Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:hep-th/0201031 · AIP conference proceedings

Matrix models as hidden variables theories

Lee Smolin

Published Jan 1, 2002• 15 citations
arXivHTMLPDF

Abstract

It is shown that the matrix models which give non-perturbative definitions of string and M theory may be interpreted as non-local hidden variables theories in which the quantum observables are the eigenvalues of the matrices while their entries are the non-local hidden variables. This is shown by studying the bosonic matrix model at finite temperature, with T taken to scale as 1/N. For large N the eigenvalues of the matrices undergo Brownian motion due to the interaction of the diagonal elements with the off diagonal elements, giving rise to a diffusion constant that remains finite as N goes to infinity. The resulting probability density and current for the eigenvalues are then found to evolve in agreement with the Schroedinger equation, to leading order in 1/N. The quantum fluctuations and uncertainties in the eigenvalues are then consequences of ordinary statistical fluctuations in the values of the off-diagonal matrix elements. This formulation of the quantum theory is background independent, as the definition of the thermal ensemble makes no use of a particular classical solution. The derivation relies on Nelson's stochastic formulation of quantum theory, which is expressed in terms of a variational principle.

DOI
10.1063/1.1454379

Related papers

Theory of Eigenstate Thermalisation

Tobias Helbig, Tobias Hofmann, Ronny Thomale +1 more

If we prepare an isolated, interacting quantum system in an eigenstate and perturb a local observable at an initial time, its expectation value will relax towards a thermal expectation value, even though the time evolution of the system is deterministic. The eigenstate thermalization hypothesis (ETH) of Deutsch and Srednicki suggests that this is possible because each eigenstate of the full quantum system acts as a thermal bath to its subsystems, such that the reduced density matrices of the subsystems resemble thermal density matrices. Here, we use the observation that the eigenvalue distribution of interacting quantum systems is a Gaussian under very general circumstances, and Dyson Brownian motion random matrix theory, to derive the ETH and thereby elevate it from hypothesis to theory. Our analysis provides a derivation of statistical mechanics which neither requires the concepts of ergodicity or typicality, nor that of entropy. Thermodynamic equilibrium follows solely from the applicability of quantum mechanics to large systems and the absence of integrability.

arXiv:2406.01448•Jun 3, 2024•0 citations

Statistical Dynamics of Global Unitary Invariant Matrix Models as Pre-Quantum Mechanics

Stephen L. Adler

We consider the classical dynamics of bosonic and fermionic matrix variables in complex Hilbert space, defined by a trace action, assuming cyclic invariance under the trace and the presence of a global unitary invariance. With plausible and explicitly stated assumptions, including the existence of a large hierarchy of scale between the underlying dynamics and observed physics, we show that (1) the equilibrium statistical mechanics of this matrix dynamics, in the canonical ensemble, gives rise to an emergent quantum mechanics for many degrees of freedom, including the standard canonical commutation/anticommutation relations and the usual unitary Heisenberg and Schrödinger picture time evolutions of operators and states, and (2) the fluctuation or Brownian motion corrections to this thermodyamics lead to an energy-driven stochastic modification of the Schrödinger equation, which is known to imply state vector reduction with Born rule probabilities. Thus, quantum mechanics and its probabilistic interpretation both arise as emergent phenomena in the underlying trace dynamics.

arXiv:hep-th/0206120•Jun 13, 2002•19 citations

A First Principles Derivation of Classical and Quantum Mechanics as the Natural Theories for Smooth Stochastic Paths

W. Westra

We derive the classical Hamilton-Jacobi equation from first principles as the natural description for smooth stochastic processes when one neglects stochastic velocity fluctuations. The Schrödinger equation is shown to be the natural exact equation for describing smooth stochastic processes. In particular, processes with up to quadratic stochastic fluctuations are electromagnetically coupled quantum point particles. The stochastic derivation offers a clear geometric picture for Quantum Mechanics as a locally realistic hidden variable theory. While that sounds paradoxical, we show that Bell's formula for local realism is incomplete. If one includes smooth stochastic fluctuations for the hidden variables, local realism is preserved and quantum mechanics is obtained. Quantum mechanics should therefore be viewed as a "nondeterministic, non-Bell locally realistic hidden variable theory". Since the description is simply a stochastic process, it should be relatively straightforward to create mesoscopic analogue systems that show all the hallmarks of Quantum Mechanics, including super-Bell correlations. In fact, any system that can be described by the linear time evolution of a density matrix is both a stochastic and a Quantum system from our point of view, since we show that the existence of a transition probability density directly implies the existence of a density matrix. Systems for which the stochastic degrees of freedom vary smoothly over time have quantum Hamiltonians with standard kinetic terms.

arXiv:2011.09181•Nov 18, 2020•0 citations

A hidden variables model for non-relativistic quantum mechanics in terms of probabilities of particle paths

Emilio Santos

It is proved that in non-relativistic quantum mechanics (without spin) the transition probability may be described in terms of particle paths, every path having a (positive) probability. This leads to a stochastic hidden variables theory providing an intuitive picture of particle motion. The change of velocity at every time has a probability that depends on the potential over a large region, at a difference with the local action of classical dynamics. Thus the hidden variables theory is non-local like Bohm's, but not deterministic.

arXiv:1603.02215•Mar 7, 2016•0 citations

Exact lattice bosonization of the double-scaled $c=1$ matrix model

Adwait Gaikwad, Gautam Mandal, Ajay Mohan

In a recent paper by two of us, it has been shown that entanglement entropy (EE) of matrix quantum mechanics (or, equivalently, of a non-relativistic fermion model) has a natural interpretation in terms of an exact bosonization of the fermion theory in terms of a lattice boson with lattice spacing $\sim 1/N$ (where $N$ is the rank of the matrix, equal to the number of fermions). The theory of this lattice boson is distinct from a latticized version of the "collective variable'' theory which is formulated in terms of the fermion density $ρ(λ)$ ("collective variable''); it is, in fact, more closely related to the Wigner distribution of the fermions. In this paper, we develop this connection further for the $c=1$ double scaled matrix model. Even though $N$ becomes infinite, the double scaled theory is described by a boson on a finite and non-uniform lattice spacing, of order $\sim g_s(x) l_s$ (where $g_s(x) \equiv g_s {\rm cosech}^2(x/l_s)$ is a position dependent string coupling). We explicitly derive the $c=1$ EE, as well as the one and two-point functions of fermion density from the lattice boson. The results are explicitly finite, unlike the collective variable theory which is shown to yield divergent answers. Our results suggest that while local observables such as the EE and $\langle ρ(λ) \rangle$, are characterized by a unique short distance scale $g_s(x) l_s$, the asymptotic observables such as the S-matrix at every genus are characterized by a short distance scale $l_s$. We show how this arises and discuss a possible interpretation in terms of D0 brane physics.

arXiv:2610.34376•Oct 25, 2026•0 citations

Quantum chaos and the emergence of statistical physics

Charlie Nation

The question of how statistical physics can be seen to emerge from unitary quantum dynamics goes back to Schrödinger and von Neumann, however has been reaffirmed as a topic of importance due to recent advances in experimental capabilities, allowing the observation of the unitary evolution of many-particle systems over long periods of time. Understanding why such a system evolves to the specific thermal equilibrium state, effectively described by a relevant thermodynamic ensemble, has thus seen significantly more interest in recent years. Furthermore, observations of the dynamics of such systems open questions on the route to equilibrium, and subsequent fluctuations. In this thesis I will develop an approach to this problem, taking as a starting point the non-integrability of the system under study, which leads to a generic model in terms of random matrix theory (RMT), and more generally, chaotic wavefunctions. In the formulation of these methods, special attention is paid to the form of local observables of quantum systems, and an approach to their description is developed in terms of correlation functions of chaotic wavefunctions. From this approach a key conjecture in the understanding of thermalization, the eigenstate thermalization hypothesis (ETH), is derived in full, and the dynamical behaviour of such observables is obtained analytically. Further, I will show that emergent classical behaviour can be observed in the form of a fluctuation-dissipation theorem (FDT) of Brownian processes. This is exploited to develop an experimental proposal to measure the ‘complexity’ of a quantum device, by experimentally obtaining its effective Hilbert space dimension in terms of a fully connected system. Finally, quantum jump trajectories, describing stroboscopic projective measurements of local observables are studied, and shown to display classical Brownian dynamics in the form of a Markov process. Throughout this thesis, exact diagonalization calculations of realistic quantum spin systems are used to confirm analytical results.

•Jan 1, 2020•1 citation
It is shown that the matrix models which give non-perturbative definitions of string and M theory may be interpreted as non-local hidden variables theories in which the quantum observables are the eigenvalues of the matrices while their entries are the non-local hidden variables. This is shown by studying the bosonic matrix model at finite temperature, with T taken to scale as 1/N. For large N the eigenvalues of the matrices undergo Brownian motion due to the interaction of the diagonal elements with the off diagonal elements, giving rise to a diffusion constant that remains finite as N goes to infinity. The resulting probability density and current for the eigenvalues are then found to evolve in agreement with the Schroedinger equation, to leading order in 1/N. The quantum fluctuations and uncertainties in the eigenvalues are then consequences of ordinary statistical fluctuations in the values of the off-diagonal matrix elements. This formulation of the quantum theory is background independent, as the definition of the thermal ensemble makes no use of a particular classical solution. The derivation relies on Nelson's stochastic formulation of quantum theory, which is expressed in terms of a variational principle.
If we prepare an isolated, interacting quantum system in an eigenstate and perturb a local observable at an initial time, its expectation value will relax towards a thermal expectation value, even though the time evolution of the system is deterministic. The eigenstate thermalization hypothesis (ETH) of Deutsch and Srednicki suggests that this is possible because each eigenstate of the full quantum system acts as a thermal bath to its subsystems, such that the reduced density matrices of the subsystems resemble thermal density matrices. Here, we use the observation that the eigenvalue distribution of interacting quantum systems is a Gaussian under very general circumstances, and Dyson Brownian motion random matrix theory, to derive the ETH and thereby elevate it from hypothesis to theory. Our analysis provides a derivation of statistical mechanics which neither requires the concepts of ergodicity or typicality, nor that of entropy. Thermodynamic equilibrium follows solely from the applicability of quantum mechanics to large systems and the absence of integrability.
We consider the classical dynamics of bosonic and fermionic matrix variables in complex Hilbert space, defined by a trace action, assuming cyclic invariance under the trace and the presence of a global unitary invariance. With plausible and explicitly stated assumptions, including the existence of a large hierarchy of scale between the underlying dynamics and observed physics, we show that (1) the equilibrium statistical mechanics of this matrix dynamics, in the canonical ensemble, gives rise to an emergent quantum mechanics for many degrees of freedom, including the standard canonical commutation/anticommutation relations and the usual unitary Heisenberg and Schrödinger picture time evolutions of operators and states, and (2) the fluctuation or Brownian motion corrections to this thermodyamics lead to an energy-driven stochastic modification of the Schrödinger equation, which is known to imply state vector reduction with Born rule probabilities. Thus, quantum mechanics and its probabilistic interpretation both arise as emergent phenomena in the underlying trace dynamics.
We derive the classical Hamilton-Jacobi equation from first principles as the natural description for smooth stochastic processes when one neglects stochastic velocity fluctuations. The Schrödinger equation is shown to be the natural exact equation for describing smooth stochastic processes. In particular, processes with up to quadratic stochastic fluctuations are electromagnetically coupled quantum point particles. The stochastic derivation offers a clear geometric picture for Quantum Mechanics as a locally realistic hidden variable theory. While that sounds paradoxical, we show that Bell's formula for local realism is incomplete. If one includes smooth stochastic fluctuations for the hidden variables, local realism is preserved and quantum mechanics is obtained. Quantum mechanics should therefore be viewed as a "nondeterministic, non-Bell locally realistic hidden variable theory". Since the description is simply a stochastic process, it should be relatively straightforward to create mesoscopic analogue systems that show all the hallmarks of Quantum Mechanics, including super-Bell correlations. In fact, any system that can be described by the linear time evolution of a density matrix is both a stochastic and a Quantum system from our point of view, since we show that the existence of a transition probability density directly implies the existence of a density matrix. Systems for which the stochastic degrees of freedom vary smoothly over time have quantum Hamiltonians with standard kinetic terms.
It is proved that in non-relativistic quantum mechanics (without spin) the transition probability may be described in terms of particle paths, every path having a (positive) probability. This leads to a stochastic hidden variables theory providing an intuitive picture of particle motion. The change of velocity at every time has a probability that depends on the potential over a large region, at a difference with the local action of classical dynamics. Thus the hidden variables theory is non-local like Bohm's, but not deterministic.
Exact lattice bosonization of the double-scaled c=1c=1c=1 matrix model
In a recent paper by two of us, it has been shown that entanglement entropy (EE) of matrix quantum mechanics (or, equivalently, of a non-relativistic fermion model) has a natural interpretation in terms of an exact bosonization of the fermion theory in terms of a lattice boson with lattice spacing ∼1/N\sim 1/N∼1/N (where NNN is the rank of the matrix, equal to the number of fermions). The theory of this lattice boson is distinct from a latticized version of the "collective variable'' theory which is formulated in terms of the fermion density ρ(λ)ρ(λ)ρ(λ) ("collective variable''); it is, in fact, more closely related to the Wigner distribution of the fermions. In this paper, we develop this connection further for the c=1c=1c=1 double scaled matrix model. Even though NNN becomes infinite, the double scaled theory is described by a boson on a finite and non-uniform lattice spacing, of order ∼gs(x)ls\sim g_s(x) l_s∼gs​(x)ls​ (where gs(x)≡gscosech2(x/ls)g_s(x) \equiv g_s {\rm cosech}^2(x/l_s)gs​(x)≡gs​cosech2(x/ls​) is a position dependent string coupling). We explicitly derive the c=1c=1c=1 EE, as well as the one and two-point functions of fermion density from the lattice boson. The results are explicitly finite, unlike the collective variable theory which is shown to yield divergent answers. Our results suggest that while local observables such as the EE and ⟨ρ(λ)⟩\langle ρ(λ) \rangle⟨ρ(λ)⟩, are characterized by a unique short distance scale gs(x)lsg_s(x) l_sgs​(x)ls​, the asymptotic observables such as the S-matrix at every genus are characterized by a short distance scale lsl_sls​. We show how this arises and discuss a possible interpretation in terms of D0 brane physics.
The question of how statistical physics can be seen to emerge from unitary quantum dynamics goes back to Schrödinger and von Neumann, however has been reaffirmed as a topic of importance due to recent advances in experimental capabilities, allowing the observation of the unitary evolution of many-particle systems over long periods of time. Understanding why such a system evolves to the specific thermal equilibrium state, effectively described by a relevant thermodynamic ensemble, has thus seen significantly more interest in recent years. Furthermore, observations of the dynamics of such systems open questions on the route to equilibrium, and subsequent fluctuations. In this thesis I will develop an approach to this problem, taking as a starting point the non-integrability of the system under study, which leads to a generic model in terms of random matrix theory (RMT), and more generally, chaotic wavefunctions. In the formulation of these methods, special attention is paid to the form of local observables of quantum systems, and an approach to their description is developed in terms of correlation functions of chaotic wavefunctions. From this approach a key conjecture in the understanding of thermalization, the eigenstate thermalization hypothesis (ETH), is derived in full, and the dynamical behaviour of such observables is obtained analytically. Further, I will show that emergent classical behaviour can be observed in the form of a fluctuation-dissipation theorem (FDT) of Brownian processes. This is exploited to develop an experimental proposal to measure the ‘complexity’ of a quantum device, by experimentally obtaining its effective Hilbert space dimension in terms of a fully connected system. Finally, quantum jump trajectories, describing stroboscopic projective measurements of local observables are studied, and shown to display classical Brownian dynamics in the form of a Markov process. Throughout this thesis, exact diagonalization calculations of realistic quantum spin systems are used to confirm analytical results.