quantum mechanics was developed to cope with problems arising in the description of (1) contextual interactions, and (2) the generation of new states with new properties when particles become entangled. Similar problems arise with concepts. This paper summarizes the rationale for and preliminary results of using a generalization of standard quantum mechanics based on the lattice formalism to describe the contextual manner in which concepts are evoked, used, and combined to generate meaning. Concepts are viewed not as fixed representations but dynamically `re-constructed' entities generated on the fly through interaction between cognitive state and situation or context.