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arXiv:math-ph/0302050 · Journal of Mathematical Physics

Pseudounitary operators and pseudounitary quantum dynamics

Ali Mostafazadeh

Published Feb 12, 2004• 84 citations
arXivHTMLPDF

Abstract

We consider pseudounitary quantum systems and discuss various properties of pseudounitary operators. In particular we prove a characterization theorem for block-diagonalizable pseudounitary operators with finite-dimensional diagonal blocks. Furthermore, we show that every pseudounitary matrix is the exponential of i=−1 times a pseudo-Hermitian matrix, and determine the structure of the Lie groups consisting of pseudounitary matrices. In particular, we present a thorough treatment of 2×2 pseudounitary matrices and discuss an example of a quantum system with a 2×2 pseudounitary dynamical group. As other applications of our general results we give a proof of the spectral theorem for symplectic transformations of classical mechanics, demonstrate the coincidence of the symplectic group Sp(2n) with the real subgroup of a matrix group that is isomorphic to the pseudounitary group U(n,n), and elaborate on an approach to second quantization that makes use of the underlying pseudounitary dynamical groups.

DOI
10.1063/1.1646448

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We consider pseudounitary quantum systems and discuss various properties of pseudounitary operators. In particular we prove a characterization theorem for block-diagonalizable pseudounitary operators with finite-dimensional diagonal blocks. Furthermore, we show that every pseudounitary matrix is the exponential of i=−1 times a pseudo-Hermitian matrix, and determine the structure of the Lie groups consisting of pseudounitary matrices. In particular, we present a thorough treatment of 2×2 pseudounitary matrices and discuss an example of a quantum system with a 2×2 pseudounitary dynamical group. As other applications of our general results we give a proof of the spectral theorem for symplectic transformations of classical mechanics, demonstrate the coincidence of the symplectic group Sp(2n) with the real subgroup of a matrix group that is isomorphic to the pseudounitary group U(n,n), and elaborate on an approach to second quantization that makes use of the underlying pseudounitary dynamical groups.
The unitary matrix that brings a Hermitian H into block-diagonal form can be uniquely determined under very simple and transparent conditions. Int his work the block-diagonalization problem is investigated in the framework of the second quantization formalism. Starting with an operator Ḩ which in any n-particle Fock space has a well-defined matrix representation an attemt was made to answer the question whether the transformation matrices T which can be separately given in the various n-particle spaces can be considered matrix representations of the same operator. T̂. Interestingly, the very important result was reached that the block-diagonalization operator T̂ exists and is unique. As a particular example, attention was concentrated on the case of an operator Ĥ given by a one-particle operator. In this case the block-diagonalization operator can be constructed and given in explicit from. This approach is applied to the theory of Green’s functions where the block-diagonalization of the Hamiltonian has interesting consequences that are illustrated in some details.
We give two characterization theorems for pseudo-Hermitian (possibly nondiagonalizable) Hamiltonians with a discrete spectrum that admit a block-diagonalization with finite-dimensional diagonal blocks. In particular, we prove that for such an operator H the following statements are equivalent: (1) H is pseudo-Hermitian; (2) the spectrum of H consists of real and/or complex-conjugate pairs of eigenvalues and the geometric multiplicity and the dimension of the diagonal blocks for the complex-conjugate eigenvalues are identical; (3) H is Hermitian with respect to a positive-semidefinite inner product. We further discuss the relevance of our findings for the merging of a complex-conjugate pair of eigenvalues of diagonalizable pseudo-Hermitian Hamiltonians in general, and the PT-symmetric Hamiltonians and the effective Hamiltonian for a certain closed FRW minisuperspace quantum cosmological model in particular.
We show that the group of linear canonical transformations in a 2N-dimensional phase space is the real symplectic group Sp(2N), and discuss its unitary representation in quantum mechanics when the N coordinates are diagonal. We show that this Sp(2N) group is the well-known dynamical group of the N-dimensional harmonic oscillator. Finally, we study the case of n particles in a q-dimensional oscillator potential, for which N = nq, and discuss the chain of groups Sp(2nq)⊃Sp(2n)×O(q). An application to the calculation of matrix elements is given in a following paper.
A diagonalizable non-Hermitian Hamiltonian having a real spectrum may be used to define a unitary quantum system, if one modifies the inner product of the Hilbert space properly. We give a comprehensive and essentially self-contained review of the basic ideas and techniques responsible for the recent developments in this subject. We provide a critical assessment of the role of the geometry of the Hilbert space in conventional quantum mechanics to reveal the basic physical principle motivating our study. We then offer a survey of the necessary mathematical tools and elaborate on a number of relevant issues of fundamental importance. In particular, we discuss the role of the antilinear symmetries such as PT, the true meaning and significance of the charge operators C and the CPT-inner products, the nature of the physical observables, the equivalent description of such models using ordinary Hermitian quantum mechanics, the pertaining duality between local-non-Hermitian versus nonlocal-Hermitian descriptions of their dynamics, the corresponding classical systems, the pseudo-Hermitian canonical quantization scheme, various methods of calculating the (pseudo-) metric operators, subtleties of dealing with time-dependent quasi-Hermitian Hamiltonians and the path-integral formulation of the theory, and the structure of the state space and its ramifications for the quantum Brachistochrone problem. We also explore some concrete physical applications of the abstract concepts and tools that have been developed in the course of this investigation. These include applications in nuclear physics, condensed matter physics, relativistic quantum mechanics and quantum field theory, quantum cosmology, electromagnetic wave propagation, open quantum systems, magnetohydrodynamics, quantum chaos, and biophysics.
This thesis is concerned with the properties of dynamical systems with Hamiltonians which are general quadratic combinations of classical or quantum canonical variables or of Boson or Fermion annihilation and creation operators.Chapter I, consisting of six sections, deals mainly with sets of canonical forms for quadratic Hamiltonians under the action of the group of linear canonical transformations.By viewing the group of C.C.R.Bogoliubov transformations as Sp(2tf, i?) , a full set of canonical Boson Hamiltonians, labelled by the invariants for symplectic conjugacy classes, is obtained.Since the conjugacy class of a real orthogonal matrix is determined by its eigenvalues, there is only one type of canonical form for quadratic Fermion Hamiltonians.Unlike the Fermion case, indefinite Boson Hamiltonians can not in general be reduced to a sum of quasi-particle number operators.However, it is shown how spectral theory in Krein space rigorizes the full reduction of a strictly positive quadratic Boson Hamiltonian for which the single particle space is infinite dimensional.In the case of infinite degrees of freedom, there are various existence criteria for a unitary operator which implements a given Bogoliubov transformation and the equivalence of these is discussed in Section 6.Cahpter II, consisting of seven sections, applies the techniques of Chapter I to algebraic quantization.The Boson commutation relations , among formal mode operators obtained in heuristic quantization, are shown to be incompatible with the canonical commutation relations among conjugate variables unless the motion is stable.Segal quantization of any real
A real-valued symplectic group underlies the dynamics of quantum-mechanical systems. Exploring the embedding of unitary groups clarifies the relation of non-Hermitian - and -symmetric quantum theories of recent interest. Symmetries of the full dynamical framework are quite rich and reveal new viewpoints on many topics in quantum theory. Transformations mixing 'upper' and 'lower' components of certain symplectic multiplets are indistinguishable from coupling antimatter degrees of freedom. Quantities long identified with physical observables are valid canonical coordinates of the theory, without needing support from measurement doctrine. Dirac's canonical quantization is derived from consistency, and would be redundant as a new postulate. A second-order dynamical framework exists in which observables are just the same as the underlying degrees of freedom.