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Journal of Mathematical Physics

Linear Canonical Transformations and Their Unitary Representations

M. Moshińsky, C. Quesne

Published Aug 1, 1971• 841 citations
Publisher

Abstract

We show that the group of linear canonical transformations in a 2N-dimensional phase space is the real symplectic group Sp(2N), and discuss its unitary representation in quantum mechanics when the N coordinates are diagonal. We show that this Sp(2N) group is the well-known dynamical group of the N-dimensional harmonic oscillator. Finally, we study the case of n particles in a q-dimensional oscillator potential, for which N = nq, and discuss the chain of groups Sp(2nq)⊃Sp(2n)×O(q). An application to the calculation of matrix elements is given in a following paper.

DOI
10.1063/1.1665805

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We show that the group of linear canonical transformations in a 2N-dimensional phase space is the real symplectic group Sp(2N), and discuss its unitary representation in quantum mechanics when the N coordinates are diagonal. We show that this Sp(2N) group is the well-known dynamical group of the N-dimensional harmonic oscillator. Finally, we study the case of n particles in a q-dimensional oscillator potential, for which N = nq, and discuss the chain of groups Sp(2nq)⊃Sp(2n)×O(q). An application to the calculation of matrix elements is given in a following paper.
While groups of point transformations such as rotations, translations and permutations have been extensively used in quantum mechanics, we cannot say the same of the more general groups of canonical transformations. To begin with, for the latter groups we have to determine their unitary representation in appropriate spaces. But once this is achieved canonical transformations can play as important a role in quantum mechanics as point transformations. We illustrate this in relation with the harmonic oscillator in one and many dimensions and for one and many particles. We show how radial matrix elements with respect to harmonic oscillator states can be determined group theoretically both in the Schroedinger and Heisenberg pictures. We discuss the application of canonical transformations to the three body nuclear problem. We briefly outline in the concluding section applications to Coulomb problems, many body systems, accidental degeneracy, and generalized integral transforms.
The conventional quantization of the harmonic oscillator in terms of operators Q and P can be implemented with the help of irreducible unitary representations of the Heisenberg-Weyl group which acts transitively and effectively on the simply connected classical phase space S q,p ≊ 2 . In the description of the harmonic oscillator in terms of angle and action variables ϕ and I the associated phase space S ϕ,I corresponds to the multiply connected punctured plane 2 – {0}, on which the 3-dimensional symplectic group Sp(2, ) acts transitively, leaving the origin invariant. As this group contains the compact subgroup U (1) it has infinitely many covering groups. In the here relevant irreducible unitary representations (positive discrete series) the self-adjoint generator K o of U (l) represents the classical action variable I . It has the possible spectra n + k, n = 0,1,...; k > 0, where k depends on the covering group. This implies different possible spectra for the action variable Hamiltonian ℏωK 0 of the harmonic oscillator. On the other hand, expressing the operators Q and P (non-linearly) in terms of the three generators K 0 etc. of Sp (2, ) leads to the usual framework. Possible physical (experimental) implications and generalizations to higher dimensions are discussed briefly.
We consider pseudounitary quantum systems and discuss various properties of pseudounitary operators. In particular we prove a characterization theorem for block-diagonalizable pseudounitary operators with finite-dimensional diagonal blocks. Furthermore, we show that every pseudounitary matrix is the exponential of i=−1 times a pseudo-Hermitian matrix, and determine the structure of the Lie groups consisting of pseudounitary matrices. In particular, we present a thorough treatment of 2×2 pseudounitary matrices and discuss an example of a quantum system with a 2×2 pseudounitary dynamical group. As other applications of our general results we give a proof of the spectral theorem for symplectic transformations of classical mechanics, demonstrate the coincidence of the symplectic group Sp(2n) with the real subgroup of a matrix group that is isomorphic to the pseudounitary group U(n,n), and elaborate on an approach to second quantization that makes use of the underlying pseudounitary dynamical groups.
In the last few years an extensive literature has developed on linear canonical tranformations and their representation in quantum mechanics. Applications of these results have been made to clustering theory in nuclei, problems of accidental degeneracy, etc. In the present paper we wish to turn our attention to nonlinear canonical transformations. We show that by dealing with appropriate functions fα (α=1,...,2n) of xi, pi (i=1,...,n) rather than with these variables themselves, we can in principle set unambiguously the equations that determine the representation in quantum mechanics of the canonical transformation under study. This result holds when the old and new functions fα have the same spectrum. We discuss specific examples when this last condition is satisfied: nonlinear canonical transformations in the radial variable that were obtained from projection of linear ones in higher-dimensional spaces; canonical transformations that take us from one Hamiltonian to another with the same spectrum, be this one continuous or discrete; canonical transformations that relate two sets of integrals of motion (which include the Hamiltonians) when we are dealing with phase spaces of dimensions higher than 2, etc. We discuss briefly, in the concluding section, the possibility of extending our analysis to canonical tranformations that do not conserve the spectrum of the relevant operators.
The algebra of generalized linear quantum canonical transformations is examined in the prespective of Schwinger's unitary-canonical basis. Formulation of the quantum phase problem within the theory of quantum canonical transformations and in particular with the generalized quantum action-angle phase space formalism is established and it is shown that the conceptual foundation of the quantum phase problem lies within the algebraic properties of the quantum canonical transformations in the quantum phase space. The representations of the Wigner function in the generalized action-angle unitary operator pair for certain Hamiltonian systems with the dynamical symmetry are examined. This generalized canonical formalism is applied to the quantum harmonic oscillator to examine the properties of the unitary quantum phase operator as well as the action-angle Wigner function.